Hazard statements (CLP)

H.06, H461, H646, H694

2.1 Classification of the substance or mixture

5005 "logging and/or tree thinning - mecha- One workshop covers claims and risk management practices; nized. operations" shall have their operations surveyed by the other workshop covers premium reporting and record- labor and industries insurance services staff prior to the keeping. The two workshops may be offered together or sep- assignment of risk classification 5005 to their account. arately. Be sure to sign in so that you receive credit for Annual surveys may be required after the initial survey to attending the workshops. retain the risk classification assignment. (ii) You (an owner/officer) must provide us with a signed (b) Every employer as a prerequisite of being assigned and completed voluntary release of information form that we 0524 determine premium calculation for material installed shall be WAC 296-17-52118 0526 the same amount used for premium calculation of material finished for use in 0541 or 0551 The amount WAC 296-17-52119 0527. of wallboard purchased for each job, project, site or location WAC 296-17-52120 0528 shall be equal to the amount of material installed or finished. For contractors to be assigned and continue to report in this WAC 296-17-52121 0529 classification, their account must remain in good standing WAC 296-17-52122 0530 and conform to the conditions specified in the special drywall industry rule. WAC 296-17-52123 0531 WAC 296-17-52124 0532 NEW SECTION WAC 296-17-52125 0533 WAC 296-17-52151 Classification 0551. WAC 296-17-52126 0534 0551-00 Wallboard taping, including texturing and prim- ing - nondiscounted rate (to be assigned only by the drywall underwriter) Applies to contractors engaged in taping wallboard in WSR 01-19-070 residential or commercial buildings or structures. The pro- PROPOSED RULES cess of taping occurs after wallboard, drywall, or sheetrock DEPARTMENT OF has been installed and involves taping the seams, and spread- LABOR AND INDUSTRIES ing joint compound over the seams and nail or screw heads. [Filed September 19, 2001, 8: 14 a.m.] When dry, the seams are sanded to remove any rough edges. Original Notice. This classification includes the following activities when per- Preproposal statement of inquiry was filed as WSR 01- formed by employees of a wallboard contractor and part of 11-150. the taping process which includes wallboard texturing (a Title of Rule: Chapter 296-17 WAC, Manual of rules, putty-like material that is sprayed over the prepared wall- classifications, rates, and rating system for workers' compen- board in a clump-like application and smoothed with a trowel sation insurance. or putty knife), and wallboard priming (the application of an Purpose: Amend risk classification premium base rates, undercoating that may be applied either directly to the wall- and experience rating and retrospective rating tables to reflect board or after it has been textured). This Classification also updated loss experience and provide a 1.8% general rate includes incidental painting when performed by employees increase effective January 1, 2002. This proposal specifically of a wallboard contractor and part of the taping process. amends WAC 296-17-855, 296-17-875, 296-17-880, 296-17- This classification excludes wallboard installation which 885, 296-17-890, 296-17-895, 296-17-89502, 296-l 7-90492, is to be reported separately in classification 0540 or 0550; 296-17-90493,296-17-90494,296-17-90495,296-17-90496, wallboard priming and texturing not performed by employees 296-17-90497, and 296-17-920. Proposed (98] Washington State Register, Issue 01-19 WSR 01-19-070 Statutory Authority for Adoption: RCW 51.16.035 Base in their premium rates. Industries with worsening loss expe- • rates, 51.32.073 Supplemental pension, 51.18.010 Retrospec- rience will see increases in their premium rates. 1' tive rating and 51.04.020(1) General authority. A small business economic impact statement has been Statute Being Implemented: RCW 51.16.035, prepared under chapter 19.85 RCW. 51.32.073, and 51.18.010. Small Business Economic Impact Statement Summary: Proposals to the following rules establish premium rates for workers' compensation insurance classifi- Although the department was not required to prepare a cations for calendar year 2002 and modifications to the small business impact statement for this proposed rule related experience rating and retrospective rating plans: change becauseRCW 19.85.025(2) exempts rules covered by WAC 296-17-855 Experience modification, 296-17-875 RCW 34.05.310(f), the department has voluntarily done so. Table I - Primary losses for selected claim values, 296-17- INTRODUCTION: The department is granted authority to 880 Table II - "B" and "W" values, 296-17-885 Table III - modify rules through the provisions of RCW 51.04.020, Expected loss rates and D ratios, 296-17-890 Table IV - Max- 51.16.035, 51.32.073, and 51.18.010(2). By this authority, imum experience modifications, 296-17-895 Base rate table the Insurance Services Division of the Department of Labor by class of industry, 296-17-89502 Industrial insurance rates and Industries is proposing: Amendments to the following for nonhourly rated classifications, 296-17-90492 Table I - rules to establish premium rates for workers' compensation Retrospective rating plans A, Al, A2, A3, and B standard insurance classifications for calendar year 2002 and modifi- premium size ranges, 296-17-90493 Table II - Retrospective cations to the related experience rating and retrospective rat- rating plan A, 296-17-90494 Table III - Retrospective rating ing plans: WAC 296-17-855 Experience modification, 296- plan Al, 296-17-90595 Table IV - Retrospective rating plan 17-875 Table I - Primary losses for selected claim values, A2, 296-17-90496 Table V - Retrospective rating plan A3, 296-17-90497 Table VI - Retrospective rating plan B, and 296-17-880 Table II- "B" and "W" values, 296-17-885 Table 296-17-920 Assessment for supplemental pension fund. III - Expected loss rates and D ratios, 296-17-890 Table IV - Reasons Supporting Proposal: Insurance base rates and Maximum experience modifications, 296-17-895 Base rate experience rating tables are being modified to reflect changes table by class of industry, 296-17-89502 Industrial insurance in loss data associated with the classification and rating plan rates for nonhourly rated classifications, 296-17-90492 Table from the previous 2001 rating period. Washington law pro- I - Retrospective rating plans A, Al, A2, A3, and B standard vides that rates should be adjusted annually to reflect the haz- premium size ranges, 296-17-90493 Table II - Retrospective ards of each industry and in accordance with the rating plan. rating plan A, 296-17-90494 Table III - Retrospective rating Similarly the rating plan is revised to recognize changes plan Al, 296-17-90595 Table IV - Retrospective rating plan within industry groups. A 1.8% general increase in premium A2, 296-17-90496 Table V - Retrospective rating plan A3, 296-17-90497 Table VI - Retrospective rating plan B, and rates is also proposed. 296-17-920 Assessment for supplemental pension fund. Name of Agency Personnel Responsible for Drafting: RCW 51.16.035 states in part that the department shall Ken Woehl/Bill Vasek, Tumwater, Washington, (360) 902- classify all occupations or industries by degree of hazard, and 4775/902-5015; Implementation: Kathy Kimbel/Ken Woehl, set basic rates of premium which are the lowest necessary to Tumwater, Washington, (360) 902-4739/902-4775; and maintain actuarial solvency of the accident and medical aid Enforcement: Doug Mathers, Tumwater, Washington, (360) funds. This law allows the department to adjust premium 902-4750. rates annually, or at other times as necessary to carry out the Name of Proponent: Department of Labor and Indus- legislative standard of rate adequacy. RCW 51.32.073 allows tries, governmental. the department to adjust the supplemental pension assess- Rule is not necessitated by federal law, federal or state ment rate as needed to ensure adequate funds for pension court decision. benefits. RCW 51.18.010(2) specifies that retrospective rat- Explanation of Rule, its Purpose, and Anticipated ing is to be consistent with recognized insurance principles Effects: The purpose of this proposal is to establish 2002 pre- and shall be administered according to rules adopted by the mium rates and experience rating parameters for calendar department and that the rules should encourage broad partic- year 2002. Washington law (RCW 51.16.035, 51.032.073 ipation by qualified employers and sponsors of retrospective [51.32.073] and 51.18.010) requires labor and industries to rating groups. adjust rates to ensure solvency of the accident, medical aid The department has complied with these mandates by and supplemental pension funds. RCW 51.06.035 also pro- establishing around 320 classifications of risk and related vides that premium rates charged to industry vary by hazard. premium rates. The rate assigned to each classification is a Labor and industries is proposing no general rate change to composite of three separate components commonly known as the workers compensation insurance premium rates begin- the accident, medical aid and supplemental pension funds. ning January 1, 2002. In addition, labor and industries is pro- Premium rates applicable to each risk classification are based posing to adjust each industry risk classification rate to in part on the claims experience of employers reporting in the reflect more current loss experience. classification and the reported exposure (premium hours) Proposal Changes the Following Existing Rules: Over- over which this cost is spread. The actual premium rate paid all, premium rates will see no change, however, rates for each by an employer is based on the nature of their business and is industry classification will reflect updated loss experience. independent of employer size. Since the premium is, with few exceptions, based on hours worked, each employer pays Industries with improved loss experience will see reductions [ 99 J Proposed WSR 01-19-070 Washington State Register, Issue 01-19 an overall premium which is relative to the exposure of their This proposed change does not impose additional workers. record-keeping requirements, require the purchase of new The department's actuarial staff annually, or more fre- equipment or completion of new forms or reports. ~ quently as financial conditions of the funds change, review INVOLVEMENT OF SMALL BUSINESS: N/ A. • the overall solvency of the workers' compensation trust PROFESSIONAL SERVICES: This proposed change may funds, legislative mandates, past loss experience, general cause some employers with automated payroll and tax report- conditions of the state's economy and employment projec- ing systems to have the need of professional services to tions, and determine if adjustments are necessary to the pre- update rate information in their payroll and accounting sys- mium base. tems. Chapter 19.85 RCW requires agencies to evaluate the MITIGATION: Legislative authority granted to labor and economic impact to businesses when new rules, or changes to industries relative to rate making does not include a provision existing rules are being considered. This law further requires for mitigating the cost of insurance for small businesses or agencies to mitigate the cost of compliance where possible to exempting small businesses from the requirement to pay pre- small businesses when such deviation is provided by law. miums. To the contrary, the legislative standard for rate mak- Since the classification and rate-making procedure (RCW ing, is that rates be based on business or occupational group- 51.16.035) is legislatively mandated, and no provision is con- ings and that they vary by degree of hazard. The more haz- tained in these laws allowing the department to deviate from ardous the industry or business grouping the higher the the legislative standard, the department is unable to provide a premium rate per hour. Compliance with the mitigation pro- different standard for small businesses. vision of the Regulatory Fairness Act would cause the depart- SUMMARY OF PROPOSED RULES: The department is pro- ment to exceed its legislative authority and would be contrary posing a 1.8% rate increase to workers' compensation insur- to law. ance premium rates beginning January 1, 2002. Labor and CONCLUSION: The Regulatory Fairness Act, chapter industries is also proposing to adjust each industry risk clas- 19.85 RCW, requires that the economic impact of proposed sification rate to reflect more current loss experience. Indus- rules or rule amendments on small businesses be examined try classifications whose loss experience improved from the relative to their impact on large businesses. The act outlines 2001 rating period will experience a reduction in premium the requirements for a small business economic impact state- rates. Industries with worsening experience may experience ment (SBEIS), including situations when a rule is exempt a rate increase. This proposal amends the subject rules to from analysis. For the purposes of an SBEIS the term small reflect these changes. business is defined as a business entity that has the purpose of ~ making a profit and has fifty or fewer employees. The • INDUSTRY ANALYSIS: Although the Regulatory Fairness agency must prepare an SBEIS when a proposed rule, or rule Act requires an economic analysis to be made using a four- amendments, has the potential of placing a more than minor digit standard industrial classification (SIC), such analysis economic impact on business. The 2002 workers' compensa- relative to workers' compensation insurance premiums would tion rate adjustment (proposed amendments to chapter 296- distort the actual impact to businesses. SIC codes are based 17 WAC) may exceed the SBEIS minor cost threshold. on certain business groupings, and are often dissimilar in However, in situations where the authority for a rule amend- composition to workers' compensation insurance classifica- ment is specified in statute the department is not required to tions. Also most businesses insuring with the state fund are conduct an SBEIS (RCW 19.85.025(2) referencing RCW assigned several workers' compensation insurance classifica- 34.05.310 (4)(f)). Therefore, an SBEIS is not required for the tions but only a single SIC code. Thus, a more precise anal- proposed updating of the 2002 workers' compensation premi- ysis of impact to business can be derived using the depart- ums. Overall, there will be a 1.8% increase in workers' com- ment's workers' compensation risk classification plan. pensation premiums across all risk factors. The premium COST OF COMPLIANCE: It is anticipated that employers increase is less than the government fiscal growth factor and using automated computer systems may encounter minor the consumer price index (CPI) for 2001. programming costs as a result of updating employee payroll This analysis has been conducted in order to provide deduction tables and employer tax reporting systems. Since industry, industry representatives, the legislature and the each employer's accounting system varies, the department is department with an understanding of the potential impacts of unable to estimate the cost of compliance with this proposed these proposed changes. change. With regard to this proposal, overall workers' com- A copy of the statement may be obtained by writing to pensation premium rates will experience a small increase of Department of Labor and Industries, P.O. Box 4100 [44100], 1.8% across all risk categories. However, the department is Olympia, WA 98504-4100, phone (360) 902-4776, fax (360) proposing that rates specific to each industry classification be 902-4729. modified effective January 1, 2002. The actual savings or RCW 34.05 .328 does not apply to this rule adoption. increased cost to employers and employees is driven by the RCW 34.05.328 (5)(b)(vi) provides an exemption for rules classification and rate applicable to the business, and the that sets rates or fees pursuant to legislative standards. RCW number of hours to be worked by each employee. Since 51.16.035 requires labor and industries to set premium rates • employers do not report revenue or sales information to the according to legislative standards. Although the department • department, no analysis or projections can be made on that was not required to prepare analysis under RCW 34.05.328, basis. it has voluntarily completed this analysis. Proposed [ 100] Washington State Register, Issue 01-19 WSR 01-19-070 Hearing Location: Spokane Labor and Industries Office, which is not considered completely rateable for all employ- 901 North Monroe, Conference Room #4, Suite 100, Spo- ers. The excess actual loss for each claim shall be determined • kane, WA 99201-2149, on October 29, 2001, at 9:30 a.m.; by subtracting the primary loss from the total loss. I' and at the Tumwater Labor and Industries Office, 7273 "W" signifies "W value." For each employer, the W Linderson Way S.W., First Floor Auditorium, Tumwater, value determines the portion of the actual excess losses WA 98504-4851, on November 2, 2001, on 9:30 a.m. which shall be included in the calculation of his experience Assistance for Persons with Disabilities: Contact Office modification, due consideration being given to the volume of oflnformation Assistance, by November 2, 2001, TDD (360) his experience. This amount is represented by the symbol 902-5797. "W Ae" in the experience modification formula. W values are Submit Written Comments to: Department of Labor and set forth in Table II. Industries, Douglas Connell, Assistant Director for Insurance Services, P.O. Box 4100, Olympia, WA 98501, or fax (360) "E" signifies "expected losses." An employer's expected 902-4729, or e-mail GUNT235@LNI.W A.GOV, by Novem- losses shall be determined by multiplying his reported expo- ber 2, 2001. sure in each classification during the experience period by the Date oflntended Adoption: November 20, 2001. classification expected loss rate. Expected loss rates are set September 19, 2001 forth in Table Ill Gary Moore "Ee" signifies "expected excess losses." Expected losses Director in each classification shall be multiplied by the classification "D-Ratio" to obtain "expected primary losses." Expected AMENDATORY SECTION (Amending WSR 00-23-101, excess losses shall then be calculated by subtracting expected filed 1)/21/00, effective 1/1/01) primary losses from expected total losses. Each employer shall have a statistical charge included in the calculation of WAC 296-17-855 Experience modification. The basis his experience modification, said charge to be actuarially of the experience modification shall be a comparison of the equivalent to the amount forgiven an average employer actual losses charged to an employer during the experience because of the exclusion of a portion of his excess actual period with the losses which would be expected for an aver- losses. This charge is represented by "(1-W) Ee" in the expe- age employer reporting the same exposures in each classifi- rience modification formula. D-Ratios are set forth in Table cation. The comparison shall contain actuarial refinements designed to mitigate the effects of losses which may be con- III. • sidered catastrophic or of doubtful statistical significance, "B" signifies "B value" or "ballast." In order to limit the I' due consideration being given to the volume of the effect of a single severe accident on the modification of a employer's experience. Except for those employers who qual- small employer, a stabilizing element (B value) shall be ify for an adjusted experience modification as specified in added to both actual and expected losses. B values are set WAC 296-17-860 or 296-17-865, the experience modifica- forth in Table II. tion shall be calculated from the formula: Ap+ WAe+ (1-W) Ee+ B MODIFICATION AMENDATORY SECTION (Amending WSR 00-23-101, E+B filed 11/21/00, effective 1/1/01) The components Ap, WAe, and (1-W) Ee are values WAC 296-17-875 Table I. which shall be charged against an employer's experience record. The component, E, shall be the expected value of these charges for an average employer reporting the same ( (Prieuu•y Lesses fer Seleeted Cleim VelHes exposures in each classification. The meaning and function of CLAIM VALUE PRIMARY LOSS each symbol in the formula is specified below. ~ "Ap" signifies "primary actual losses." For each claim the primary actual loss is defined as that portion of the claim H,00 H;QOO which is considered completely rateable for all employers ~ H-;00() and which is to enter the experience modification calculation !4;8++ -&,009 at its full value. For each claim in excess of (($10,936)) -H;m -14;00() $11.764 the primary actual loss shall be determined from the M;OOG formula: ~ M;6l4 ___ «_27_._34_G_))_Z_9_.4_IO ___ x total loss -lS;OOG PRIMARY LOSS Total loss+ ((M;4G4)) .1LM2 44;@& ~ Primary actual losses for selected claim values are ~ 169,663* ~ shown in Table I. For each claim less than (($10,936)) $11.764 the full value of the claim shall be considered a pri- 273,400** ~ mary loss. ll!. A11ef&ge eeath "'1titte "Ae" signifies "excess actual losses." For each claim the excess actual loss is defined as that portion of the claim ll!.ll!. MaitimtHH el&im •r&hte)) [ 101 J Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Primarv Losses for Selected Claim values ( (B1q3eetea Lesses B w CLAIM VALUE PRIMARY LOSS 163,079 171,731 ~ M]. 11.764 171,732 180,546 ~ M4 12.163 12.000 180,547 189,529 ~ {),2§'. 13.979 13.000 189,530 198,685 ~ 0=26 16.031 14.000 198,686 208,019 ~ ~ 18.368 15,000 208,020 217,53=7 m4G ~ 24.173 17,000 217,538 227,244 ~ Q:.29 32.207 19.000 . 227,245 237,147 ~ ~ 44.063 21.000 237,148 247,251 ~ 0:-3.J. 63.316 23,000 247,252 257,564 ¥.r,07:+- ~ 193.599* 26.953 257,565 268,093 34;56!- ~ 294.100** 27.745 268,094 278,844 ~ Q:.34 * Average death value 278,845 289,825 ~ ~ ** Maximum claim value 289,826 301,044 ~ 0:-36 301,045 312,508 32;498 Q:.37- AMENDATORY SECTION (Amending WSR 00-23-101, 312,509 324,228 ~ Q:.3& filed 11121/00, effective 1/1/01) 324,229 336,211 ;I,466 Q,.39 WAC 296-17-880 Table II. 336,212 348,467 ~ 0:40 348,468 361,006 ~ QM. "B" and "W" Values 361,007 373,838 ~ ~ 373,839 Maximum Claim Value= (($273,400)) $294.100 386,975 ~ 0:43- Average Death Value= (($169,663)) 386,976 400,427 28;88+ 044 $193.599 400,428 414,206 ~ 0:# (E 11 13eeted Lesses B 414,207 w 428,325 ~ Q,46 5,923 & \:lftaer 428,326 442,798 27-;34G M+ ~ 0:00 ~ M-;%& 442,799 457,638 ~ 0:4S Ml- ~ 457,639 472,860 ~ !&;Q3.1 ~ ~ 0:49 ~ 24;2M 50;036 ~ 472,861 488,480 ~ 0:-5() ~ ~ ~ 0:04 488,481 504,513 ~ M+ ~ ~ ~ g:G§. 504,514 520,978 ~ Q,.52- ~ 43,39-1- 4S;489 G:% 520,979 537,891 24;244 0:£ ~ 49;979 ~ Q:G7. 537,892 555,273 2J.;729 B,.54 49;98G 555,274 573,144 ~ ~ ~ O:G8 ~ 63-;4+! 46;94! O,Q9 573,145 591,526• 22;@+ 0:-59 ~ 7G;3&+ 46;426 0:-W 591,527 610,441 ~ M+ ~ 7-1-;404 #;9-W 0:-H 610,442 629,913 ~ M& ~ #;-394 ~ 629,914 649,968 U;-!49 M9 84;544 9+;8Gl- 44;8+8 0:-H 649,969 670,635 2G;Q4 MO 9-1-;800 99,l-83 0:-14 670,636 691,941 2W% Q.;e+ ~ 99;!84 106,690 ~ G:-l-5- 691,942 713,917 +9;6W ~ 106,691 114,326 ~ 9:-M 713,918 736,597 W;G86 Q,Q 114,327 122,096 ~ 0:-1-1 736,598 760,016 ~ OM 122,097 130,003 42;299 0:-1-% 760,017 784,212 ~ ~ 130,004 138,050 ~ 0:-1-9 784,213 809,224 ~ ~ 138,051 146,242 41-;2e7- 0-:2G 809,225 835,095 +7,02; G:e+ 146,243 154,583 ~ 0:2+ 835,096 861,872 ~ Q,6& 154,584 163,078 ~ Q,2;! 861,873 889,604 ~ Q,69 Proposed [ 102] Washington State Register, Issue 01-19 WSR 01-19-070 ( (eKf!eeted Losses Expected Losses ~ w 889,~05 918,344 106.693 - 114,768 47,167 0.15 918,345 948,149 114.769 122.982 46.612 0.16 948,150 979,080 122.983 131.340 46.057 0.17 979,081 1,011,204 H,928. 9'+3 131.341 139.846 45.502 0.18 l,011,205 1,044,593 ~ (}.-14 139.847 148.502 44,947 0.19 1,044,594 1,079,323 .J.2.;896 ~ 148.503 157,315 44.392 0.20 1,079,324 1,115,479 ~ (}.-1-6 157,316 166.287 43,837 0.21 1,115,480 1,153,152 H,864 B:7+ 166.288 175,425 43.282 0.22 1,153,153 1,192,440 H-;348 Q;+8 175.426 184.733 42.727 0.23 1,192,441 1,233,451 ~ G,-79 184.734 194.216 42.172 0.24 1,233,452 1,276,303 -lG;M+ (}.&O 194.217 203.879 41.618 0.25 1,276,304 1,321,124 ~ Q,.8-! 203.880 213.728 41.063 0.26 1,321,125 1,368,055 ~ ~ 213.729 223.769 40.508 0.27 1,368,056 1,417,250 8,769 ~ 223.770 234.007 39.953 0.28 1,417,251 1,468,879 ~ QM _234.008 244.449 39,398 0.29 l,468,880 1,523,129 +i+3& ~ 244.450 255.102 38.843 0.30 1,523,130 1,580,207 +,222 {}.-86 255.103 265.972 38.288 0.31 1,580,208 l,€i40,343 &,+% 9:8+ 265.973 277.066 37.733 0.32 1,640,344 1,703,791 6;100 0:-88 277.067 288.391 37,178 0.33 1,703,792 1,770,835 ~ G:W 288.392 299.956 36.623 0.34 1,770,836 1,841,792 ~ Q,.99 299.957 311.769 36,069 0.35 1,841,793 1,917,019 4;64; G,9-1- 311.770 323.837 35.514 0.36 1,917,020 1,996,915 4,H+ ~ 323.838 336.170 34,959 0.37 1,996,916 2,081,932 ¥H 0:-93- 336.171 348.776 34.404 0.38 2,081,933 2,172,583 ~ 0-:94 348.777 361.667 33.849 0.39 2,172,584 2,269,450 ~ 0:% 361.668 374.851 33.294 0.40 2,269,451 2,373,199 2;QQ 0:-96 374.852 388.339 32.739 0.41 2,373,200 - 2,484,595 ~ 0:9+ 388.340 402.143 32.184 0.42 2,484,596 2,604,521 ~ MS 402.144 416.274 31.629 0.43 2,733,999 5-M 0:99 416.275 430.744 2,604,522 31.074 0.44 2,734,00 & Over 0 -hOO)) 430.745 445.567 30.520 0.45 445.568 460.755 29.965 0.46 Expected Losses ~ w 460.756 476.324 29.410 0.47 6,371 & Under 55.490 0.00 0.48 476.325 492.288 28.855 6.372 - 12.839 54.935 0.01 0.49 492.289 508.662 28.300 12.840 - 19.402 54.380 0.02 0.50 508.663 525.464 27.745 19.403 26.066 53.825 0.03 0.51 525.465 542.712 27.190 26.067 32.831 53.270 0.04 0.52 542.713 560.423 26.635 32.832 39.700 52.716 0.05 578.617 26.080 0.53 0.06 . 560.424 39.701 46.677 52,161 597.3i5 25.525 0.54 578.618 46.678 53.763 51.606 0.07 616.539 24.971 0.55 0.08 597.316 53.764 60.962 51.051 616.540 636.312 24.416 0.56 60.963 68.276 50.496 0.09 0.10 636.313 656.659 23.861 0.57 68.277 75.710 49.941 656.660 677.606 23.306 0.58 75.711 83.264 49.386 0.11 0.59 677.607 699.180 22.751 83.265 90.944 48.831 0.12 0.60 699.181 721.411 22.196 90.945 98.752 48.276 0.13 0.61 721.412 744.330 21,641 98.753 106.692 47.721 0.14 [ 103] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Expected Losses Ji w AMENDATORY SECTION (Amending WSR 00-23-101, 744,331 - 767.970 21.086 0.62 filed 11/21100, effective 111/01) 767.971 792.368 20.531 0.63 WAC 296-17-885 Table III. 792.369 817.560 19.976 0.64 817,561 843.587 19.422 0.65 Expected Loss Rates and D-Ratios 843,588 870.493 18.867 0.66 for Indicated Fiscal Year 870.494 Expected Loss Rates in Dollars Per Worker Hour 898,323 18.312 0.67 898.324 ((Qess ~ ~ 4999 9 Rittie 927.127 17.757 0.68 GlM HW7- ~ 9:94+4- ~ 927.128 956.959 17.202 0.69 956,960 987.875 mG3 ~ ~ ~ 9:448 16.647 0.70 Q.lG4 G:946S 9:8%4 ~ 987.876 9M9 1.019.936 16.092 0.71 1.019.937 1.053.210 15.537 0.72 9!Q3. ~ ~ ~ ~ 1.053.211 1.087.766 GlG+ ~ ~ ~ 9469 14.982 0.73 ~ G:946S 9:8%4 ~ 9M9 1.087.767 1.123.683 14.427 0.74 1.123.684 GlH ~ ~ 9:4649 9:49+ 1.161.044 1.161.043 13.873 1.199,936 13.318 0.75 ~ ~ ~ ~ ~ 0.76 1.199.937 woo. MQ6!. ~ -l-:9W 9:384 1.240.461 12.763 0.77 1.240.462 00.W 9:9001 ~ G,+Q4S ~ 1.282.724 12.208 0.78 1.282.725 OOH ~ 9:69+e ~ ~ 1.326,840 11,653 0.79 ~ -l-:0094 ~ Grl-84+ ~ 1.326.841 1.372.936 11,098 0.80 1.372.937 1.421.151 10.543 WH- ~ ~ ~ ~ 0.81 1.421.152 00.J.9 ~ ~ ~ 9:4=B 1.471.635 9.988 0.82 1.471.636 93(}1. 9:48% ~ ~ 1.524,555 9.433 0.83 9d4S ~ ~ 1.524.556 M3e9 ~ ~ 1.580.093 8.878 0.84 1.580.094 1.638.450 8.323 9300- ~ Mm ~ 0.85 93Qe 1.638.451 ~4 ~ ~ 9:6998 9:449 1.699.850 7.769 0.86 1.699,851 ~ ~ ~ ~ MOO 1.764.539 7.214 0.87 1.764.540 1.832.791 6,659 G3GS ~ ~ ~ ~ 1.832.792 0.88 ~ ~ ~ ~ 9:494 1.904.911 1.904.912 6.104 0.89 ~ ~ ~ 9:9864- ~ 1.981.241 5.549 0.90. ~ H-86-1 -1-:-lm+ 9:93S9 ~ 1.981.242 2.062.163 2.062.164 4.994 2.148,108 4.439 0.91 ~ ~ ~ ~ ~ 2.148.109 0.92 ~ ~ ~ H646 ~ 2.239,562 3,884 0.93 2.239.563 GSG8 ~ H461- -h8Q88 ~ 2.337.078 2.337.077 3.329 2.441.278 0.94 ~ ~ Mm ~ 9:4Q9 2.774 0.95 2.441.279 2.552.882 2.220 GMG ~ ~ ~ ~ 0.96 2.552.883 2.672.712 1.665 QS.H ~ ~ ~ ~ 0.97 ~ 4-:Q69G 9-:99% ~ 9:499 2.672.713 2.801.718 1.110 0.98 ~ 9:6469 ~ 2.801.719 9:§@3 9:488 2.940,999 555 0.99 9S-l4 -l-:-1433 -hG694 9:9-H& ~ 2.941.000 & Over Q 1.00 ~ ~ ~ ~ 9:-399 ~ ~ ~ ~ ~ gsµ ~ ~ ~ ~ QS-13 l:48G+ H694 ~ 9:4H GS-1-9 ~ ~ ~ 9:48+ Q£Q ~ ~ Q.,9498. ~ ~ G:9+l-S G:9QU ~ ~ QeQ.l 9:4900- ~ ~ ~ ~ ~ ~ ~ ~ Proposed [ 104] ~ ~ ~ i U I i ti U ii i U i ll ii i i i i illi ii i i U i i i i i U I U 11111 ~ ~ J UHUHiUUiUUiiiiUUHiiUHUHHiiiUiii 1in111nfi1 ii ii~ uni 11 ii n inn i u i 11ni1n£1 i iii~iiiiiiiiiiiiiiiiiiliiiiiililiiliiiliii.iiiiii =- Er Q ii&EillllEilllllililifilili&iiiEiElliiE&f . lilii&ii ) ~ ~ ~~~~§g~f ~i~~~$£~~$~~£~i~i£~ii~~~§§~§~~~~l~~ii~~, ! ~ = iiiiiiiifiiiiiiiiiiii~iif iiiiiiii~if ii~ii~i~iiiii ~ iiiiliiii~liii~iiiiiiiiiiiii~iiiliiiiiiiliiiiiii ii~iii~iiiii~iiiiiii~iii~iiiiiiiii~iiiiiiiiiiiii 'J1 ~ { ~l~filll~i~ii~~iiif ill~~~Eiil~lii~~il~~~~~ii~Ei~i i ~ PROPOSED l iiiii§ii~f f~iiiiiii~iiiifi~iifiiiii~ii§~l~~~~i~~~, ~ ~ I iiiiiiifiiiiiiiiiiiiiiiiiiif i~fiiiiifiiiiiiiiiiifiifi ~ ~ ii!~ji~iii~~iii~~iiiiiii~ii~if~~ii!iiiif iif iiiii iiiiiiiiiiiiiii~~iiiiiiiiiiiiiiiiii~iiii~iii~iii : ~ ~ ~~~~~~~~~~i~~ID~t~~~~t~;~~i~~~~f ~~~~~~fi~~~~~;~~if. i ~ ~ ~ iiiiiiiii~iiii~~f iii~ii~i~~i~~ii~~iiiill~§§~~iif l ~ ~ ~ = = ~ i~i~iiiifiiiii~~iiiiiiiiif iil~f iii~iiiiiiiiiiii~i ~ iiiiiiiiii~iiii~iiiiim111111~iiiif ~iiiiiiiiiiiii iiiiif iiiiiiii~i~~i~i~!ii~i~iiii~ii~~~~iiiiiiiii iiff~~l~~~i~~i~~~~~~~~~~ii~~~E~~~ii~~ii®~~~~~i~f. ~ i~iiil~liii~iiiiiii~i~iil~~f ~iiiiii~i~iiiiiii~if ii~iiii~ii~iiiii~iiiiiiiiiiiii!~fiiiiiiiiiiii~i~i iiii~iiiiiiiiiiiiiliiiiliiiiiiiiiiiiiiiiiiiiiiii i~iiii~ii~iiii~ii~iiii~iiii~~iiiiii~iii~~iii~~ii ~ ~ a· ~ llillliill~llllEllllllllllElillllillE&Eillllil&i ~ ~ ) ~ s ~ ~~~~~~~~~~ml ii~~~~M~~~~~t~f ~~!!~~~i~i~f~~~~if ! ~ ¢ iiiiiiiiiii·~ iiiiiiiii~~iiiiiiiiiiiiiiE~iiiii~ ~ llllllllllEi ililliiiiiiiliiliillliililElillli tt iiEif iii~iii 11 iiii~ii~iiiiiiiiiiiiii~~~iiiiiiii ~ I iiiiiiiiiiii . lllliiilllllllllllii&llillliliilf I PROPOSED WSR 01-19-070 Washington State Register, Issue 01-19 ~ 1998 ~ D Retie Class 1998 1222 2000 D-Ratio ~ ~ ~ G:4H- 0607 0.3402 0.3115 0.2732 0.538 ~ ~ G-:00!& ~· GM& 0608 0.2535 0.2321 0.2036 0.544 ~ M-l4G (}.GHG ~ Q.400 0701 1.6935 1.5261 1.3076 0.356 MGe8 {}.0064 {};OOS4 ~)) 0803 0.3740 0.3423 0.3002 0.574 Class 1998 1999 ~ D-Ratio 0901 1.4723 1.3375 1.1587 0.414 0101 1.2461 1.1315 0.9796 0.418 1002 0.8501 0.7777. 0.6807 0.507 0103 1.4722 1.3405 1.1652 0.467 1003 0.7653 0.7021 0.6169 0.493 0104 0.8899 0.8086 0.7007 0.434 1004 0.4390 0.4004 0.3494 0.512 0105 1.1262 1.0295 0.9002 0.521 1005 5.5246 5.0174 4.3417 0.409 0107 1.0286 0.9364 0.8136 0.446 1007 0.2813 0.2568 0.2242 0.530 0108 0.8899 0.8086 0.7007 0.434 1101 0.5385 0.4934 0.4332 0.549 0112 0.5818 0.5313 0.4637 0.462 1102 1.0660 0.9707 0.8437 0.466 0201 2.1323 1.9361 1.6762 0.399 1103 0.8441 0.7720 0.6749 0.450 0202 2.8174 2.5608 2.2191 0.373 1104 0.3939 0.3630 0.3213 0.593 0210 1.0246 0.9296 0.8038 0.422 1105 0.8502 0.7780 0.6808 0.456 0212 0.8184 0.7444 0.6459 0.416 1106 0.3153 0.2909 0.2578 0.523 0214 1.0605 0.9640 0.8361 0.454 1108 0.4567 0.4192 0.3689 0.562 0217 0.9489 0.8632 0.7493 0.478 1109 0.9482 0.8697 0.7641 0.496 0219 0.9697 0.8836 0.7686 0.476 1301 0.4750 0.4332 0.3775 0.602 0301 0.4781 0.4383 0.3851 0.545 1303 0.1668 0.1529 0.1344 0.602 0302 1.6489 1.4900 1.2814 0.390 1304 0.0216 0.0198 0.0174 0.543 0303 1.6613 1.5068 1.3023 0.410 1305 0.2746 0.2520 0.2219 0.536 0306 0.8951 0.8121 0.7029 0.455 1401 0.5113 0.4695 0.4132 0.520 .• 0307 0.7192 0.6559 0.5719 0.486 1404 0.4735 0.4347 0.3826 0.545 • 0308 0.4515 0.4146 0.3651 0.575 1405 0.3381 0.3103 0.2731 0.563 0403 1.3332 1.2216 1.0722 0.539 1407 0.4735 0.4347 0.3826 0.545 0502 1.2402 1.1261 0.9749 0.447 1501 0.4590 0.4191 0.3660 0.544 0504 1.1410 1.0403 0.9055 0.436 1507 0.4310 0.3942 0.3451 0.517 0506 3.7620 3.4268 2.9789 0.412 1701 0.7002 0.6389 0.5571 0.513 0507 2.7630 2.5172 2.1891 0.436 1702 1.5957 1.4480 1.2525 0.395 0508 2.0211 1.8311 1.5805 0.378 1703 0.5539 0.5017 0.4324 0.316 0509 1.4285 1.2921 1.1129 M!M 1704 0.7002 0.6389 0.5571 0.513 0510 1.3374 1.2185 1.0601 0.447 1801 0.5790 0.5291 0.4625 0.453 0511 1.2978 1.1814 1.0270 0.474 1802 0.5022 0.4599 0.4032 0.535 0512 1.0420 0.9494 0.8265 0.516 2002 0.6154 0.5654 0.4985 0.567 0513 0.6631 0.6036 0.5247 0.494 2004 0.6083 0.5591 0.4932 0.601 0514 1.2024 1.1002 0.9639 0.537 2007 0.3990 0.3655 0.3205 0.506 0516 1.3374 1.2185 1.0601 0.447 2008 0.2639 0.2419 0.2126 0.513 0517 1.4362 1.3118 1.1452 0.484 2009 0.2855 0.2636 0.2343 0.604 0518 1.4723 1.3375 1.1587 0.414 2101 0.5808 0.5326 0.4675 0.479 0519 1.4606 1.3328 1.1623 0.455 2102 0.4140 0.3808 0.3361 0.562 0521 0.7635 0.6957 0.6051 0.430 2104 0.2463 0.2273 0.2019 0.618 0601 0.4884 0.4457 0.3890 0.527 2105 0.5795 0.5311 0.4664 0.578 0602 0.4712 0.4298 0.3749 0.587 2106 0.3178 0.2919 0.2571 0.538 0603 0.8275 0.7511 0.6502 0.435 2201 0.2230 0.2046 0.1798 0604 0.8072 0.7406 0.6508 0.501 2202 0.5219 0.4780 0.4192 0606 0.3379 0.3109 0.2748 0.583 2203 0.3649 0.3364 0.2981 Proposed [ 108] Washington State ;Register, Issue 01-19 WSR 01-19-070 Class 122R 1222 2000 D-Ratio Class 122R 1222 2000 D-Ratio 0.2230 0.2046 0.1798 0.526 3808 0.3875 0.3548 ~2204 0.3111 0.492 0.1137 0.637 0.3569 0.3278 0.2887 0.584 3901 0.1378 0.1275 2903 0.5386 0.4957 0.4381 0.594 3902 0.3448 0.3174 0.2803 0.595 0.8248 2904 0.537 0.6377 0.5855 0.5152 0.528 3903 1.0105 0.9315 2905 0.4587 0.4222 0.3731 0.608 3905 0.1378 0.1275 0.1137 0.637 0.3383 2906 0.552 0.3109 0.2852 0.2508 0.561 3906_ 0.4175 0.3838 2907 0.4513 0.4145 0.3653 0.557 3909 0.1997 0.1840 0.1630 0.648 0.7451 2908 0.543 0.8146 0.7457 0.6535 0.513 4002 0.9391 0.8559 2909 0.3283 0.3018 0.2663 0.547 4101 0.2401 0.2201 0.1935 0.566 0.2547 3101 0.672 0.6741 0.6149 0.5359 0.463 4103 0.3092 0.2859 3102 0.2203 0.2023 0.1782 0.563 4107 0.1150 0.1054 0.0927 0.563 3103 0.547 0.5023 0.4601 0.4033 0.452 4108 0.1371 0.1259 0.1109 3104 0.5179 0.4726 0.4124 0.485 4109 0.2033 0.1867 0.1645 0.557 3105 0.516 0.6811 0.6256 0.5510 0.594 4201 0.4749 0.4318 0.3747 3303 0.2901 0.2667 0.2355 0.564 4301_ 0.6547 0.6024 0.5320 0.548 0.3887 3304 0.539 0.5048 0.4650 0.4111 0.578 4302 0.4837 0.4431 3309 0.3570 0.3286 0.2904 0.597 4304 0.7325 0.6719 0.5903 0.530 0.7194 3402 0.552 0.3903 0.3578 0.3143 0.556 4305 0.9071 0.8264 3403 0.1679 0.1537 0.1349 0.512 4401 0.3509 0.3226 0.2845 0.478 3404 0.551 0.4263 0.3917 0.3452 0.574 4402 0.5926 0.5437 0.4784 3405 0.2255 0.2069 0.1819 0.573 4404 0.3314 0.3050 0.2694 0.533 0.1211 3406 . 0.608 0.1955 0.1798 0.1586 0.576 4501 0.1492 0.1372 • 3407 0.4733 0.4323 0.3777 0.527 4502 0.0405_ 0.0372 0.0329 0.551 0.0829 0.0736 • 3408 0.620 0.1279 0.1173 0.1029 0.615 4504 0.0897 3409 0.1046 0.0964 0.0852 0.624 4601 0.5732 0.5265 0.4634 0.512 0.1541 3410 0.549 0.2025 0.1869 0.1657 0.593 4802 0.1897 0.1744 3411 0.3680 0.3369 0.2953 0.525 4803 0.1931 0.1781 0.1578 0.578 0.4247 3412 0.568 0.4195 0.3835 0.3352 0.491 4804. 0.5253 0.4823 3413 0.5169 0.4728 0.4142 0.544 4805 0.2336 0.2154 0.1909 0.584 0.0367 3414 0.535 0.4490 0.4110 0.3604 0.527 4806 0.0451 0.0415 3415 0.6319 0.5788 0.5072 0.481 4808 0.3800 0.3487 0.3066 0.530 3501 0.575 0.7907 0.7237 0.6332 0.484 4809 0.2671 0.2458 0.2173 3503 0.2504 0.2316 0.2060 0.599 4810 0.1216 0.1125 0.0999 0.596 0.1689 3506 0.607 0.8795 0.7974 0.6893 0.463 4811 0.2066 0.1905 3509 0.3487 0.3211 0.2839" 0.634 4812 0.2989 0.2744 0.2417 0.584 0.1182 3510 0.536 0.3183 0.2928 0.2584 0.572 4813 0.1457 0.1340 3511 0.5610 0.5144 0.4520 0.531 4900 0.3.212. 0.2935 0.2565 0.486 0.0486 3512 0.503 0.3234 0.2977 0.2631 0.598 4901 0.0606 0.0555 3513 0.4095 0.3766 0.3323 0.486 4902 0.0760 0.0697 0.0612 0.588 0.0542 3602 0.563 0.1001 0.0922 0.0817 0.632 4903 0.0674 0.0617 3603 0.4474 0.4107 0.3614 0.540 4904 0.0247 0.0228 0.0201 0.596 3604 0.8778 0.8072 0.7121 0.542 . 4905 . 0.2890. 0.2668 0.2369 0.589 3605 0.4180 0.3823 0.3346 0.547 4906 0.0803 0.0736 0.0648 0.587 3701 0.2203 0.2023 0.1782 0.563 4907 0.0466 0.0428 0.0378 0.546 • 3702 0.3425 0.3151 0.2784 0.615 4908 0.1206 0.1129 0.1023 0.672 • 3708 0.4503 0.4124 0.3616 0.527 4909 0.0512 0.0478 0.0432 0.624 3802 0.1476 0.1359 0.1201 0.607 4910 0.3479 0.3197 0.2817 0.548 [ 109) Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Class 1998 1222 2000 D-Ratio Class 1998 1999 2000 D-Ratio 5001 4.2539 3.8570 3.3306 0.395 6404 0.1598 0.1477 0.1313 0.621 ~ 5002 0.4713 0.4314 0.3781 0.570 6405 0.4880 0.4475 0.3931 0.541 • 5003 1.3275 1.2046 1.0417 0.419 6406 0.0719 0.0663 0.0589 0.613 5004 1.0357 0.9481 0.8302 0.458 6407 0.2155 0.1985 0.1755 0.573 5005 0.6543 0.5949 0.5157 0.463 6408 0.2850 0.2618 0.2309 0.604 5006 1.4912 1.3556 1.1750 0.395 6409 0.5169 0.4728 0.4142 0.544 5101 0.8211 0.7526 0.6613 0.595 6410 0.2049 0.1881 0.1657 0.506 5103 0.6634 0.6120 0.5427 0.610 6501 0.1139 0.1047 0.0923 0.652 5106 0.6634 0.6120 0.5427 0.610 6502 0.0233 0.0216 0.0191 0.605 5108 0.7358 0.6763 0.5970 0.621 6503 0.0615 0.0562 0.0490 0.529 5109 0.5432 0.4960 0.4333 0.511 6504 0.3007 0.2785 0.2484 0.634 5201 0.3144 0.2880 0.2527 0.549 6505 0.0895 0.0827 0.0737 0.579 5204 0.7663 0.7022 0.6163 0.505 6506 0.0771 0.0712 0.0631 0.605 5206 0.3212 0.2935 0.2565 0.486 6509 0.2751 0.2539 0.2253 0.591 5207 0.1534 0.1415 0.1256 0.649 6510 0.3349 0.3063 0.2677 0.451 5208 0.7420 0.6800 0.5971 0.505 6511 0.2759 0.2549 0.2263 0.589 5209 0.6804 0.6230 0.5463 0.524 6601 0.1574 0.1452 0.1288 0.604 5301 0.0281 0.0259 0.0229 0.582 6602 0.3702 0.3403 0.3001 0.556 5305 0.0484 0.0446 0.0395 0.662 6603 0.3007 0.2762 0.2433 0.550 5306 0.0443 0.0407 0.0359 0.624 6604 0.0554 0.0512 0.0454 0.553 5307 0.3470 0.3175 0.2781 0.571 6605 0.2590 0.2405 0.2156 0.662 6103 0.0672 0.0622 0.0553 0.617 6607 0.1670 0.1537 0.1359 0.564 6104 0.2932 0.2698 0.2382 0.588 6608 0.4469 0.4060 0.3518 0.430 • 6105 0.2097 0.1918 0.1682 0.516 6620 2.8266 2.5916 2.2804 0.663 • 6107 0.1044 0.0967 0.0864 0.611 6704 0.1097 0.1009 0.0893 0.596 6108 0.3490 0.3224 0.2864 0.609 6705 0.7042 0.6510 0.5793 0.653 6109 0.0680 0.0624 0.0549 0.553 6706 0.3354 0.3101 0.2758 0.590 6110 0.3537 0.3252 0.2869 0.579 6707 1.6167 1.4916 1.3233 0.635 6201 0.2876 o.i625 0.2291 0.479 6708 6.6154 6.1343 5.4665 0.444 6202 0.5639 0.5194 0.4589 0.507 6709 0.2272 0.2100 0.1867 0.625 6203 0.0744 0.0689 0.0616 0.654 6801 0.3391 0.3101 0.2716 0.589 6204 0.1344 0.1237 0.1094 0.579 6802 0.3776 0.3484 0.3094 0.620 6205 0.2003 0.1843 0.1629 0.573 6803 0.6588 0.6013 0.5243 0.394 6206 0.1788 0.1642 0.1447 0.594 6804 0.2115 0.1944 0.1715 0.583 6207 1.1615 1.0762 0.9597 0.568 6809 4.9067 4.5214 4.0025 0.610 6208 0.2087 0.1935 0.1727 0.577 6901 0.0431 0.0412 0.0384 0.765 6209 0.2221 0.2051 0.1821 0.578 6902 0.7534 0.6845 0.5927 0.406 6301 0.1226 0.1117 0.0973 0.437 6903 6.1013 5.5359 4.7880 0.297 6302 0.1453 0.1338 0.1183 0.539 6904 0.2782 0.2535 0.2207 0.637 6303 0.0596 0.0548 . 0.0483 0.551 6905 0.3047 0.2787 0.2442 0.596 6304 0.2318 0.2145 0.1912 0.622 6906 0.1335 0.1276 0.1189 0.701 6305 0.0805 0.0744 0.0662 0.610 6907 0.8993 0.8248 0.7251 0.565 6306 0.2226 0.2046 0.1804 0.596 6908 0.4613 0.4232 0.3722 0.611 6308 0.0470 0.0433 0.0383 0.603 6909 0.0903 0.0831 0.0735 0.586 6309 0.1406 0.1297 0.1150 0.603 7100 0.0266 0.0245 0.0216 6402 0.2380 0.2191 0.1937 0.636 7101 0.0261 0.0241 0.0211 6403 0.1324 0.1223 0.1087 0.598 7102 3.4651 3.2282 2.9015 Proposed [ 110] Washington State Register, Issue 01-19 WSR 01-19-070 1998 1999 2000 D-Ratio AMENDATORY SECTION (Amending WSR 00-23-101, ~ filed 11/21/00, effective 1/1/01) • 7103 0.3493 0.3189 0.2785 0.538 ., 7104 0.0240 0.0221 0.0196 0.616 WAC 296-17-890 Table IV. 7105 0.0223 0.0207 0.0183 0.650 0.599 Maximum experience modifications 7106 0.1397 0.1288 0.1141 for firms with no compensable accidents: 7107 0.2306 0.2128 0.1889 0.612 7108 0.1947 0.1803 0.1608 0.613 MaxiHu1m 7109 0.1286 0.1187 0.1054 0.644 ( (Expeetea ExperieHee · 7110 0.3476 0.3180 0.2783 0.490 Loss RaHge MoaifieatioH 7111 2,588 & Lo"+ver 0.3468 0.3181 0.2798 Q,.9G 0.571 7112 ~ ~ 0.5378 0.4940 0.4351 G,.89 0.569 7113 ~ 0.4250 0.3916 W64 0.3469 G,88 0.608 ~ ~ 7114 0.5641 0.5223 Q.,87- 0.4661 0.683 7115 0.4685 0.4310 0.3808 0.625 M-1+ 3;4Q6 (}..86 7116 0.4603 0.4235 ~ 0.3738 ~ 0.561 3;4G+ 7117 0.9221 0.8471 0.7469 0.598 ~ ~ 9=84 7118 0.8553 0.7854 ~ ~ 0.6922 0.593 ~ 7119 1.4060 1.2895 1.1334 0.585 ~ ~ ~ 3.9453 7120 4;8W 4.8822 4.4822 (}.&1- 0.521 ~ 3.6781 0.522 4;894 ~ 7121 4.5635 4.1854 (}.W 0.7933 7201 0.9989 0.9107 (f:.'.f9 0.530 ~ ~ 0.0283 0.0248 7202 6-;-14+ 0.0309 (h7.8. 0.519 ~ 0.1021 0.0910 0.586 e,148 7203 6;646 0.1102 Q.;R. • 7204 0.0000 1.000 &,64+ +,-193 Q,.76 ., 7301 0.4409 0.4047 0.3557 0.489 M-94 {),+5- +ii-I); ':1..,794 ~ 7302 0.6465 0.5934 Q,.74 0.5220 0.553 7307 0.4753 0.4377 0.3868 0.570 ~ ~ 9,1-++ 0.1925 0.629 9;++8 ~ 7308 0.2314 0.2149 (};.+2- 0.625 7309 0.2272 0.2100 0.1867 (}..7.l. 9;9=1=1- ~ ~ H;8M ~ Exuected Loss Rates in Dollars Per Sg. Ft. ~ Gm of Wallboard Installed -14;!-00. G:68 H;-999 ~ l22B. 1999 2000 D-Ratio -14,-!M H;424 G,67- 0524 0.0162 0.0148 0.0127 0.466 ~ .J.6;894 Q.,66 0526 0.0081 0.0073 0.0063 0.442 ~ 0527 0.0007 0.0005 0.365 ~ ·~ (}.64. 0528 0.0021 0.0019 0.0016 0.436 (}.Q ~ ~ 0529 0.0012 0.0011 0.0010 0.402 Q,@ 0.377 m94 ~ 0530 0.0230 0.0208 0.0179 ~ ~ Ml 0531 0.0105 0.0095 0.0082 0.403 27,227 & Higher MG)) 0532 0.0010 0.0009 0.0008 0.413 0533 0.0030 0.0027 0.0024 0.414 Maximum Experience 0534 0.0021 0.0019 0.0016 0.407 Expected Loss Range Modification 2,784 & Lower 0.90 2,785 - 2,978 0.89 0.88 0.87 0.86 [ 111] Proposed WSR 01-19-070 WashingtonState RegiSter, Issue 01-19 Maximum ((Base Rates Bffeeti'r'e Expected Experience :Jatniary l, WQl 3.665 - 3.932 Q.85 Glttss I'tteEI I"tteEI 4 Loss Range Modification .~eeiEleet MeElieal AiEI 3.933 -- 4.224 · ·o.84 ~ ~ ~ 4.225 - 4.541 0.83 ~ G:8G3& ~ 4.542 -- 4.887 0.82 QM4 +,()993 ~ 4.888 - 5,263 0.81 ~ ~ ~ .. 5.264 -- 5.674 0.80. QU9 ~ ~ 5.675 - 6.122 0.79 ~ M46! 6.123 - 6.612 0.78 ~ -h-991& MQ46 6.613 - 7.149 0.77 ()300- ~ ~ 7.150 - 7.737 . 0.76 G3Q6 W:>+e+ ~ 7.738 - 8.383 0.75 939+ Q.;694+ ~ 8.384 - 9.092 0.74 ~ G,4l-8§. M™ 9.093 -- 9.872 0.73 9400- ~ ~ 9.873 - 10.732 0.72 ~ Q,4686 10.733 -- 11.680 0.71 ~ ~ ~ 11.681 -- 12.727 0.70 ~ ~ ~ -- 12.728 13.885 0.69 Q§G+ ~ ~ 13.886 -- 15.168 0.68 ~ ~ ~ 15.169 -- 16.592 0.67 ~ Hm ~ 16.593 -- 18.173 0.66 ()S-lG ~ ~ 18.174 -- 19.934 0.65 ~ ~ ~ 19.935 - - 21.896 0.64 ~ ~ ~ 21.897 - 24.088 0.63 ~ ~ ~ 24.089 -- 26.540. 0.62 GH4 +.-W4! ~ 26.541 -- 29.288 0.61 ~ :~ 29,289 & Higher 0.60 GM+ ~ ~ ~ ~ ~ AMENDATORY SECTION (Amending WSR 00-23-101, QH9 ~ ~ filed 11121100, effective 111/01) ~ ~ ~ WAC 296-17 -895 Industrial insurance accident fund QeGl ~ ~ base rates and medical aid base rates by class of industry. ~ Q.J.9M Industrial insurance accident fund and medical aid fund base Qeg; ~ ~ rates by class of industry shall be as set forth below. G6Q4 Ml4e ~ ((Base Rates Bffeeti¥e ·~ ~ ~ :Jaetteey l , ioo l · . gag+ ~ ~ A:eeiaeet Meaieal AiEI GeG8 ~ ~ Glass I'tmd I'tteEI mM ~ G:4e3+ WGl ~ ~ Q8W ~ Q.;++Q4 ~ ~ ~ OOGl- ~ ~ {H{)4 ~ ~ woo, ~ ~ ~ Q,4989 WW M8H ~ GIG+ ~ ~ -1-004 ~ ~ ~ ·~ ~ -l-:8%G ~ ~ ~ ±00+ ~ ~ GWl ~ ~ mm. HM ~ ~ ~ (}.89(}!. Proposed [ 112] Washington State Register, Issue 01-19 WSR 01-19-070 ((Base Rates Bffeetive ((Base Rates Bffeeti·;e JaRt:tftfY l , 2.Q(H ... JaR~l:lfY l, imH AeeiaeHt Meaieal Aia AeeiEieHt Meaieal Aie GlftSS Ftmd GlftSS Ft:mtl (}.4400 HOO H-&7+ 2009 M9lG G:-1+14 H@ G:+OOe ~ 3-±Gl ~ ~ HG4 (8±66 ~ ~ ~ ~ HG§. ~ ~ ~ ~ ~ HG& ~ ~ 3-lG4 ~ ~ -HG& ~ ~ ~ ~ ~ H.Q9 G:+.+89 G:44l+ ~ ~ ~ HG! (}.GOO G:-l-9oo. 33()4. ~ ~ HOO- G:-l-49! ~ ~ ~ -H()4. ~ G:GH-9 3400- ~ ~ ~ Q,+eQ8. ~ M8W -l4Gl- G:4§61 ~ ~ ~ -14Q4 G:4Gl4 ~ ~ Q,.H{)9 ~ ~ ~ ~ Q,.H46 ~ -l4Q'.7 {}.4Gl4 ~ 34Q.1. ~ ~ ~ G:4l-H G:-1-88+ ~ 9:-lG&l- ~ ~ ~ ~ ~ ~ ~ -HG!- ~ M98G ~ ~ ~ HOO- ~ MQ8. ~ ~ ~ -!-+@ ~ ~ ~ Q.;+8..l-9 HQ4 ~ M98G ~ ~ ~ -l8Gl M3-l9 ~ ~ ~ ~ ~ G:4984 ~ ~ ~ ~ ~ G:-3G99 ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ <H+99 ~ ~ ~ ~ 200S ~ ~ ~ ~ ~ ~ ~ ~ -~ (}..H4l. ~ M634 ~ ~ M9Q.l. ~ ~ ~ ~ ~ ~ ~ ~ G:+&&l ~ 3-§.H' ~ ~ ~ Q,.§.369 ~ ~ ~ ~ ~ Gd-e46 3ew ~ ~ ~ (}.-Hm ~ ~ ~ ~ 94644 ~ ~ (8996 ~ ~ G-:-l-9-H ~ ~ ~ ~ (}.-Hm 3+00- ~ ~ M944 ~ 3+GS (}.39e ~ ~ ~ 3-800- ~ ~ i!9Q4 M.+++ ~ 3898 ~ ~ ~ ~ ~ 39Q+ ~ ~ ~ ~ ~ ~ G:-H46 ~ Mm ~ ~ ~ ~ ~ Q,.19..H ~ ~ -~ ~ [ 113] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 ((Base Rates Effeetive ((Base Rates Effeeti·1e JaHHafY l, ~991 JaHHaFy l, ~991 AeeideHt Medieal Aid Aeeidem Medieal Aid Glass- Ft:tHd FHHEl Glass FHHEl FtHtEl 4 ~ ~ ~ WW ~ ~ 3999 ~ ~ ~ -h9-W6 ~ ~ ~ ~ ~ ·~ 4Wl- (}.U-14 Ml4e W96 ~ ~ 4-H); ~ ~ MQ.l. g.; µ;fR. ~ 4lW ~ ~ §..W3. ~ ~ 41{)8 ~ ~ §.lGe ~ ~ 4W9 9:-1-+9+ ~ MG& ~ ~ ~ ~ ~ Moo. ~ ~ 43{}} ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 43()4 ~ ~ ~ ~ ~ 43G§. G:-8+8+ ~ ~ ~ ~ 44Q.l. ~ M9U ~ ~ ~ 4400 ~ ~ £@ M-1% ~ 4494 ~ G:-l-+G9 ~ ~ ~ 4-§Q.l. G+l-8+ ~ ~ (}.Q4.H) ~ ~ M3S4 ~ ~ Q.mU 4W4 M6R- 9J)499 ~ ~ ~ 4@-1- MG!-4 ~ MG; ~ ~ ~ ~ ~ 6W4 ~ ~ 48@ ~ ~ ~ M9l+ 4894 ·Mm ~ MW ~ ~ ~ ~ ~ 6-lG& ~ ~ 4896 M38e ~ 61{)9 ~ ~ 48GS ~ 9:-lWl MW ~ ~ 48Q9 ~ ~ ~ ~ ~ 4&W (}.G9G& ~ ~ ~ ~ 48-H- ~ ~ ~ ~ ~ ~ ~ ~ ~ M-l-1-+ ~ 48-H G-:HGS ~ ~ ~ ~ 4900 ~ ~ ~ 9d-M9 M9l+ 49Gl- ~ (}.008() ~ ~ ~ 49oo. M6R- ~ ~ ~ ~ 49W ~ (),009+ ~ ~ ~ 49Q4 ~ 9*}H+ Qfil ~ ~ 49Q§. ~ ~ ~ CM).196 49G6 M689 ~ 63W ~ ~ 4991 ~ ~ 63Q4 {}.-1-§4§. ~ 4008 ~ M93+ ~ M4Q 4009 ~ ~ e3Ge Gd-9-8 ()d-168 49W ~ ~ 63()& 9-:Q4G9 ~ SQM ~ -h4l4Q QG9 (}.+Wg. ~ ~ ~ ~ ~ ~ ~ Proposed [ 114] Washington State Register, Issue 01-19 WSR 01-19-070 ((Base Rates Effeeti¥e Ja1n1ary l, ioo1 :JaHHa~· l, WOl Aeeideat Medieal Aid AeeideHt Medieal ,<\id tlttS9 Ft:mtl Glass I<HHtl Ft:mtl ~ ~ ~ 6994 ~ ~ M96Q 64G4 ~ 699§. ~ ~ 69()6 ~ 9-:0000 Mm ~ ~ ~ ~ @G+ 6490 ~ (}.444§. G-:-l-+U (}.+l4l 649+ 699& ~ ~ ~ G:-l4W e4Q8. 6999 ~ {);04+1. e4Q9 ~ ~ +±00 ~ MH& MW ~ Q,.l.00!- MH& +H»- ~ ~ ~ +loo. ~ ~ Qd.44() ~ M-!-99 ~ +!00- ~ ~ ~ +w4 ~ Mm. ~ ~ +lg§. ~ ~ ~ ~ Q,%@ MS43- +we ~ (),0774 ~ M449 +w+ ~ ~ 6S® Q,-l4Q6 ~ Ml&+ G:-1481 +w8 6§-1-0 ~ ~ +w9 ~ ~ 6§.H ~ ~ +l-W ~ ~ 66(}+ ~ MOO!- +l-H ~ ~ ~ Q.:-1.986 ~ 9:4+Q ~ 6600- ~ +lH ~ ~ 6694 QM4l. ~ +H4 ~ ~ ~ ~ ~ '.7-H-S- 9496& ~ a6m- ~ ~ ~ Mm +He M()H. 609& ~ UH {}.-8344 G:494G 66-14 (;70.000Qi!: S49JlQ00i!: +H-8- MGH ~ ~30.QOOQi!: ;!~9.0000il: +H9 -l-:44++ Q.rl.£4 ~ l9S.QOOQi!: 194.0QOOi!: ~ ~ ~ (;6l-'.7. +2.QOOQ* n.OQOQ* ++u -~ ~ (;6.l.8- 78.0000* 71.0000* ~ -l-:-0!-l+ ~ ~ ~ ~ ~ 0:03H G:GMG (;.704 M8U ~ +w3-· 9-:0799 ~ ~ 0:-0000 Q,0000 ~ ~ ~ (j7Q(j ~ ~ ~ Mm ~ &7Q7. hl-7@ ~ 7JOO. ~ ~ 67G& 4.-H6Q ~ +w+ 0:-397S ~ ~ MH4 e7Q9 +3()8. Q,.l.Q.l. ~ ~ ~ ~ MH4 ~ 0,.3()(j..l. ~ .ii:. '.fhese Fates 8Fe ealet:dated 08 a ~eF lieeASe easis feF ~ ~ ~ aFtffil!Htel F8€e S aek s aHd aFe ease Fated.)) 68G4 0:-1-7% (H.061- (;809 ~ ~ (j9Gl- {);0000 0-:0481 @m Q,.'.7.800- ~ (j9Q3. M9Q.l. ~ [ 115] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Base Rates Effective January 1. 2002 Januai:y 1. 2002 Accident Medical Aid Accident Medical Aid Fund Funa- · · Fund Fund· 0101 1.3447 0.449i-' . 0701 2.0413 0.4516 0103 1.5243 0.5809 0803 0.3529 0.1742 0104 0.9524 0.3271 0901 1.5761 0.5384 0105 1.0887 0.5027 1002 0.8093 0.3870 0107 1.0675 0.4024 1003 0.6886 0.3757 0108 0.9524 0.3271 1004 0.4384 0.1856 0112 0.5714 0.2511 1005 5.9734 1.9847 0201 2.2980 0.7663 1007 0.2783 0.1211 0202 2.9870 1.0432 1101 0.4961 0.2581 0210 1.1223 0.3578 1102 1.1037 0.4208 0212 0.8593 0.3113 1103 0.8069 0.3791 0214 1.1269 0.3968 1104 0.3226 0.2179 0217 1.0005 0.3626 1105 0.8040 0.3880 0219 0.9935 0.3908 1106 0.2496 0.1789' 0301 0.4356 0.2324 1108 0.4083 0.2278 0302 1.9150 0.4954 1109 0.8551 0.4639 0303 1.8274 0.5733 1301 0.4857 0.1970 0306 0.9764 0.3168 1303 0.1530 0.0809 0307 0.7203 0.3009 1304 0.0189 0.0109 0308 0.3999 0.2284 1305 0.2425 0.1384 0403 1.2293 0.6373 1401 0.4521 0.2574 0502 1.3445 0.4454 1404 0.4209 0.2375 0504 1.1535 0.4672 1405 0.3007 0.1696 0506 3.8554 1.4972 1407 0.4209 0.2375 0507 2.8276 1.1071 1501 0.4536 0.1987 0508 2.2515 0.6720 1507 0.4110 0.1960 0509 1.6359 0.4465 1701 0.7009 0.2954 0510 1.3656 0.5388 1702 1.7366 0.5617 0511 1.3458 0.5107 1703 0.6200 0.1800 0512 1.0682 0.4219 1704 0.7009 0.2954 0513 0.6907 0.2600 1801 0.5575 0.2564 0514 1.1380 0.5539 1802 0.4708 0.2350 0516 1.3656 0.5388 2002 0.5351 0.3175 0517 1.4086 0.6232 2004 0.5279 0.3162 0518 1.5761 0.5384 2007 0.3700 0.1886 0519 1.4496 0.6178 2008 0.2393 0.1283 0521 0.7789 0.3072 2009 0.2205 0.1671 0601 0.4865 0.2078 2101 0.5286 0.2806 0602 0.4763 0.1981 2102 0.3536 0.2180 0603 0.8985 0.2948 2104 0.1927 0.1428 0604 0.7257 0.3968 2105 0.5340 0.2790 0606 0.2856 0.1805 2106 0.2787 0.1617 0607 0.3183 0.1592 2201 0.2006 0.1099 0608. 0.2362 0.1194 2202 0.4868 0.2457 Proposed [ 116] Washington State Register, Issu.e 01-:19 WSR 01-19-070 Base Rates Effective Janufil}'. 1, 2002 Januazy 1, 2002 Accident Medical Aid Accident Medical Aid Class Fund Class Fund 2203 0.2962 0.2039 3701 0.1937 0.1120 2204 0.2006 0.1099 3702 0.2918 0.1820 2401 0.3147 0.1818 3708 0.4208 0.2110 2903 0.4529 0.2898 3802 0.1242 0.0796 2904 0.5649 0.3205 3808 0.3607 0.1814 2905 0.3868 0.2468 3901 0.1026 0.0837 2906 0.2810 0.1529 3902 0.2914 0.1846 2907 0.3950 0.2309 3903 0.8160 0.5627 2908 0.7648 0.3785 3905 0.1026 0.0837 2909 0.2807 0.1722 3906 0.3622 0.2159 3101 0.6760 0.2811 3909 0.1650 0.1103 3102 !Um 0.1120 4002 0.9639 0.3821 3103 0.4655 0.2356 4101 0.2182 0.1175 3104 0.5133 0.1861 0.2208 4103 0.2337 3105 0.6018 0.3465 4107 0.1043 0.0562 3303 0.2480 0.1525 4108 0.1198 0.0700 3304 0.4194 0.2750 4109 0.1779 0.1040 3309 0.3010 0.1918 4201 0.5058 0.1794 3402 0.3562 0.1894 4301 0.5527 0.3486 3403 0.1548 0.0798 4302 0.4490 0.2292 3404 0.3726 0.2191 4304 0.6640 0.3579 3405 0.2028 0.1117 4305 0.9341 0.3670 3406 0.1686 0.1019 4401 0.2993 0.1829 3407 0.4631 0.2074 4402 0.5302 0.2947 3408 0.1191 0.0613 4404 0.2786 0.1769 3409 0.0878 0.0567 4501 0.1281 0.0786 3410 0.1610 0.1155 4502 0.0341 0.0216 3411 0.3454 0.1713 4504 0.0700 0.0521 3412 0.4046 0.1867 4601 0.5040 0.2901 3413 0.4924 0.2363 4802 0.1614 0.1001 3414 0.4199 0.2098 4803 0.1551 0.1087 3415 0.5870 0.2967 4804 . 0.4654 0.2654 3501 0.7506 0.3609 4805 0.1887 0.1308 3503 0.1883 0.1503 4806 0.0369 0.0247 3506 0.9746 0.3014 4808 0.3397 0.1889 3509 0.2929 0.1889 4809 0.2233 0.1441 3510 0.2734 0.1668 4810 0.0925 0.0722 3511 0.5090 0.2734 4811 0.1669 0.1159 3512 0.2716 0.1741 4812 0.2640 0.1517 3513 0.3467 0.2154 4813 0.1244 0.0765 3602 0.0822 0.0554 4900 0.3111 0.1420 3603 0.3976 0.2242 4901 0.0573 0.0279 3604 0.7515 0.4593 4902 0.0699 0.0368 3605 0.4008 0.1895 4903 0.0626 0.0319 [ 117] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Base Rates Effective Januar)'. 1, 2002 Januru:)'. l, 2002 Accident Medical Aid Accident Medical Aid Class Fund Class Fund 4904 0.0205 0.0136 6301 0.1236 0.0503 4905 0.2248 0.1680 6302 0.1201 0.0791 4906 0.0726 0.0396 6303 0.0504 0.0316 4907 0.0398 0.0244 6304 0.1707 0.1417 4908 0.0622 0.0923 6305 0.0600 0.0486 4909 0.0280 0.0379 6306 0.1937 0.1152 4910 0.3029 0.1789 6308 0.0395 0.0254 5001 4.7105 1.4436 6309 0.1122 0.0798 5002 0.4451 0.2191 6402 0.2005 0.1286 5003 1.4514 0.4656 6403 0.1025 0.0773 5004 0.9719 0.4776 6404 0.1226 0.0944 5005 0.6978 0.2443 6405 0.4440 0.2374 5006 1.5815 0.5548 6406 0.0561 0.0416 5101 0.7541 0.3979 6407 0.1783 0.1176 5103 0.5302 0.3767 6408 0.2490 0.1469 5106 0.5302 0.3767 6409 0.4924 0.2363 5108 0.6367 0.3845 6410 0.1795 0.1037 5109 0.5331 0.2360 6501 0.0998 0.0591 5201 0.2925 0.1486 6502 0.0188 0.0131 5204 0.7027 0.3671 6503 0.0613 0.0262 5206 0.3111 0.1420 6504 0.2179 0.1867 5207 0.1215 0.0883 6505 0.0662 0.0542 5208 0."6773 0.3574 6506 0.0605 0.0445 5209 0.6343 0.3195 6509 0.2176 0.1574 5301 0.0238 0.0150 6510 0.3208 0.1497 5305 0.0404 0.0265 6511 0.2134 0.1612 5306 0.0380 0.0234 6601 0.1256 0.0893 5307 0.3311 0.1591 6602 0.3194 0.1926 6103 0.0499 0.0407 6603 0.2631 0.1535 6104 0.2494 0.1557 6604 0.0440 0.0314 6105 0.1968 0.0973 6605 0.1735 0.1709 6107 0.0730 0.0662 6607 . 0.1394 0.0902 6108 0.2701 . 0.2041 6608 0.4789 0.1636 6109 0.0609 0.0338 6614 792.0000* 422.0000* 6110 0.3049 0.1847 6615 292.0000* 157.0000* 6201 0.2847 0.1225 6616 261.0000* 133.0000* 6202 0.4656 0.3065 6617 96.0000* 48.0000* 6203 0.0519 0.0476 6618 99.0000* 50.0000* 6204 0.1115 0.0730 6620 2.5835 1.3909 6205 0.1693 0.1070 6704 0.0922 0.0590 6206 0.1578 0.0909 6705 0.5356 0.4206 6207 0.8313 0.7236 6706 0.2549 0.1989 6208 0.1475 0.1313 6707 1.2905 0.9222 6209 0.1725 0.1289 6708 4.6330 4.1378 Proposed [ 118] Washington State Register, Issue 01-19 WSR 01-19-070 Base Rates Effective Januar~ 1, 2002 Januaa 1, 2002 Accident Medical Aid Accident Medical Aid Class Fund Class Fund 6709 0.1743 0.1344 7308 0.1550 0.1524 6801 0.3256 0.1540 7309 0.1743 0.1344 6802 0.2970 0.2175 * These rates are calculated on a Qer license basis for 6803 0.6481 0.2796 Qarimutuel race tracks and are base rated. 6804 0.1831 0.1098 6809 4.0319 2.7122 0.0000 0.0451 AMENDATORY SECTION (Amending WSR 00-23-101, 6901 filed 11/21/00, effective 1/1101) 6902 0.8083 0.2745 6903 6.5754 2.1405 WAC 296-17-89502 Industrial insurance accident fund, medical aid and supplemental pension rates by class 6904 0.2885 0.1131 of industry for nonhourly rated classifications. The base 6905 0.2917 0.1394 rates as set forth below are for classifications whose premium 6906 0.0000 0.1394 rates are based on units other than hours worked. 6907 0.8149 0.4418 ((Base Rates Bffeeli•re 6908 0.4176 0.2284 Jaftttttry I , :t.00 I 6909 0.0746 0.0493 7100 0.0228 0.0138 Aeeideftt Medieal Aid .Sttflflleffteftlal Glass I'tiftEi F'ttfttl Peftsieft l'HHEI 7101 0.0230 0.0132 ~ ~ ~ ~ 7102 2.1275 2.4076 ~ 9:0084 ~ ~ 7103 0.3446 0.1515 ~ Moo+ ~ 7104 Q,.OOG! 0.0194 0.0134 ~ G:OOU (}.goo+ Q,.OOG! 7105 0.0176 0.0129 ~ ().;0014 G:OOG4 Q,.OOG! 7106 0.1137 0.0777 ~ 9:0044 9-:00+G ~ 7107 0.1827 0.1321 §g3+ ~ ~ ~ 7108 0.1412 0.1205 ~ Q,.001+ (),00@ 7109 Q,.OOG! 0.1009 0.0745 ~ ~ (},OOH 7110 Q,.OOG! 0.3313 0.1576 ~ ~ (}.goo+ 7111 Q,.OOG!)) 0.3129 0.1715 7112 0.4737 0.2734 7113 0.3480 0.2354 Base Rates Effective 7114 0.4120 0.3499 Januaa 1, 2002 7115 0.3981 0.2502 Accident Medical Aid SUQQlemental 7116 0.3917 0.2437 Class Fund Pension Fund 7117 0.8056 0.4754 0524 0.0179 0.0057 0.0005 7118 0.7528 0.4362 0526 0.0088 0.0029 0.0005 7119 1.2801 0.6890 0527 0.0008 0.0002 0.0001 7120 4.3112 2.4570 0.0022 0528 0.0008 0.0001 7121 4.1232 2.2341 0529 0.0014 0.0004 0.0001 7201 1.0168 0.4113 0530 0.0263 0.0071 0.0005 7202 0.0288 0.0145 0531 O.Ql 19 0.0034 0.0005 7203 0.0793 0.0685 0532 0.0011 0.0003 0.0001 7204 0.0000 0533 0.0032 0.0011 0.0001 7301 0.3941 0.2181 0534 0.0023 0.0007 0.0001 7302 0.5774 0.3226 0540 0.0188 0.0060 0.0006 7307 0.3974 0.2569 0.0092 0541 0.0030. 0.0006 [ 119] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Accident Medical Aid Su1:mlemental Size Standard Class Fund Pension Fund Group Premium· 0550 0.0275 0.0075 0.0006 Number Range 0551 0.0125 0.0036 0.0006 28 146,796 161,821 27 161,822 179,114 AMENDATORY SECTION (Amending WSR 00-23-101, 26 179,115 199,119 filed 11121100, effective 111101) 25 199,120 222,074 WAC 296-17-90492 Table I. 24 222,075 248,951 RETROSPECTIVE RATING PLANS A, Al, A2, A3, AND B 23 248,952 280,630 ST AND ARD PREMIUM SIZE RANGES 22 280,631 317,655 Effective January I,((~)) 2002 21 317,656 361,973 Size Standard 20 361,974 415,488 Group Premium 19 415,489 479,560 Number Range 18 479,561 558,536 63 $ 3,202 $ 3,648 17 558,537 657,049 62 3,649 4,381 16 657,050 778,945 61 4,382 5,213 15 778,946 995,070 60 5,214 6,168 14 995,071 1,271,163 59 6,169 7,260 13 1,271,164 1,623,860 58 7,261 8,490 1,623,861 2,074,416 12 57 8,491 9,887 11 2,074,417 2,649,964 56 9,888 11,369 10 2,649,965 3,809,234 55 11,370 12,937 9 3,809,235 5,590,539 54 12,938 14,591 8 5,590,540 7,948,637 53 14,592 16,331 7 7,948,638 11,711,689 52 16,332 18,157 6 11,711,690 18,215,127 51 18,158 20,069 5 18,215,128 28,753,854 50 20,070 22,068 4 28,753,855 &Over 49 22,069 24,188 48 24,189 26,322 47 26,323 28,462 46 28,463 30,813 45 30,814 33,429 44 33,430 36,342 43 36,343 39,563 42 39,564 43,170 41 43,171 47,221 40 47,222 51,734 39 51,735 56,831 38 56,832 62,608 37 62,609 69,099 36 69,100 76,008 35 76,009 83,610 34 83,611 91,970 33 91,971 101,168 32 101,169 111,284 31 111,285 121,853 30 121,854 133,510 29 133,511 146,795 Proposed [ 120) Washington State Register, Issue 01-19 WSR 01-19-070 AMENDATORY SECTION (Amending WSR 00-23-101, filed 11/21/00, effective 111/01) WAC 296-17-90493 Table II. RETROSPECTIVE RA TING PLAN A BASIC PREMIUM RATIOS LOSS CONVERSION FACTOR=.729 Effective January I,((~)) 2002 Maximum Premium Ratio: 1.05 1.10 1.15 1.20 1.25 1.30 1.35 1.40 1.45 1.50 1.60 1.70 1.80 2.00 Size Group ,63 .907 .856 .820 .791 .766 .745 .725 .708 .692 .677 .649 .625 .602 .563 62 .902 .850 .813 .783 .757 .735 .715 .698 .681 .666 .638 .612 .590 .550 61 .897 .844 .805 .774 .748 .726 .705 .687 .670 .654 .625 .600 .577 .536 60 .892 .838 .798 .766 .739 .716 .695 .676 .658 .642 .613 .587 .563 .522 59 .888 .831 .790 .758 .730 .706 .684 .665 .647 .630 .600 .574 .550 .508 58 .883 .825 .783 .749 .720 .696 .674 .654 .635 .618 .588 .561 .537 .495 57 .878 .818 .775 .740 .711 .686 .663 .643 .624 .607 .576 .548 .524 .482 56 .872 .810 .766 .731 .701 .675 .652 .631 .612 .594 .563 .535 .511 .468 55 .865 .802 .757 .721 .690 .664 .640 .619 .599 .582 .550 .522 .497 .455 54 .858 .794 .747 .710 .679 .652 .628 .607 .587 .569 .537 .509 .484 .442 53 .851 .785 .738 .700 .668 .641 .616 .595 .575 .556 .524 .496 .471 .429 52 . .843 .776 .728 .690 .657 .629 .605 .582 .562 .544 .511 .483 .458 .417 51 .836 .767 .718 .679 .646 .618 .592 .570 .550 .531 .498 .470 .446 .405 50 .828 .758 .708 .668 .634 .605 .580 .557 .537 .518 .485 .457 .432 .392 49 .821 .748 .697 .656 .622 .593 .567 .544 .524 .505 .472 .444 .419 .379 48 .813 .739 .686 .645 .610 .581 .555 .531 .511 .492 .459 .431 .406 .367 47 .804 .729 .675 .633 .598 .568 .542 .519 .498 .479 .446 .418 .394 .355 46 .796 .718 .663 .620 .584 .554 .528 .505 .484 .465 .433 .406 .382 .344 45 .787 .707 .650 .607 .571 .541 .514 .491 .471 .452 .420 .394 .371 .334 44 .778 .695 .638 .594 .557 .527 .501 .478 .458 .440 .408 .382 .360 .324 43 .768 .683 .625 .580 .544 .514 .488 .465 .445 .427 .396 .371 .349 .314 42 .758 .671 .612 .567 .530 .500 .474 .451 .431 .413 .383 .357 .336 .301 41 .748 .659 .599 .554 .517 .486 .460 .437 .417 .399 .368 .343 .322 .288 40 .737 .647 .586 .540 .503 .472 .446 .423 .403 .385 .355 .330 .309 .276 39 .726 .635 .573 .526 .489 .458 .432 .409 .389 .372 .342 .317 .296 .264 38 .714 .622 .560 .513 .476 .445 .418 .396 .376 .359 .329 .305 .284 .252 37 .702 .608 .546 .499 .462 .431 .405 .383 .363 .346 .317 .293 .273 .242 36 .688 .594 .532 .485 .448 .417 .392 .369 .350 .333 .304 .281 .262 .231 35 .673 .578 .516 .469 .433 .402 .377 .355 .336 .320 .292 .269 .250 .221 34 .657 .562 .500 .454 .418 .388 .363 .342 .323 .307 .280 .258 .240 .211 33 .640 .546 .484 .439 .403 .374 .349 .329 .310 .295 .268 .247 .229 .202 32 .623 .529 .468 .424 .389 .360 .336 .316 .298 .283 .257 .237 .220 .193 31 .607 .512 .452 .408 .373 .345 .322 .302 .285 .270 .246 .226 .210 .185 30 .589 .495 .435 .392 .358 .331 .308 .289 .273 .259 .235 .216 .201 .178 29 .571 .478 .419 .377 .344 .317 .295 .277 .261 .247 .225 .207 .193 .171 28 .553 .461 .403 .361 .329 .303 .282 .264 .248 .235 .213 .195 .181 .160 27 .537 .446 .388 .346 .314 .288 .267 .248 .233 .219 .197 .179 .165 .143 26 .521 .430 .373 .331 .299 .273 .252 .234 .218 .205 .183 .165 .151 .129 25 .504 .414 .358 .317 .285 .259 .238 .220 .205 .192 .170 .152 .138 .117 24 .482 .394 .339 .300 .269 .245 .225 .208 .194 .181 .161 .145 .132 .113 23 .460 .374 .321 .283 .254 .231 .213 .197 .184 .172 .153 .138 .127 .. 109 22 .437 .355 .304 .268 .241 .219 .201 .187 .174 .163 .146 .132 .121 .105 21 .414 .336 .288 .254 .228 .208 .191 .177 .166 .156 .139 .127 .117 .102 20 .394 .318 .272 .239 .214 .194 .179 .166 .155 .145 .130 .119 .110 .096 19 .377 .301 .254 .222 .198 .179 .164 .152 .142 .133 .120 .109 .IOI .089 18 .358 .283 .238 .207 .184 .166 .152 .140 .131 .123 .110 .IOI .094 .083 [ 121] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Maximum Premium Ratio: I.OS I.IO 1.1 S 1.20 l.2S 1.30 l.3S 1.40 l.4S I.SO 1.60 1.70 1.80 2.00 17 .339 .266 .222 .192 .171 .IS4 .140 .130 .121 .114 .103 .094 .088 .079 16 .320 .249 .208 .179 .IS9 .143 .131 .121 .113 .106 .096 .088 .083 .o?S lS .303 .234 .194 .168 .148 .134 .122 .113 .106 .100 .091 .084 .079 .072 14 .293 .220 .180 .IS7 .141 .128 .117 .109 .103 .097 .089 .082 .078 .071 13 .281 .204 .167 .148 .133 .122 .112 .!OS .099 .094 .086 .081 .076 .070 12 .269 .187 .IS6 .139 .126 .116 .108 .IOI .096 .091 .084 .079 .o?S .069 11 .2S4 .167 .14S .130 .119 .110 .103 .097 .092 .088 .082 .077 .073 .068 10 .238 .ISO .13S .122 .113 .!OS .098 .093 .089 .08S .079 .o?S .072 .067 9 .219 .138 .12S .llS .106 .100 .094 .089 .08S .082 .077 .073 .071 .066 8 .197 .127 .116 .107 .100 .094 .090 .086 .082 .079 .07S .072 .069 .06S 7 .170 .117 .108 .100 .094 .089 .08S .082 .079 .077 .073 .070 .068 .064 6 .137 .107 .100 .094 .089 .08S .081 .078 .076 .074 .071 .068 .066 .064 s .!OS .098 .092 .087 .083 .080 .077 .o?S .073 .071 .068 .066 .06S .063 4 .096 .089 .084 .081 .078 .076 .074 .072 .070 .068 .066 .06S .064 .063 AMENDATORY SECTION (Amending WSR 00-23-101, filed 11/21/00, effective 1/1/01) WAC 296-17-90494 Table III. RETROSPECTIVE RA TING PLAN A I MINIMUM PREMIUM RATIOS BASIC PREMIUM RA TIO=.OS8 LOSS CONVERSION FACTOR=.729 Effective January 1, ((~)) 2002 Maximum Premium Ratio: I.OS 1.10 1.IS 1.20 l.2S 1.30 l.3S 1.40 l.4S I.SO 1.60 1.70 1.80 2.00 Size Group 63 .987 .97S .963 .9Sl .940 .928 .918 .907 .897 .887 .868 .8SO .833 .801 62 .987 .974 .961 .949 .938 .926 .91S .904 .894 .884 .864 .84S .828 .79S 61 .986 .973 .960 .948 .936 .924 .912 .901 .890 .880 .860 .841 .823 .789 60 .986 .972 .9S9 .946 .933 .921 .909 .898 .887 .876 .8SS .836 .817 .783 S9 .98S .971 .9S8 .944 .931 .919 .907 .89S .883 .872 .8Sl .. 831 .812 .777 S8 .98S .970 .9S6 .943 .929 .917 .904 .892 .880 .869 .847 .826 .807 .771 S7 .98S .970 .9SS .941 .927 .914 .901 .889 .877 .86S .843 .822 .802 .76S S6 .984 .969 .9S4 .939 .92S .912 .899 .886 .874 .862 .839 .818 .797 .760 SS .984 .968 .9S3 .938 .924 .910 .896 .884 .871 .8S9 .836 .814 .793 .7S6 S4 .983 .967 .9Sl .936 .922 .908 .894 .881 .868 .8S6 .832 .810 .790 .752 S3 .983 .966 .9SO .93S .920 .906 .892 .878 .866 .8S3 .829 .807 .786 .748 S2 .982 .96S .949 .933 .918 .904 .890 .876 .863 .8SO .826 .804 .783 .744 SI .982 .96S .948 .932 .917 .902 .887 .874 .860 .847 .823 .800 .779 .740 so .982 .964 .947 .930 .91S .899 .88S .871 .8S7 .844 .819 .796 .77S .735 49 .981 .963 .946 .929 .913 .897 .882 .868 .854 .841 .816 .792 .770 .731 48 .981 .962 .94S .927 .911 .89S .880 .866 .. 852 .838 .812 .789 .767 .727 47 .980 .962 .944 .926 .910 .894 .878 .864 .849 .836 .810 .786 .764 .723 46 .980 .961 .943 .92S .909 .893 .877 .863 .848 .83S .809 .78S .763 .723 4S .980 .961 .942 .92S .908 .892 .877 .862 .848 .834 .808 .784 .762 .722 44 .980 .960 .942 .924 .907 .891 .876 .861 .847 .833 .808 .784 .762 .722 43 .980 .960 .941 .924 .907 .891 .87S .861 .846 .833 .807 .784 .762 .722 42 .979 .9S9 .940 .922 .90S .888 .872 .8S7 .843 .829 .803 .779 .757 .717 41 .978 .9S8 .938 .920 .902 .88S .869 .8S3 .839 .825 .798 .774 .7Sl .710 40 .978 .9S7 .937 .918 .899 .882 .866 .8SO .83S .820 .793 .768 .74S .704 39 .977 .9S6 .93S .916 .897 .879 .863 .846 .831 .816 .789 .764 .741 .699 Proposed [ 122] Washington State Register, Issue 01-19 WSR 01-19-070 Maximum Premium ~ Ratio: 1.05 1.10 1.15 1.20 1.25 1.30 1.35 1.40 1.45 1.50 1.60 1.70 1.80 2.00 Size Group 38 .977 .955 .934 .914 .895 .877 .860 .843 .828 .813 .785 .760 .736 .694 37 .976 .954 .933 .912 .893 .875 .857 .841 .825 .810 .782 .756 .732 .690 36 .976 .953 .932 .911 .891 .873 .855 .838 .822 .807 .779 .753 .729 .686 35 .976 .953 .931 .910 .890 .871 .854 .837 .821 .805 .777 .751 .727 .684 34 .975 .952 .930 .909 .889 .870 .852 .835 .819 .804 .775 .749 .725 .683 33 .975 .951 .929 .908 .888 .869 .851 .834 .818 .802 .774 .748 .724 .682 32 .975 .951 .929 .907 .887 .868 .850 .833 .817 .802 .773 .747 .724 .682 31 .975 .951 .928 .907 .886 .867 .849 .832 .816 .801 .773 .747 .724 .682 30 .974 .950 .927 .906 .886 .867 .849 .832 .816 .801 .773 .747 .724 .682 29 .974 .950 .927 .906 .886 .867 .849 .832 .816 .801 .773 .747 .724 .682 28 .974 .949 .926 .904 .883 .864 .846 .828 .812 .797 .769 .744 .721 .682 27 .973 .947 .922 .899 .877 .857 .837 .819 .802 .785 .754 .727 .701 .657 26 .972 .945 .919 .895 .872 .851 .830 .811 .792 .775 .742 .712 .685 .636 25 .971 .943 .917 .892 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 24 .971 .943 .917 .892 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 23 .971 .943 .917 .892 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 22 .971 .943 .917 .892 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 21 .971 .943 .917 .892 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 20 .971 .943 .917 .892 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 19 .970 .941 .915 .891 .868 .846 .824 .804 .785 .766 .732 .701 .672 .620 18 .969 .940 .912 .887 .864 .843 .823 .804 .785 .766 .732 .701 .672 .620 17 .968 .938 .911 .885 .862 .840 .820 .801 .784 .766 .732 .701 .672 .620 16 .968 .937 .910 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 15 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 14 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 13 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 12 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 II .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 10 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 9 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 8 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 7 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 6 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 5 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 4 .967 .937 .909 .884 .860 .838 .818 .800 .783 .766 .732 .701 .672 .620 AMENDATORY SECTION (Amending WSR 00-23-101, filed 11/21/00, effective 1/1/01) WAC 296-17-90495 Table IV. RETROSPECTIVE RA TING PLAN A2 MINIMUM PREMIUM RATIOS AND BASIC PREMIUM RATIOS LOSS CONVERSION FACTOR=.729 Effective January I,((~)) 2002 Maximum Premium Ratio: 1.05 1.10 1.15 1.20 1.25 1.30 1.35 1.40 1.45 1.50 1.60 1.70 1.80 2.00 Size Group Basic Premium Ratio .483 .457 .439 .425 .412 .402 .392 .383 .375 .368 .354 .342 .330 .311 Minimum Premium Ratio .979 .960 .943 .927 .912 .898 .884 .871 .859 .846 .823 .802 .782 .745 62 Basic Premium Ratio .480 .454 .436 .421 .408 .397 .387 .378 .370 .362 .348 .335 .324 .304 [ 123] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Maximum Premium Ratio: I.OS 1.10 I.IS 1.20 l.2S 1.30 l.3S 1.40 l.4S I.SO 1.60 1.70 1.80 2.00 Size Group Minimum Premium Ratio .978 .9S9 .941 .92S .909 .894 .880 .867 .8S4 .841 .818 .796 .77S .738 61 Basic Premium Ratio .478 .4Sl .432 .416 .403 .392 .382 .373 .364 .3S6 .342 .329 .318 .297 Minimum Premium Ratio .977 .9S7 .939 .922 .906 .891 .876 .862 .849 .836 .811 .789 .768 .730 60 Basic Premium Ratio .47S .448 .428 .412 .399 .387 .377 .367 .3S8 .3SO .336 .323 .311 .290 Minimum Premium Ratio .976 .9SS .936 .919 .902 .886 .871 .8S7 .843 .830 .80S .781 .760 .721 S9 Basic Premium Ratio .473 .44S .424 .408 .394 .382 .371 .362 .3S3 .344 .329 .316 .304 .283 Minimum Premium Ratio .97S .954 .934 .916 .898 .882 .867 .8S2 .837 .824 .798 .774 .752 .713 S8 Basic Premium Ratio .471 .442 .421 .404 .389 .377 .366 .3S6 .347 .338 .323 .310 .298 .277 Minimum Premium Ratio .974 .9S2 .931 .912 .89S .878 .862 .847 .832 .818 .792 .767 .745 .704 S7 Basic Premium Ratio .468 .438 .417 .399 .38S .372 .361 .3Sl .341 .333 .317 .303 .291 .270 Minimum Premium Ratio .973 .950 .929 .909 .891 .874 .8S7 .842 .827 .813 .786 .761 .738 .697 S6 Basic Premium Ratio .46S .434 .412 .39S .380 .367 .3S5 .345 .33S .326 .311 .297 .28S .263 Minimum Premium Ratio .972 .948 .926 .906 .887 .870 .8S3 .837 .8i2 .807 .780 .7SS .731 .690 SS Basic Premium Ratio .462 .430 .408 .390 .374 .361 .349 .339 .329 .320 .304 .290 .278 .2S7 Minimum Premium Ratio .971 .946 .924 .903 .884 .866 .849 .832 .817 .802 .774 .749 .72S .683 ", .. S4 Basic Premium Ratio .4S8 .426 .403 .384 .369 .3SS .343 .333 .323 .314 .298 . 284 .271 .2SO Minimum Premium Ratio .970 .94S .922 .900 .880 .862 .844 .827 .812 .797 .768 .743 .719 .677 S3 Basic Premium Ratio .4SS .422 .398 .379 .363 .3SO .337 .327 .317 .307 .291 .277 .26S .244 Minimum Premium Ratio .969 .943 .919 .897 .877 .8S8 .840 .823 .807 .792 .763 .737 .713 .671 S2 Basic Premium Ratio .4Sl .417 .393 .374 .3S8 .344 .332 .320 .310 .301 .28S .271 .2S8 .238 Minimum Premium Ratio .968 .941 .917 .89S .874 .8S4 .836 .819 .803 .787 .7S8 ··.· ..... .732 .709 .666 Sl Basic Premium Ratio .447 .413 .388 .369 .3S2 .338 .32S .314 .304 .29S .278 .264 .2S2 .232 Minimum Premium Ratio .967 .939 .914 .891 .870 .8Sl .832 .81S .798 .782 .7S3 .727 .703 .660 so Basic Premium Ratio .443 .408 .383 .363 .346 .332 .319 .308 .298 .288 .272 .258 .24S .22S Minimum Premium Ratio .966 .937 .912 .888 .867 .846 .828 .810 .793 .777 .747 .721 .697 .6S4 49 Basic Premium Ratio .440 .403 .378 .3S7 .340 .326 .313 .301 .291 .282 .26S .2Sl .239 .219 Minimum Premium Ratio .96S .93S .909 .88S .863 .842 .823 .80S .788 .772 .742 .71S .690 .647 48 Basic Premium Ratio .436 .399 .372 .3S2 .334 .320 .307 .29S .28S .27S .2S9 .24S .232 .213 Minimum Premium Ratio .964 .933 .907 .882 .860 .839 .819 .801 .783 .767 .737 .iIO .68S .641 47 Basic Premium Ratio .431 .394 .367 .346 .328 .313 .300 .289 .278 .269 .2S2 .238 .226 .207 Minimum Premium Ratio .962 .931 .904 .879 .8S6 .83S .816 .797 .780 .763 .733 .706 .681 .637 46 Basic Premium Ratio .427 .388 .361 .339 .321 .306 .293 .282 .271 .262 .246 .232 .220 .201 Minimum Premium Ratio .961 .929 .901 .876 .8S3 .832 .812 .793 .776 .760 .729 .702 .678 .63S 4S Basic Premium Ratio .423 .383 .3S4 .333 .31S .300 .286 .27S .26S .2SS .239 .226 .21S .196 Minimum Premium Ratio .960 .927 .899 .873 .8SO .829 .809 .790 .773 .7S7 .727 .700 .675 .633 44 Basic Premium Ratio .418 .377 .348 .326 .308 .293 .280 .268 .2S8 .249 .233 .220 .209 .191 Minimum Premium Ratio .9S8 .92S .897 .871 .848 .826 .806 .788 .771 .7S4 .72S .698 .674 .631 43 Basic Premium Ratio .413 .371 .342 .319 .301 .286 .273 .262 .2S2 .243 .227 .21S .204 .186 Proposed [ 124] Washington State Register, Issue o·l-19 WSR 01-19-070 Maximum Premium Ratio: 1.05 1.10 1.15 1.20 1.25 l.30 l.35 1.40 1.45 I.SO 1.60 1.70 1.80 2.00 ~ Size ., Qr.mm Minimum Premium Ratio .957 .924 .895 .869 .846 .824 .804 .786 .768 .752 .723 .696 .672 .630 42 Basic Premium Ratio .408 .365 .335 .313 .294 .279 .266 .255 .245 .236 .221 .208 .197 .180 Minimum Premium Ratio .956 .921 .892 .865 .842 .820 .799 .781 .763 .747 .716 .690 .666 .623 41 Basic Premium Ratio .403 .359 .329 .306 .288 .272 .259 .248 .238 .229 .213 .201 .190 .173 Minimum Premium Ratio .954 .919 .889 .862 .837 .815 .794 .775 .757 .740 .710 .683 .659 .616 40 Basic Premium Ratio .398 .353 .322 .299 .281 .265 .252 .241 .231 .222 .207 .194 .184 .167 Minimum Premium Ratio .953 .917 .886 .858 .833 .810 .789 .770 .752 .735 .704 .677 .651 .609 39 Basic Premium Ratio .392 .347 .316 .292 .274 .258 .245 .234 .224 .215 .200 .188 .177 .161 Minimum Premium Ratio .951 .914 .883 .855 .829 .806 .785 .765 .747 .730 .699 .671 .646 .603 38 Basic Premium Ratio .386 .340 .309 .286 .267 .252 .238 .227 .217 .209 .194 .182 .171 .155 Minimum Premium Ratio .950 .913 .880 .852 .826 .802 .781 .761 .743 .725 .694 .666 .641 .. 598 37 Basic Premium Ratio .380 .333 .302 .279 .260 .245 .232 .221 .211 .202 .188 .176 .166 .150 Minimum Premium Ratio .949 .911 .878 .849 .823 .800 .778 .757 .739 .722 .690 .661 .636 .593 36 Basic Premium Ratio .373 .326 .295 .272 .253 .238 .225 .214 .204 .196 .181 .170 .160 .145 Minimum Premium Ratio .948 .909 .876 .847 .821 .797 .775 .755 .736 .718 .687 .658 .634 .590 35 Basic Premium Ratio .366 .318 .287 .264 .246 .230 .218 .207 .197 .189 .175 .164 .154 .140 Minimum Premium Ratio .947 .908 .874 .845 .818 .795 .773 .752 .734 .716 .685 .656 .632 .588 ~ 34 .683 Basic Premium Ratio .655 .630 .587 .358 .310 .279 .256 .238 .223 .211 .200 .191 .183 .169 .158 .149 .135 Minimum Premium Ratio .946 .906 .873 .844 .817 .793 .771 .751 .732 .714 33 Basic Premium Ratio .349 .302 .271 .249 .231 .216 .204 .194 .184 .177 .163 .153 .144 .130 Minimum Premium Ratio .945 .906 .872 .842 .816 .792 .770 .750 .732 .714 .683 .655 .630 .588 32 Basic Premium Ratio .341 .294 .263 .241 .224 .209 .197 .187 .178 .171 .158 .148 .139 .126 Minimum Premium Ratio .945 .905 .872 .842 .816 .792 .770 .750 .732 .714 .683 .655 .631 .589 31 Basic Premium Ratio . .333 .285 .255 .233 .216 .202 .190 .180 .172 .164 .152 .142 .134 .122 Minimum Premium Ratio .944 .904 .870 .841 .814 .790 .769 .749 .730 .714 .683 .656 .633 .591 30 Basic Premium Ratio .324 .277 .247 .225 .208 .195 .183 .174 .166 .159 .147 .137 .130 .118 Minimum Premium Ratio .943 .902 .869 .840 .814 .790 .769 .748 .730 .713 .683 .658 .634 .595 29 Basic Premium Ratio .315 .268 .239 .218 .201 .188 .177 .168 .160 .153 .142 .133 .126 .115 Minimum Premium Ratio .942 .902 .868 .839 .813 .790 .769 .749 .731 .715 .685 .659 .637 .599 28 Basic Premium Ratio .306 .260 .231 .210 .194 .181 .170 .161 .153 .147 .136 .127 .120 .109 Minimum Premium Ratio .942 .901 .867 .838 .811 .788 .766 .747 .729 .7ll .681 .655 .632 .593 27 Basic Premium Ratio .298 .252 .223 .202 .186 .173 .163 .153 .146 .139 .128 .119 .112 .IOI Minimum Premium Ratio .940 .898 .864 .833 .806 .781 .758 .738 .718 .700 .668 .640 .614 .571 26 Basic Premium Ratio .290 .244 .216 .195 .179 .166 .155 .146 .138 .132 .121 .112 .105 .094 Minimum Premium Ratio .939 .896 .860 .829 .801 .775 .752 .731 .711 .691 .657 .627 .599 .553 25 Basic Premium Ratio . .281 .236 .208 .188 .172 .159 .148 .139 .132 .125 .114 .105 .098 .088 Minimum Premium Ratio .938 .895 .858 .826 .797 .771 .747 .725 .704 .685 .650 .619 .592 .542 24 Basic Premium Ratio .270 .226 .199 .179 .164 .152 .142 .133 .126 .120 .110 .102 .095 .086 [ 125) Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Maximum Premium Ratio: 1.05 1.10 1.15 1.20 1.25 1.30 1.35 t.40 1.45 1.50 1.60 1.70 l.80 2.00 Size Group Minimum Premium Ratio .938 .894 .858 .827 .798 .773 .749 .729 .708 .689 .655 .625 .600 .551 23 Basic Premiuni Ratio · .259 .216 .190 .171 .156 .145 .136 .128 .121 .115 .106 .098 .093 .084 Minimum Premium Ratio .938 .895 .860 .829 .802 .777 .753 .733 .714 .697 .663 .636 .608 .564 22 Basic Premium Ratio .248 .207 .181 .163 .150 .139 .130 .123 .116 .Ill .102 .095 .090 .082 Minimum Premium Ratio .938 .896 .862 .832 .805 .781 .760 .739 .722 .704 .674 .648 .622 ·.580 21 Basic Premium Ratio .236 .197 .173 .156 .143 .133 .125 .118 .112 .107 .099 .093 .088 .080 Minimum Premium Ratio .940 .899 .865 .836 .811 .787 .766 .747 .730 .714 .685 .659 .636 .599 20 Basic Premium Ratio .226 .188 .165 .149 .136 .126 .119 .112 .107 .102 .094 .089 .084 .077 Minimum Premium Ratio .939 .898 .865 .835 .810 .788 .766 .748 .730 .715 .689 .662 .642 .607 19 Basic Premium Ratio .218 .180 .156 .140 .128 .119 .111 .105 .100 .096 .089 .084 .080 .074 Minimum Premium Ratio .937 .894 .860 .830 .804 .781 .761 .742 .724 .708 .680 .655 .633 .597 18 Basic Premium Ratio .208 .171 .148 .133 .121 .112 .105 .099 .095 .091 .084 .080 .076 .071 Minimum Premium Ratio .935 .892 .857 .826 .800 .777 .756 .737 .718 .703 .677 .651 .631 .594 17 Basic Premium Ratio .199 .162 .140 .125 .115 .106 .099 .094 .090 .086 .081 .076 .073 .069 Minimum Premium Ratio .934 .891 .856 .826 .798 .775 .755 .736. .717 .703 .673 .653 .631 .592 16 Basic Premium Ratio .189 .154 .133 .119 .109 .101 .095 .090 .086 .082 .077 .073 .071 .067 Minimum Premium Ratio .934 .890 .855 .825 .798 .775 .754 .736 .719 .706 .679 .658 .633 .598 15 Basic Premium Ratio .181 .146 .126 .113 .103 .096 .090 .086 .082 .079 .o75 .071 .069 .065 Minimum Premium Ratio .933 .889 .855 .826 .801 .778 .759 .739 .724 .710 .682 .663 .641 .613 14 Basic Premium Ratio .176 .139 .119 .108 .100 .093 .088 .084 .081 .078 .074 .o70 .068 .065 Minimum Premium Ratio .924 .878 .850 .821 .796 .775 .755 .737 .720 .706 .679 .663 .642 .608 13 Basic Premium Ratio .170 .131 .113 .103 .096 .090 .085 .082 .079 .076 .072 .070 .067 .064 Minimum Premium Ratio .915 .868 .844 .818 .793 .772 .754 .735 .719 .706 .682 .656 .643 .612 12 Basic Premium Ratio .164 .123 .107 .099 .092 .087 .083 .080 .077 .075 .071 .069 .067 .064 Minimum Premium Ratio .904 .860 .839 .812 .791 .770 .751 .732 .718 .702 .680 .655 .637 .606 11 Basic Premium Ratio .156 .113 .102 .094 .089 .084 .081 .078 .075 .073 . .o70 .068 .066 .063 Minimum Premium Ratio .892 .859 .834 .811 .786 .768 .747 .730 .718 .704 .678 .655 .638 .612 10 Basic Premium Ratio .148 .104 .097 .090 .086 .082 .078 .076 .074 .072 .069 .067 .065 .063 Minimum Premium Ratio .876 .858 .829 .807 .782 .762 .748 .728 .712 .699 .676 .654 .640 .605 9 Basic Premium Ratio .139 .098 .092 .087 ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Minimum Premium Ratio .856 .853 .825 .800 .782 .761 .744 .727 .712 .702 .674 .654 .631 .612 8 Basic Premium Ratio .106 .093 .087 .083 .079 .076 .074 .. 072 .070 .069 .067 .065 .064 .062 Minimum Premium Ratio .855 .846 .823 .798 .779 .761 .741 .725 .713 .697 .671 .654 .633 .604 7 Basic Premium Ratio .097 .088 .083 .079 .076 .074 .072 .o70 .069 .068 .066 .064 .063 .061 Minimum Premium Ratio .855 .840 .818 .797 .777 .756 .738 .725 .707 .691 .668 .655 .636 .613 6 Basic Premium Ratio .089 .083 .079 .076 .074 .072 .o70 .068 .067 .066 .065 .063 .062 .061 Minimum Premium Ratio .855 .836 .814 .792 .768 .749 .735 .725 .709 .696 .664 .656 .640 .602 5 Basic Premium Ratio .082 .o78 .o75 .073 .071 .069 .068 .067 .066 .065 .063 .062 .061 Proposed [ 126] Washington State Register, Issue 01-19 WSR 01-19-070 I.OS 1.10 I.IS 1.20 l.2S 1.30 1.35 1.40 1.45 1.50 Maximum Premium Ratio:· 1.60 1.70 1.80 2.00 • Size • Group Minimum Premium Ratio .658 .624 .85S .S86 .833 .811 .787 .767 .752 .732 .714 .700 .689 .677 .064 .063 4 .062 Basic Premium Ratio .062 .061 .077 .074 .071 .070 .068 .067 .066 .065 Minimum Premium Ratio .677 .6S8 .624 .85S .S86 .830 .811 .782 .767 .7S2 .729 .714 .700 .689 AMENDATORY SECTION (Amending WSR 00-23-101, filed 11121/00, effective 1/1/01) WAC 296-17-90496 Table V. RETROSPECTIVE RATING PLAN A3 MINIMUM PREMIUM RATIOS AND BASIC PREMIUM RATIOS LOSS CONVERSION FACTOR=.729 Effective January 1, ((:;!QQI.)) 2002 Maximum Premium Ratio: I.OS 1.10 1.15 1.20 l.2S 1.30 1.35 1.40 1.45 1.50 1.60 1.70 1.80 2.00 Size QrQ.yJ2 63 .603 Basic Premium Ratio .S86 .571 .543 .517 .495 .818 .4S8 .762 .722 .692 .666 .642 .622 Minimum Premium Ratio .782 .947 .759 .916 .738 .892 .718 .871 .682 .8S3 .837 .822 .808 .795 62 Basic Premium Ratio .814 .760 .719 .687 .6S9 .636 .616 .S96 .578 .562 .534 .509 .486 .448 Minimum Premium Ratio .775 .945 .751 .912 .729 .887 .709 .866 .673 .848 .831 .815 .801 .788 61 Basic Premium Ratio .813 .754 .713 .680 .6S2 .628 .606 .587 .570 .S53 .524 .497 .475 .437 Minimum Premium Ratio .767 .743 .721 .700 .942 .663 .909 .883 .861 .842 .825 .809 .794 .780 60 Basic Premium Ratio .811 .749 .70S .672 .644 .618 .597 .577 .558 .543 .513 .486 .464 .425 Minimum Premium Ratio .734 .712 .690 .939 .653 .905 .879 .856 .836 .819 .802 .787 .773 .759 .80S .744 .699 .664 .634 .608 .586 .567 .549 .S32 .501 .47S .452 S9 .413 Basic Premium Ratio Minimum Premium Ratio .937 .901 .874 .8Sl .831 .813 .796 .780 .76S .751 .726 .703 .681 .643 S8 Basic Premium Ratio .802 .737 .691 .65S .626 .S99 .577 .557 .538 .521 .490 .464 .441 .403 Minimum Premium Ratio .718 .694 .672 .934 .633 .898 .870 .846 .825 .807 .789 .773 .758 .744 57 Basic Premium Ratio .796 .731 .68S .647 .618 .S91 .568 .547 .528 .Sil .480 .4S4 .431 .392 Minimum Premium Ratio .932 .894 .86S .841 .819 .800 .782 .766 .751 .736 .710 .685 .663 .624 56 Basic Premium Ratio .794 .725 .678 .640 .609 .581 .558 .537 .S18 .SOl .470 .443 .421 .382 Minimum Premium Ratio .928 .890 .860 .83S .813 .794 .776 .759 .743 .728 .701 .677 .6S4 .614 55 Basic Premium Ratio .790 .721 .671 .632 .601 .573 .550 .527 .509 .490 .460 .433 .411 .371 Minimum Premium Ratio .925 .88S .855 .830 .807 .787 .768 .752 .735 .721 .693 .668 .64S .606 54 Basic Premium Ratio .787 .714 .666 .626 .592 .565 .541 .518 .499 .481 .450 .423 .400 .363 Minimum Premium Ratio .921 .881 .849 .823 .801 .780 .761 .744 .728 .713 .68S .660 .637 .597 .489 .472 S3 .440 Basic Premium Ratio .414 .391 .3S3 .784 .709 .6S9 .617 .58S .555 .532 .S09 Minimum Premium Ratio .917 .876 .844 .818 .794 .774 .754 .737 .721 .705 .677 .652 .629 .589 .481 .463 S2 .431 Basic Premium Ratio .405 .382 .345 .780 .704 .651 .610 .577 .548 .522 .501 Minimum Premium Ratio .669 .644 .621 .913 '.581 .871 .839 .812 .788 .767 .748 .729 .713 .697 Basic Premium Ratio .775 .698 .644 .602 .567 .539 .514 .491 .471 .454 Sl .422 .396 .372 .336 [ 127] Proposed WSR 01-19-070 Washington State Register, I~e 01-19 Maximum Premium Ratio: 1.05. 1.10 I.IS 1.20 1.25 1.30 1.35 l.40 l.45 1.50 1.60 1.70 1.80 2.00 Size Group Minimum Premium Ratio .909 .866 .833 .806 .782 .760 .740 .722 .705 .689 .661 .635 .613 .573 50 Basic Premium Ratio .769 .690 .634 .593 .551 .529 .502 .480 .460 .442 .411 .384 .362 .325 Minimum Premium Ratio .905 .861 .828 .799 .775 .752 .733 .714 .697 .681 .652 .627 .604 .564 49 Basic Premium Ratio .763 .682 .626 .583 .548 .519 .493 .470 .450 .432 .400 .374 .352 .316 Minimum Premium Ratio .901 .856 .822 .793 .768 .745 .725 .706 .689 .673 .644 .618 .595 .555 48 Basic Premium Ratio .756 .674 .617 .574 .538 .509 .482 .460 .439 .422 .390 .365 .342 .307 Minimum Premium Ratio .897 .851 .816 .786 .761 .738 .718 .699 .682 .665 .636 .610 .587 .547 47 Basic Premium Ratio .750 .665 .607 .564 .528 .498 .472 .449 .429 .411 .381 .355 .333 .298 Minimum Premium Ratio .892 .846 .810 .780 .754 .731 .710 .692 .674 .658 .628 .602 .519 .539 46 Basic Premium Ratio .741 .654 .596 .552 .516 .485 .460 .437 .418 .400 .370 .345 .323 .289 Minimum Premium Ratio .888 .840 .803 .773 .747 .724 .703 .684 .666 '· .650 .621 .596 .573 .534 45 Basic Premium Ratio .731 .643 .585 .540 .503 .473 .448 .426 .406 .389 .360 .335 .315 .282 Minimum Premium Ratio .884 .834 .796 .766 .740 .717 .696 .677 .660 .643 .614 .589 .567 .528 44 Basic Premium Ratio .722 .633 .573 .528 .493 .463 .437 .415 .396 .379 .350 .326 .306 .274 Minimum Premium Ratio .879 .828 .790 .759 .732 .709 .689 .670 .653 .637 .608 .583 .561 .523 43 Basic Premium Ratio .712 .622 .562 .517 .481 .451 .426 .405 .386 .370 .341 .318 .298 .267 Minimum Premium Ratio .874 .822 .783 .752 .726 .703 .682 .663 .646 .630 .602 .578 .556 .518 42 Basic Premium Ratio .703 .612 .551 .506 .470 .440 .415 .394 .375 .358 .330 .307 .288 .257 Minimum Premium Ratio .869 .815 .776 .745 .718 .694 .67~ .654. .637 .621 .593 .568 .547 .509 41 Basic Premium Ratio .696 .602 .541 .495 .458 .429 .403 .382 .363 .347 .319 .296 .277 .247 Minimum Premium Ratio .863 .809 .769 .737 .710 .686 .665 .645 .628 .612 .583 .559 .537 .499 40 Basic Premium Ratio .686 .592 .530 .484 .448 .418 .392 .371 .352 .336 .308 .286 .267 .237 Minimum Premium Ratio .858 .802 .762 .72Q .701 .677 .656 .637 .619 .603 .574 .549 .527 .490 39 Basic Premium Ratio .677 .581 .520 .473 .437 .407 .382 .360 .342 .325 .298 .275 .257 .228 Minimum Premium Ratio .852 .796 .754 .721 .693 .669 .648 .628 .610 .594 .566 .541 .519 .482 38 Basic Premium Ratio .668 .571 .509 .463 .426 .396 .372 .350 .332 .315 .288 .266 .248 .220 Minimum Premium Ratio .846 .789 .747 .714 .686 .661 .639 .620 .602 .586 .557 .533 .510 .473 37 . Basic Premium Ratio .659 .562 .499 .453 .416 .387 .362 .340 .322 .306 .279 .257 .240 .212 Minimum Premium Ratio .839 .781 .740 .706 .678 .653 .631 .612 .594 .578 .550 .525 .503 .466 36 Basic Premium Ratio .649 .551 .488 .442 .405 .376 .351 .330 .312 .297 .270 .249 .231 .204 Minimum Premium Ratio .832 .774 .732 .698 .670 .645 .624 .604 .586 .570 .542 .517 .496 .459 35 Basic Premium Ratio .635 .538 .475 .429 .393 .365 .340 .320 .302 .286 .260 .240 .223 .196 Minimum Premium Ratio .825 .766 .724 .690 .662 .637 .616 . .596 .579 .563 .535 .510 .489 .453 34 Basic Premium Ratio .623 .525, .463 .418 .382 .354 .330 .309 .292 .277 .252 .231 .215 .189 Minimum Premium Ratio .816 .757 .715 .682 .654 .629 .608 .589 .571 .556 .528 .504: .483 .447 33 Basic Premium Ratio .610 .513 .451 .406 .371 .343 .320 .300 .283 .268 .244 .224 .208 .183 Proposed [ 128] Washington State Register, Issue 01-19 WSR 01-19-070 Maximum Premium Ratio: 1.45 I .SO 1.60 1.70 1.80 1.05 2.00 1.10 I.IS 1.20 1.25 1.30 1.35 1.40 • Size I' Group Minimum Premium Ratio .582 .564 .549 .808 .S21 .749 .498 .707 .477 .674 .442 .646 .622 .600 .311 32 .291 Basic Premium Ratio .274 .260 .236 .217 .201 .S97 .177 .SOl .440 .39S .361 .334 Minimum Premium Ratio .S58 .S43 .51 S .492 .472 .799 .438 .740 .699 .666 .638 .614 .S93 .S7S 31 Basic Premium Ratio .171 .S82 .486 .42S .382 .348 .321 .299 .280 .264 .2SO .226 .208 .193 .732 .690 .658 .630 .606 .586 Minimum Premium Ratio .S36 .S 10 .487 .467 .791 .434 .S67 .SSI 30 Basic Premium Ratio .S67 .16S .471 .412 .369 .336 .309 .288 .269 .2S4 .240 .218 .201 .187 .723 .681 .649 .622 .599 .S79 Minimum Premium Ratio .S30 .S04 .482 .463 .782 .430 .561 .S4S 29 Basic Premium Ratio .SSI .457 .398 .356 .324 .299 .277 .260 .24S .232 .210 .194 .180 .160 Minimum Premium Ratio .539 .S24 .773 .499 .714 .477 .673 .4S9 .642 .427 .61S .S92 .S72 .SSS .444 .386 .344 .313 .287 .266 .249 .234 .221 .200 .184 .171 28 .ISi Basic Premium Ratio .S37 .764 .705 .66S .633 .606 .584 .S64 .S46 .S30 .Sl6 .491 .470 .4SI .421 Minimum Premium Ratio .524 .431 .373 .332 .300 .27S .2S4 .236 .221 .208 .187 .170 .IS7 .136 27 · Basic Premium Ratio Minimum Premium Ratio .7S5 .697 .655 .623 .S96 .S73 .SS2 .S34 .518 .S02 .476 .4S3 .433 .400 26 Basic Premium Ratio .SlO .418 .361 .320 .288 .263 .242 .224 .209 .196 .17S .IS8 .14S .124 Minimum Premium Ratio .463 .439 .418 .747 .383 .688 .646 .613 .S86 .S62 .S41 .S23 .50S .490 25 Basic Premium Ratio .497 .405 .348 .307 .276 .2SI .230 .213 .198 .18S .164 .147 .134 .114 Minimum Premium Ratio .738 .679 .638 .60S .S77 .S53 .531 .S12 .49S .479 .451 .427 .40S .369 24 Basic Premium Ratio .476 .386 .331 .292 .262 .238 .218 .202 .188 .176 .IS7 .141 .129 .Ill .727 .669 .628 .S96 .S69 Minimum Premium Ratio .S46 .52S .S06 .490 .474 .447 .423 .402 .367 23 Basic Premium Ratio .454 .368 .31S .277 .249 .226 .208 .192 .179 .168 .ISO .136 .124 .107 Minimum Premium Ratio .SOI .48S .469 .716 .443 .6S9 .420 .619 .400 .588 .36S .561 .S39 .Sl9 .172 .161 22 .144 Basic Premium Ratio .131 .120 .104 .434 .351 .300 .264 .237 .216 .198 .184 Minimum Premium Ratio .480 .46S .704 .439 .649 .417 .611 .397 .S80 .363 .SSS .S33 .Sl3 .496 21 Basic Premium Ratio .414 .33S .286 .252 .226 .206 .190 .176 .16S .ISS .139 .126 .117 .102 Minimum Premium Ratio .491 .476 .461 .693 .436 .640 .414 .603 .39S .S73 .361 .548 .S27 .508 .394 .318 .271 .238 .214 .194 .178 .166 .!SS .14S .130 .119 .110 .096 20 Basic Premium Ratio .3S8 Minimum Premium Ratio .431 .410 .391 .683 .631 .S9S .S66 .541 .S20 .502 .48S .470 .4S6 19 Basic Premium Ratio .089 .377 .301 .2S4 .222 .198 .179 .164 .IS2 .142 .133 .120 .109 .IOI Minimum Premium Ratio .478 .464 .4SO .674 .426 .621 .40S .58S .387 .SS7 .3S5 .S33 .Sl3 .494 18 Basic Premium Ratio .358 .283 .238 .207 .184 .166 .IS2 .140 .131 .123 .110 .IOI .094 .083 .664 .612 .575 .S47 .S24 .sos .488 .472 .4S8 .44S .421 Minimum Premium Ratio .401 .383 .352 17 Basic Premium Ratio .094 .088 .339 .079 .266 .222 .192 .171 .IS4 .140 .130 .121 .114 .103 Minimum Premium Ratio .4S3 .440 .418 .398 .380 .6S4 .3SO .602 .567 .539 .S 17 .497 .480 .466 16 Basic Premium Ratio .083 .320 .07S .249 .208 .179 .IS9 .143 .131 .121 .113 .106 .096 .088 Minimum Premium Ratio .448 .436 .414 .395 .378 .644 .348 .S93 .S59 .S32 .SIO .491 .475 .461 .303 .234 .194 .168 .148 .134 .122 .113 .106 .100 .091 .084 .079 15 .072 Basic Premium Ratio [ 129) Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Maximum Premium Ratio: 1.05 I.I 0 1.15 1.20 1.25 1.30 1.35 1.40 1.45 1.50 1.60 1.70 1.80 Size 2.00 Group Minimum Premium Ratio .635 .586 .552 .526 .504 .486 .470 .457 .445 .433 .412 .393 .376 .346 14 Basic Premium Ratio .293 .220 .180 .157 .141 .128 .117 .109 .103 .097 .089 .082 .078 .071 Minimum Premium Ratio .630 .579 .545 .521 .50 I .483 .468 .455 .443 .432 .411 .392 .375 .346 13 Basic Premium Ratio .281 .204 .167 .148 .133 .122 .112 .105 .099 .094 .086 .081 .076 .070 Minimum Premium Ratio .624 .571 .538 .516 .497 .480 .465 .453 .441 .430 .409 .391 .374 .345 12 Basic Premium Ratio .269 .187 .156 .139 .126 .116 .108 .IOI .096 .091 .084 .079 .075 .069 Minimum Premium Ratio .618 .562 .533 .512 .493 .477 .463 .451 .440 .429 .408 .390 .374 .345 II Basic Premium Ratio .254 .167 .145 .130 .119 .110 .103 .097 .092 .088 .082 .077 .073 .068 Minimum Premium Ratio .611 .552 .527 .507 .490 .474 .461 .449 .438 .427 .407 .389 .373 .344 10 Basic Premium Ratio .238 .150 .135 .122 .113 .105 .098 .093 .089 .079 .085 .Q75 .072 .067 Minimum Premium Ratio .603 .544 .522 .503 .487 .472 .458 .447 .436 .426 .406 .388 .372 .344 9 Basic Premium Ratio .219 .138 .125 .115 .106 .100 .094 .089 .085 .082 .077 .073 .071 .066 Minimum Premium Ratio .593 .538 .517 .500 .483 .469 .456 .445 .434 .424 .405 .387 .372 .343 8 Basic Premium Ratio .197 .127 .116 .107 .100 .094 .090 .086 .082 .079 .075 .072 .069 .065 Minimum Premium Ratio .582 .532 .513 .496 .480 .466 .454 .443 .433 .423 .404 .387 .371 .343 7 Basic Premium Ratio .170 .117 .108 .100 .094 .089 .085 .082 .079 .077 .073 .Q70 .068 .064 Minimum Premium Ratio .569 .527 .509 .492 .477 .464 .452 .441 .431 .422 .403 .386 .370 .342 6 Basic Premium Ratio .137 .107 .JOO .094 .089 .085 .081 .Q78 .076 .074 .071 .068 .066 .064 Minimum Premium Ratio .552 .522 .505 .489 .475 .462 .450 .439 .430 .420 .402 .385 .369 .342 5 Basic Premium Ratio .105 .098 .092 .087 .083 .080 .077 .Q75 .073 .071 .068 .066 .065 .063 Minimum Premium Ratio .536 .518 .501 .486 .472 .459 .448 .438 .428 .419 .400 .384 .369 .342 4 Basic Premium Ratio .104 .089 .085 .081 .Q78 .o75 .073 .072 .o70 .068 .066 .065 .064 .062 Minimum Premium Ratio .532 .513 .497 .483 .469 .457 .446 .436 .427 .417 .399 .383 .368 .342 AMENDATORY SECTION (Amending WSR 00-23-101, filed 11/21/00, effective 1/1/01) WAC 296-17-90497 Table VI. RETROSPECTIVE RA TING PLAN B BASIC PREMIUM RATIOS AND LOSS CONVERSION FACTORS Effective January I, ((~)) 2002 Maximum Premium Ratio: 1.05 1.10 1.15 1.20 1.25 1.30 1.35 1.40 1.45 1.50 1.60 1.70 1.80 Size 2.00 Qrmm 63 Basic Premium Ratio .993 .986 .979 .972 .965 .958 .951 .944 .938 .931 .917 .903 .889 .861 Loss Conversion Factor .007 .014 .021 .028 .035 .042 .049 .056 .062 .069 .083 .097 .Ill .139 62 Basic Premium Ratio .992 .985 .977 .970 .962 .954 .947 .939 .931 .924 .909 .893 .878 .848 Loss Conversion Factor .008 .oi5 .023 .030 .038 .046 .053 .061 .069 .076 .091 .107 .122 .152 61 Basic Premium Ratio .992 .983 .975 .967 .959 .. 950 .942 .934 .926 .917 .901 .884 .868 .835 Loss Conversion Factor .008 .017 .Q25 .033 .041 .050 .058 .066 .074 .083 .099 .116 .132 .165 Proposed [ 130] Washington State Register, Issue 01-19 WSR 01-19-070 Maximum Premium Ratio: 1.80 2.00 I.OS I.IO I.IS 1.20 l.2S 1.30 1.3S 1.40 1.4S I.SO 1.60 1.70 • Size , Group .991 .982 .973 .964 .95S .946 .937 .928 .919 .910 .892 .874 .856 60 .819 Basic Premium Ratio .144 .181 Loss Conversion Factor .009 .018 .027 .036 .04S .054 .063 .072 .081 .090 .108 .126 .990 .980 .971 .961 .951 .941 .931 .921 .912 .902 .882 .862 .843 .803 S9 Basic Premium Ratio .157 .197 Loss Conversion Factor .010 .020 .029 .039 .049 .059 .069 .079 .088 .098 .118 .138 .989 .979 .968 .9S7 .947 .936 .926 .915 .904 .894 .872 .S51 .S30 S8 .787 Basic Premium Ratio .213 Loss Conversion Factor .011 .021 .032 .043 .OS3 .064 .074 .08S .096 .106 .128 .149 .170 .989 .977 .966 .9S4 .943 .931 .920 .908 .897 .886 .863 .S40 .Sl7 S7 .771 Basic Premium Ratio .160 .183 .229 .011 .023 .034 .046 .OS7 .069 .080 .092 .103 .114 .137 Loss Conversion Factor .988 .976 .963 .9Sl .939 .927 .914 .902 .890 .878 .853 .829 .S05 .756 S6 Basic Premium Ratio .171 .195 .244 .012 .024 .037 .049 .061 .073 .086 .098 .110 .122 .147 Loss Conversion Factor .987 .974 .961 .948 .93S .922 .909 .896 .883 .870 .844 .SIS .792 .741 SS Basic Premium Ratio .208 .259 Loss Conversion Factor .013 .026 .039 .OS2 .06S .078 .091 .104 .117 .130 .IS6 .IS2 .986 .972 .9S9 .945 .931 .917 .904 .890 .876 .862 .835 .807 .780 S4 .724 Basic Premium Ratio .220 .276 Loss Conversion Factor .014 .028 .041 .OS5 .069 .083 .096 .110 .124 .138 .165 .193 .98S .971 .9S6 .941 .927 .912 .898 .883 .868 .854 .824 .79S .766 .707 S3 Basic Premium Ratio .234 .293 Loss Conversion Factor .OIS .029 .044 .OS9 .073 .088 .102 .117 .132 .146 .176 .205 .907 .891 .876 .860 .84S S2 .814 Basic Premium Ratio .783 .7S2 .690 .984 .969 .9S3 .938 .922 .248 .310 Loss Conversion Factor .016 .031 .047 .062 .078 .093 .109 .124 .140 .155 .186 .217 .934 .917 .901 .8S4 .868 .8Sl .835 .802 .769 .73S .669 Sl Basic Premium Ratio .983 .967 .9SO .331 Loss Conversion Factor .149 .165 .198 .231 .265 .017 .033 .oso .066 .083 .099 .116 .132 so Basic Premium Ratio .752 .717 .646 .982 .96S .947 .929 .911 .894 .876 .858 .841 .823 .787 Loss Conversion Factor .018 .03S .053 .071 .089 .106 .124 .142 .IS9 .177 .213 .248 .283 .354 .981 .962 .943 .924 .905 .886 .867 .848 .829 .810 .772 .734 .696 .621 49 Basic Premium Ratio .266 .304 .379 .133 .152 Loss Conversion Factor .171 .l 90 .228 .019 .038 .057 .076 .095 .114 .980 .959 .939 .919 .898 .878 .858 .837 .817 .797 .7S6 .716 .675 .594 48 Basic Premium Ratio .284 .32S .406 .142 .163 Loss Conversion Factor .183 .203 .244 .020 .041 .061 .081 .102 .122 47 Basic Premium Ratio .6S3 .566 .978 .957 .935 .913 .891 .870 .848 .826 .80S .783 .740 .696 Loss Conversion Factor .022 .043 .065 .087 .109 .130 .152 .174 .195 .217 .260 .304 .347 .434 .862 .839 .816 .793 .770 46 .724 Basic Premium Ratio .677 .631 .539 .977 .954 .931 .908 .885 .369 .461 Loss Conversion Factor .023 .046 .069 .092 .115 .138 .161 .184 .207 .230 .276 .323 4S Basic Premium Ratio .658 .609 .512 .976 .951 .927 .902 .878 .854 .829 .80S .780 .7S6 .707 Loss Conversion Factor .024 .049 .073 .098 .122 .146 .l 71 . I 9S .220 .244 .293 .342 .391 .488 44 Basic Premium Ratio .587 .483 .974 .948 .922 .897 .871 .845 .819 .793 .767 .742 .690 .638 .052 .078 .103 .129 .1S5 .ISi .207 .233 .2SS .310 .362 .413 .S17 Loss Conversion Factor .026 43 Basic Premium Ratio .453 .973 .945 .918 .891 .863 .836 .809 .781 .7S4 .727 .672 .617 .S62 .027 .055 .082 .328 Loss Conversion Factor .3S3 .438 .547 .109 .137 .164 .191 .219 .246 .273 42 Basic Premium Ratio .644 .58S .S2S .970 .406 .941 .911 .881 .8S2 .822 .792 .763 .733 .703 Loss Conversion Factor .475 .594 .o30 .059 .OS9 .119 .148 .178 .20S .237 .267 .297 .356 .415 [ 131) Proposed WSR 01-19-070 Washington State Register, Issue 01-19 Maximum Premium Ratio: I.OS 1.10 I.IS 1.20 1.2S 1.30 1.3S 1.40 l.4S I.SO 1.60 1.70 1.80 · 2.00 Size Group 41 Basic Premium Ratio .968 .93S .903 .870 .838 .806 .773 .741 .708 .676 .611 .S46 .481 .3S2 Loss Conversion Factor .032 .06S .097 .130 .162 .194 .227 .2S9 .292 .324 .389 .4S4 .Sl9 .648 40 Basic Premium Ratio .96S .929 .894 .859 .823 .788 .753 .718 .682 .647 .576 .506 .435 .294 Loss Conversion Factor .03S .071 .106 .141 .177 .212 .247 .282 .318 .353 .424 .494. .565 .706 39 Basic Premium Ratio .962 .923 .885 .847 .808 .770 .732 .693 .65S .616 .540 .463. .. .386 .233 Loss Conversion Factor .038 .077 .) IS .IS3 .192 .230 .268 .307 .345 .384 .460 .537 .614 .767 38 Basic Premium Ratio .958 .917 .875 .834 .792 .751 .709 .668 .626 .585 .502 .419 .336 .170 Loss Conversion Factor .042 .083 .12S .166 .208 .249 .291 .332 .374 .415 .498 .581 .664 .830 37 Basic Premium Ratio .95S .910 .86S .820 .776 .731 .686 .641 .596 .551 .461 .371 .282 .102 Loss Conversion Factor .045 .090 .135 .180 .224 .269 .314 .359 .404 .449 .539 .629 .718 .898 36 Basic Premium Ratio .9SI .903 .8S4 .806 .757 .709 .660 .612 .563 .514 .417 .320 .223 .029 Loss Conversion Factor .049 .097 .146 .194 .243 .291 .340 .388 .437 .486 .583 .680 .777 .971 3S Basic Premium Ratio .947 .895 .842 .789 .736 .684 .631 .578 .525 .473 .367 .262 .156 .000 Loss Conversion Factor .053 .105 .158 .211 .264 .316 .369 .422 .475 .527 .633 .738 .844 .987 34 Basic Premium Ratio .943 .886 .829 .771 .714 .6S7 .600 .543 .486 .428 .314 .200 .085 .000 Loss Conversion Factor .OS7 .114 .171 .229 .286 .343 .400 .4S7 .514 .572 .686 .800 .915 .969 33 Basic Premium Ratio .938 .876 .814 .752 .690 .628 .567 .50S .443 .381 .257 .133 .009 .000 Loss Conversion Factor .062 .124 .186 .248 .310 .372 .433 .495 .S57 .619 .743 .867 .991 .. 953 32 Basic Premium Ratio .933 .866 .799 .732 .665 .598 .531 .463 .396 .329 .195 .061 .000 Loss Conversion Factor .067 .134 .201 .268 .335 .402 .469 .S37 .604 .671 .805 .939 .984 .939 31 Basic Premium Ratio .927 .854 .781 .707 .634 .561 .488 .41S .342 .268 .122 .000 . .000 .000 Loss Conversion Factor .073 .146 .219 .293 .366 .439 .512 .585 .6S8 .732 .878 .994 .965 .925 30 Basic Premium Ratio .920 .840 .760 .680 .600 .520 .440 .360 .280 .200 .040 .000 Loss Conversion Factor .080 .160 .240 .320 .400 .480 .560 .640 .720 .800 .960 .975 .949 .913 29 Basic Premium Ratio .913 .826 .739 .651 .564 .477 .390 .303 .216 .128 .000 Loss Conversion Factor .087 .174 .261 .349 .436 .523 .610 .697 .784 .872 .990 .958 .935 .902 28 Basic Premium Ratio .904 .807 .711 .61S .519 .422 .326 .230 .134 .037 .000 Loss Conversion Factor .096 .) 93 .289 .385 .481 .578 .674 .770 .866 .963 .969 .940 .918 .887 27 Basic Premium Ratio .892 .785 .677 .570 .462 .3S5 .247 .140 .032 .000 Loss Conversion Factor .108 .215 .323 .430 .538 .645 .753 .860 .968 .983 .946 . .918 .897 .868 26 Basic Premium Ratio .881 .761 .642 .522 .403 .283 .164 .044 .000 .000 .. 000 Loss Conversion Factor .119 .239 .3S8 .478 .S97 .717 .836 .956 .983 .960 .925 .899 .879 .851 2S Basic Premium Ratio .868 .736 .604 .472 .340 .208 .o75 .000 Loss Conversion Factor .132 .264 .396 .528 .660 .792 .925 .987 .961 .940 .907 .883 .864 .838 24 Basic Premium Ratio .852 .705 .557 .409 .261 .114 .000 Loss Conversion Factor .148 .295 .443 .591 .739 .886 .992 .964 .941 .922 .893 .872 . .8SS .832 23 Basic Premium Ratio .83S .669 .S04 .338 .173 .008 .000 .ooo . .000 .000 Loss Conversion Factor .165 .331 .496 .662 .827 .992 .969 .944 .924 .907 .881 .862 .848 .827 Proposed [ 132] Washington State Register, Issue 01-19 WSR 01-19-070 Maximum Premium Ratio: l.4S I.SO 1.60 1.70 1.80 LOS 2.00 1.10 l.IS 1.20 l.2S 1.30 J.3S 1.40 • Size ., Qmim .000 22 .000 Basic Premium Ratio .000 .814 .628 .442 .2S6 .Q70 .000 Loss Conversion Factor .894 .871 .8S4 .841 .186 .823 .372 .SS8 .744 .930 .978 .949 .927 .909 21 Basic Premium Ratio .790 .S79 .369 .IS9 .000 Loss Conversion Factor .896 .882 .862 .847 .83S .210 .818 .421 .631 .841 .990 .9S7 .932 .912 20 Basic Premium Ratio .000 .7S8 .Sl6 .274 .032 .000 Loss Conversion Factor .242 .484 .726 .968 .966 .936 .913 .89S .881 .869 .8SI .837 .827 .812 .000 19 .000 Basic Premium Ratio .000 .720 .439 .IS9 .000 .817 .80S Loss Conversion Factor .280 .S61 .841 .979 .942 .91S .894 .878 .86S .854 .838 .826 .000 18 .000 Basic Premium Ratio .000 .672 .344 .016 .000 .799 Loss Conversion Factor .328 .6S6 .984 .9S4 .920 .896 .877 .863 .8SI .842 .827 .817 .810 .000 17 .000 Basic Premium Ratio .000 .617 .234 .000 Loss Conversion Factor .839 .831 .819 .810 .803 .383 .794 .766 .977 .932 .902 .879 .863 .8SO 16 Basic Premium Ratio .sso .100 .000 Loss Conversion Factor .823 .812 .804 .798 .4SO .790 .900 .9S3 .913 .88S .86S .8SI .839 .830 lS Basic Premium Ratio .000 .477 .000 Loss Conversion Factor .816 .806 .799 .794 .S23 .788 .992 .932 .896 .872 .8S4 .841 .831 .822 14 Basic Premium Ratio .414 .000 .82S Loss Conversion Factor .818 .812 .804 .797 .793 .S86 .787 .973 .912 .881 .861 .846 .834 13 Basic Premium Ratio .344 .000 Loss Conversion Factor .814 .809 .801 .796 .791 .6S6 .786 .953 .889 .867 .851 .838 .828 .821 12 Basic Premium Ratio ~ ~ ~ ~ ~ ~ ~ ~ ~ .000 ~ ~ ~ ~ Loss Conversion Factor .810 .806 .799 .794 .790 .744 .785 .931 .874 .856 .842 .831 .823 .816 11 Basic Premium Ratio .000 .159 .000 Loss Conveciion Factor .812 .807 .803 .841 .796 .906 .792 .860 .788 .846 .784 .834 .82S .818 10 Basic Premium Ratio ~ ~ ~ ~ ~ .000 ~ ~ ~ ~ ~ ~ ~ ~ Loss Conversion Factor .807 .803 .800 .958 .794 .879 .790 .848 .787 .836 .783 .827 .819 .813 9 Basic Premium Ratio .000 .803 Loss Conversion Factor .800 .797 .792 .788 .786 .982 .782 .8SO .838 .828 .820 .813 .808 8 Basic Premium Ratio .000 Loss Conversion Factor .796 .794 .790 .787 .784 .952 .781 .838 .828 .820 .813 .808 .803 .800 7 Basic Premium Ratio .000 Loss Conversion Factor .796 .793 .791 .917 .788 .828 .78S .820 .783 .813 .780 .807 .803 .799 6 Basic Premium Ratio .000 .792 Loss Conversion Factor .790 .788 .78S .783 .782 .876 .779 .818 .812 .806 .802 .798 .795 s Basic Premium Ratio .000 Loss Conversion Factor .787 .786 .783 .782 .780 .826 .778 .809 .804 .800 .797 .794 .791 .789 4 Basic Premium Ratio .000 Loss Conversion Factor .785 .784 .782 .781 .779 .81S .777 .800 .797 .794 .792 .790 .788 .786 [ 133] Proposed WSR 01-19-072 Washington State Register, Issue 01-19 AMENDATORY SECTION (Amending WSR 00-23-101, employers in the rating plan when they contribute to the filed 11121/00, effective 1/1/01) injury; clarify membership list requirements when an organi- WAC 296-17-920 Assessment for supplemental pen- zation seeks to sponsor a new group plan; and adds two new ~ sion fund. The amount of ((3-H)) 36.0 mills (((~)) industry categories to the industry grouping list. Employers • $.0360) shall be retained by each employer from the earnings and organizations that sponsor retrospective rating group of each worker for each hour or fraction thereof the worker is plans requested these rule changes. Labor and industries employed. The amount of money so retained from the believes that the changes being proposed will result in greater employee shall be matched in an equal amount by each clarity for our customers that participate in retrospective rat- employer, except as otherwise provided in these rules, all ing. such moneys shall be remitted to the department on or before Proposal Changes the Following Existing Rules: (1) the last day of January, April, July and October of each year WAC 296-17-90409, requirement that a sponsoring organi- for the preceding calendar quarter, provided self-insured zation provide Labor and Industries a complete membership employers shall remit to the department list is being changed to a list of the sponsoring organization's as provided under WAC 296-15-060. All such moneys shall be deposited in the members that want to participate in the organization's group supplemental pension fund. plan. Also clarifies that this rule is only applicable to new group plans; and (2) WAC 296-17-90421, adds two new cat- egories to the business/industry group table. No small business economic impact statement has been WSR 01-19-072 prepared under chapter 19.85 RCW. The Regulatory Fair- PROPOSED RULES ness Act requires that the economic impact of proposed regu- . DEPARTMENT OF lations be analyzed in relationship to small business and out- LABOR AND INDUSTRIES lines the information that must be included in the small busi- [Filed September 19, 2001, 815 a.m.] ness economic impact statement (SBEIS). Preparation of an SBEIS is required when a proposed rule has the potential of Original Notice. placing more than a minor impact on business. Labor and Preproposal statement of inquiry was filed as WSR 01- industries believes that the proposed rules do not place more 11-150. than a minor impact on business therefore an SBEIS is not Title of Rule: General reporting rules, classifications, required. audit and recordkeeping, rates and rating system for workers' RCW 34.05.328 does not apply to this rule adoption. compensation insurance, chapter 296-17 WAC. The department does not consider the rules to meet the defi- ~ Purpose: To formalize how the cost of certain claims are nition of significant, and further considers that if significant, • apportioned to employers in the retrospective rating plan and they would be exempt under RCW 34.05.328 (5)(b)(v) and update other existing retrospective rating rules to address (vi). customer concerns and needs. Hearing Location: Labor and Industries, Tumwater Statutory Authority for Adoption: RCW 51.18.010(2). Office, Auditorium, 7273 Linderson Way S.W., Tumwater, Statute Being Implemented: RCW 51.18.005 - WA 98504, on November 2, 2001, at 10:30 a.m. 51.18.900. Assistance for Persons with Disabilities: Contact Mark Summary: Proposal adds two new categories to the Matthies by November 1, 2001, (360) 902-4838. industry/business group table found in WAC 296-17-90421; Submit Written Comments to: Labor and Industries, clarifies membership list requirements found in WAC 296- Attention: Frank Romero, P.O. Box 4180 [44180], Olympia, 17-90409 and places into rule the current methodology used WA 98504-4180, fax (360) 902-4258, by 5 p.m. (PT), to apportion the cost of certain workers' compensation injury November 1, 2001. and occupational disease claims within the retrospective rat- Date oflntended Adoption N ovember 20, 2001 ing plan. September 19, 2001 Reasons Supporting Proposal: Changes requested by Gary Moore business and trade associations that participate in the retro- Director spective rating plan and to clarify participation requirements in existing rules. Name of Agency Personnel Responsible for Drafting, AMENDATORY SECTION (Amending WSR 00-11-060, Implementation and Enforcement: Frank Romero, Tumwa- filed 5/12/00, effective 7/1/00) ter, (360) 902-4835. WAC 296-17-90409 I understand that there are spe- Name of Proponent: Department of Labor and Indus- cific prerequisites that an organization must meet to tries, governmental. sponsor a new retrospective rating group plan. Can you Rule is not necessitated by federal law, federal or state tell me what these requirements are? Yes. Before we can court decision. consider an organization's request to sponsor a new retro- Explanation of Rule, its Purpose, and Anticipated spective rating group plan they must meet all the following Effects: Labor and Industries is proposing to amend two requirements: existing rules and adopt a new rule applicable to the retro- (1) The sponsoring organization must have been in exist- ~ spective rating program. The subject rules outline how the ence for at least four years prior to sponsoring a retrospective • cost of certain types of injury claims are apportioned to rating group. Proposed [ 134 J Washington State Register, Issue 01-19 WSR 01-19-072 (a) To validate this, the sponsoring organization must tive rating group must be at least one million five hundred (5) The initial premium level of the proposed retrospec- provide the department with copies of its articles of incorpo- thousand dollars. This will be based on the standard premium • ration, bylaws and marketing/membership applications or of the proposed group members' most current fiscal year • similar material, accompanied with an affidavit certifying that the documents are true and the information contained in (four quarters) of reporting. the documents is accurate as of the date of submittal. (6) The requirements contained in this rule are in addi- (b) The department will verify this information through tion to any other requirements contained in the retrospective rating manual such as those found in WAC 296-17-90412(2) contacts with various state, local and federal agencies and applicable to an annual safety report and WAC 296-17 - other businesses. 90421(2) applicable to selection of an industry group by the (2) The sponsoring organization must have been formed sponsoring organization. for purposes other than that of obtaining or offering insurance coverage or insurance services described in WAC 296-17- AMENDATORY SECTION (Amending WSR 00-11-060, 90408. (3) Employer members of the proposed retrospective rat- filed 5/12/00, effective 7/1/00) ing group must be dues paying members of the organization. WAC 296-17 -90421 Is there a requirement for We recognize that some organizations may be funded employer members of an organization to be engaged in through member donations and not dues. The intent of this substantially similar businesses to participate in the orga- requirement is to ensure that the members of the organization nization's group plan? (1) Yes, Washington law (RCW are current members as opposed to potential members. Where 51.18.040) requires all retrospective rating groups to be made an organization's members do not pay dues the organization up of employer members who are engaged in substantially must provide a list of its current members and a written similar business operations when the nature of their services explanation of how member contributions are determined. or work activities of employees is considered. (a) An organization seeking to sponsor a group retro- (2) The first step in this process is for the sponsoring spective rating plan must submit a ((e0m13lete)) list of its cur- organization to select the single retrospective rating group it rent ((memeershi13)) members that want to participate in the wishes to sponsor. This is done at the time the application for organization's group plan to the department ((that eetails})~ group is submitted to the department from the broad industry The membership list must include the effective date of mem- or business category from the table below: bership ((aeeefftflaBiee with}) for each proposed member and Industry/business group table an affidavit signed by an officer of the sponsoring organiza- tion certifying the list to be true and accurate as of the date of • Agriculture and related services. submittal. • Automotive, truck and boat, manufacturing, sales, - (b) Each employer member who wants to participate in repair and related services. the organization's retrospective rating group plan must have • Construction and related services. an industrial insurance account in good standing with the Distillation, chemicals, food and related services. department. • Entertainment. hospitality and related services. (c) Each employer member who wants to participate in • Facilities, property management, maintenance and the proposed sponsoring organization's retrospective rating related services. group must provide us with a written request/release. This is Government, utilities, schools, healthcare and to be done on a form provided by the sponsoring organization related services. and approved by the department. Sample forms can be found • Grocery stores. grocery distribution centers. baker- in Appendix A of this manual. Completion and submission of ies, milk and dairy products processing. delivery to this application to the department signifies the employer's customers and related services. desire to participate in the organization's retrospective rating • Healthcare, pharmaceutical, laboratories and related group if it is approved. The proposed retrospective rating services. group membership list must be submitted with the group • Logging and wood products manufacturing and application of the organization and the other material listed in related services. this section. • Manufacturing, processing, mining, quarrying, and (d) All employers in the retrospective rating group must related services. be members of the sponsoring entity. • Retail and wholesale stores and professional ser- (e) Fifty percent of the members of the proposed retro- vices such as banks and law firms and related ser- spective rating group must have been members of the spon- vices. • Temporary help and related services. soring organization for one year prior to the group's entrance • Transportation, recycle, warehousing, facility main- into the retrospective rating program. We will verify this tenance and related services. from the membership information provided to the department in (a} of this subsection. The intent of this process is to ensure that the homogene- • (4) The sponsoring organization must have an industrial ity requirement ofRCW 51.18.040 is met. • insurance account and the account must be in good standing at all times, including the application process and the cover- Example: An organization that was formed to advance age and adjustment periods. the interests of apple growers would select the agriculture [ 135 l Proposed WSR 01-19-073 Washington State Register, Issue 01-19 and related services business/industry group plan. This orga- an occupational disease hazard involves a state fund insured nization could sponsor a single group for all its grower mem- employer the department will prorate the cost of the claim to bers or could offer different performance groups for its all state fund employers that exposed the worker to the occu- ~ grower members. pational disease hazard that contributed to the injury. The ~ (3) To simplify administration and keep the administra- date of last employment involving exposure to the occupa- tive costs associated with devising a different classification tional disease hazard shall be used for the injury date for ret- system for the retrospective rating plan to a minimum, the rospective premium calculations. Any employer charged retrospective rating program follows the same classification with ten percent or more of an occupational disease claim as procedure established by the department to assign workers' provided in our experience rating plan (chapter 296-17 compensation insurance classifications to an employer WAC) will have their prorated share of the incurred losses (WAC 296-17-31012). This procedure requires employers to included in the retro premium calculation if the date of injury be assigned a classification or series of classifications based (as defined above) falls within the retro coverage period being adjusted. on the nature of their business, not the occupations or duties of the workers they employ. Only those members whose (4) Incurred losses determined in subsections (1) through business undertakings are substantially similar to the indus- (3) of this section are still subject to development for retro- try/business group selected by the organization will be per- spective premium calculations per the provisions of WAC mitted to participate. This grouping technique is fundamental 296-17-90401 through 296-17-90497. to workers' compensation insurance and is referred to as "homogeneity of risk." Example: Having selected the agriculture and related WSR 01-19-073 services business/industry grouping the department would PROPOSED RULES verify that the employer members of the apple grower orga- DEPARTMENT OF nization were either apple growers or were involved in a SOCIAL AND HEALTH SERVICES related service such as an apple processing operation owned by the grower. (Economic Services Administration) [Filed September 19, 2001, 9:33 a.m.] NEW SECTION Original Notice, WAC 296-17-90447 How are third-party, second Preproposal statement of inquiry was filed as WSR 01- ~ injury, and occupational disease claims handled for retro- 11-079. ~ spective premium calculations? (1) Third-party claims. Title of Rule: WAC 388-478-0057 Year-end adjust- (a) For claims with injury dates prior to July 1, 1996, a ments to the SSI state supplement. potential claim cost recovery from action against a third Purpose: SSI state supplements are administered under party, either by the injured worker or by the department, shall the federal "total expenditure method." Under this payment not be considered in the evaluation of incurred losses until the method, changes in SSI caseload require adjustments to the third party action has been completed. state supplement, thus ensuring total spending does not (b) For claims with injury dates on or after July 1, 1996, increase nor decrease. This rule is necessary to allow the if the department determines that there is a reasonable poten- department to make one-time adjustments to .SSI recipients at tial of recovery from an action against a third party, the the end of a calendar year to meet the spending requirement and limitation. incurred loss value of the claim shall be reduced by fifty per- cent until the third-party action has been completed. This Statutory Authority for Adoption: RCW 74.08.090, valuation shall not be retroactively adjusted, regardless of the 74.04.057. final outcome of the third-party action. After a third-party Statute Being Implemented: Chapters 74.04, 74.08 recovery is made, the actual percentage recovery shall be RCW. applied to the incurred losses used in future retrospective pre- Summary: We are stating the possible need for either a mium calculations. year-end decrease or increase in the SSI state supplement to (c) For third-party actions completed on or after July 1, remain within the spending requirements and limitations. 1996, the claim shall be credited with the department's gross Name of Agency Personnel Responsible for Drafting, share of the recovery, before deducting attorney fees and Implementation and Enforcement: Carla Gira, Program costs. Manager, Lacey Government Center, 1009 College Street (2) Second injury claims. The incurred losses of any S.E., Lacey, WA 98503, (360) 413-3264. claim that becomes eligible for second injury relief under the Name of Proponent: Department of Social and Health provisions of RCW 51.16.120 shall be reduced by the per- Services, governmental. centage of relief granted. Rule is necessary because offederal law, U.S.C. 42, Sec- (3) Occupational disease claims. When a claim results tion 1382. from a worker's exposure to an occupational disease hazard, Explanation of Rule, its Purpose, and Anticipated ~ the "date of injury" for retrospective rating purposes shall be Effects: This rule will clarify how SSI eligibility affects eli- • the last date of employment involving the exposure to the giblity for other programs. hazard. In the event it is determined that the last exposure to Proposal does not change existing rules. Proposed [ 136] Washington State Register, Issue 01-19 WSR 01-19-077 No small business economic impact statement has been Statutory Authority for Adoption: RCW 43.70.250, • prepar'ed under chapter 19.85 RCW. This rule does not chapter 7, Laws of 2001 2nd sp. s . I' impact small business. Statute Being Implemented: · RCW 34.05.328 applies to this rule adoption. The rule WAC Number WAC Name Statute Being meetS the definition of a "significant legislative rule" but Implemented DSHS is exempt from preparing a cost benefit analysis under 246-834-990 Midwifery fees and renewal RCW 18.50.102 RCW 34.05.328 (5)(b)(vii). cycle Hearing Location: Blake Office Park (behind Goodyear 246-907-030 Fees and renewal cycle RCW 18.64.310, Courtesy Tire), 4500 10th Avenue S.E., Rose Room, Lacey, l8.64A.010 WA 9&503, on October 23, 2001, at 10:00 a.m. 246-922-990 Podiatry fees and renewal RCW 18.22.120 Assistance for Persons with Disabilities: Contact Fred cycle Swenson by October 15, 2001, phone (360) 664-6097, TTY 246-924-990 Psychology fees and renewal RCW 18.83.020 (360) 664-6178, e-mail swensfh@dshs.wa.gov. cycle Submit Written Comments to: Identify WAC Numbers, 246-933-990 Veterinarian fees and renewal RCW 18.92.120 DSHS Rules Coordinator, Rules and Policies Assistance cycle RCW 18.92.125 Unit, P.O. Box 45850, Olympia, WA 98504-5850, fax (360) 246-935-990 Animal technician fees and renewal cycle 664-6185, by October 23, 2001. Veterinary medication clerk RCW 18.92.125 Date of Intended Adoption: No sooner than October 24, 246-937-990 fees and renewal cycle 2001. September 5, 2001 Summary: The rule amendments will raise fees for mid- Brian Lindgren, Manager wives, pharmacies, pharmacists, podiatrists, psychologists, Rules and Policies Assistance Unit veterinarians, and veterinary technicians above the 1-601 limit, according to exemptions granted in the 2001-03 operat- ing budget. NEW SECTION Reasons Supporting Proposal: RCW 42.70.250 requires that license fees for health professions support the costs WAC 388-478-0057 Year-end adjustments to the SSI incurred to regulate the professions. These costs must be state supplement. For the purposes of this rule, "we" refers "fully borne" by the members of the profession. to the department of social and health services. We are Name of Agency Personnel Responsible for Drafting, • required by federal law to maintain the total SSI state supple- Implementation and Enforcement: P. Lovinger, 1300 Quince 1' ment payments at the same level each year, without an Street, Olympia, (360) 236-4985. increase or decrease in total spending. This may result in Name of Proponent: [Department of Health], govern- adjustment to your SSI state supplement benefits at the end of mental. the year. Rule is not necessitated by federal law, federal or state (1) If there are unexpended funds, you will receive a one- court decision. time bonus payment, usually at the end of the calendar year. Explanation of Rule, its Purpose, and Anticipated (2) When there is a shortage in available funds, your Effects: The rule amendments will raise fees for midwives, state supplement benefits will be decreased. The decrease pharmacies, pharmacists, podiatrists, psychologists, veteri- ;.vill usually be spread out over multiple months to reduce the narians, animal technicians, and veterinary medication clerks negative impact on you. above the 1-601 limit, according to an exemption granted in the 2001-03 operating budget. RCW 43.70.250 requires that license fees for health professions support the costs incurred to regulate the professions. These costs must be "fully borne" WSR 01-19-077 by the members of the profession. Increases in operational PROPOSED RULES and disciplinary expenses led the department to request 1-601 DEPARTMENT OF HEALTH exemptions to raise fees so the increased costs can be recov- [Filed September 19, 2001, 10:00 a.m.] ered. A fee study has been conducted for each profession to determine the exact amount of each fee increase. The fee Original Notice. increase will allow programs to maintain the current level of Exempt from preproposal statement of inquiry under service. Technical changes will also be made to veterinary RCW 34.05.310(4). rules so they are more consistent with statute, chapter 18.92 Title of Rule: Midwives fees, pharmacy fees, podiatry RCW. fees, psychology fees, veterinarian fees, animal technicians Proposal Changes the Following Existing Rules: WAC fees and veterinary medication clerks fees. 246-834-990, 246-907-030, 246-922-990, 246-924-990, 246- Purpose: To raise fees for midwives, pharmacies, podi- 933-990, 246-935-990 and 246-937-990 will be changed to atrists, psychologists, veterinarians, animal technicians, and increase fees. veterinary medication clerks. No small business economic impact statement has been Other Identifying Information: WAC 246-834-990, prepared under chapter 19.85 RCW. This proposal is exempt 246-907-030, 246-922-990, 246-924-990, 246-933-990, 246- from the requirement according to criteria in RCW 935-990, and 246-937-990. 19.85.025(3), fees set to legislative standards. [ 137] Proposed WSR 01-19-077 Washington State Register, Issue 01-19 RCW 34.05.328 applies to this rule adoption. This pro- (4) The following nonrefundable fees will be charged for posal is exempt according to RCW 34.05.328 (5)(b)(vi). pharmacy location: Hearing Location: Department of Health, I I 01 Eastside Street, Olympia, WA 98504, on October 23, 200I, at I:30 Title of fee Fee 4 p.m. Assistance for Persons with Disabilities: Contact Mary Original pharmacy fee ( ($330.00)) Dale by October 12, 2001, TDD (800) 833-6388, or (360) $365.00 236-4985. Original pharmacy technician utilization fee ((69:00)) Submit Written Comments to: Mary Dale, P.O. Box 65.00 47860, Olympia, WA 98504-7860, fax (360) 753-0657, by Renewal pharmacy fee October 12, 2001. ((~)) Date of Intended Adoption: October 24, 200 I. 265.00 September 19, 2001 Renewal pharmacy technician utilization fee ((?Q,00)) M. C. Selecky 75.00 Secretary Penalty pharmacy fee ((HQ,00)) 132.50 AMENDATORY SECTION (Amending WSR 98-I I-069, (5) The following nonrefundable fees will be charged for filed 5119/98, effective 7/13/98) vendor: WAC 246-834-990 Midwifery fees and renewal cycle. Original fee ((?Q,00)) (1) Licenses must be renewed every year on the practitioner's 75.00 birthday as provided in chapter 246-12 WAC, Part 2. Renewal fee ((?Q,00)) (2) The following fees are nonrefundable: 75.00 Title of Fee Fee Penalty fee 50.00 Initial application (($375.00)) (6) The following nonrefundable fees will be charged for $500.00 pharmacist: National examination administration (ini- ((W,00)) ( (ReeJl&minatim:i fee Ut1risprt1de0ee per tial/retake) 100.00 tieAf #:00)) State examination (initial/retake) ((W,00)) Original license fee ((HQ,00)) I50.00 130.00 Renewal ((4%-:00)) Renewal fee, active and inactive license {{~)) I.250.00 135.00 Late renewal penalty ((~)) Renewal fee, retired license 20.00 300.00 Penalty fee {{eMG)) Duplicate license ((-lMlO)) 67.50 25.00 Expired license reissuance (active and inac- ((6MQ)) Certification of license 25.00 tive) 67.50 Application fee-Midwife-in-training program ((~)) Reciprocity fee {{~)) 950.00 330.00 Expired license reissuance ((~)) Certification of license status to other states 20.00 300.00 Retired license 20.00 Temporary permit ((69:00)) AMENDATORY SECTION (Amending WSR Ol-I2-052, 65.00 filed 6/1/01, effective 7/2/01) (7) The following nonrefundable fees will be charged for WAC 246-907-030 Fees and renewal cycle. (1) Phar- shopkeeper: macist, pharmacy technician, and pharmacy intern licenses must be renewed every year on the practitioner's birthday as Original fee ((3MG)) provided in chapter 246-I2 WAC, Part 2. 35.00 (2) Pharmacy location, controlled substance registration Renewal fee ((3MG)) (pharmacy), pharmacy technician utilization, and shopkeep- 35.00 ers differential hours licenses will expire on June I of each Penalty fee year. ((3MG)) (3) All other licenses, including health care entity 35.00 licenses, registrations, permits, or certifications will expire on October I of each year. Shopkeeper - with differential hours: Proposed [ 138] Washington State Register, Issue 01-19 WSR 01-19-077 - Penalty Original fee Penalty fee ((JG,00)) ((~)) 35.00 40.00 Renewal fee Expired license reissuance ((JG,00)) ((~)) 35.00 40.00 fee ((JG,00)) (14) The following nonrefundable fees will be charged 35.00 for pharmacy intern: (8) The following nonrefundable fees will be charged for ((~)) Original registration fee 20.00 drug manufacturer: Original fee ( (§4-0,00)) Renewal registration fee ((~)) 590.00 20.00 Renewal fee ( ( §4-0,00)) (15) The following nonrefundable fees will be charged 590.00 for Controlled Substances Act (CSA): Penalty fee ((~)) Registrations 295.00 ((~)) Dispensing registration fee (i.e. phar- (9) The following nonrefundable fees will be charged for macies and health care entities) 80.00 drug wholesaler - full line: Dispensing renewal fee (i.e. pharma- ((W,00)) Original fee ( (§4-0,00)) cies and health care entities) 65.00 590.00 Distributors registration fee (i.e. whole- ((~)) ( (§4-0,00)) Renewal fee salers) 115.00 590.00 Distributors renewal fee (i.e. wholesal- ((~)) Penalty fee ((~)) ers) 115.00 295.00 Manufacturers registration fee ((~)) 115.00 (10) The following nonrefundable fees will be charged ((~)) Manufacturers renewal fee • for drug wholesaler - OTC only: 115.00 I' Original fee Sodium pentobarbital for animal eutha- ((300,00)) ((~)) 330.00 nization registration fee 40.00 Renewal fee ((300,00)) 330.00 Sodium pentobarbital for animal eutha- ((~)) nization renewal fee 40.00 Penalty fee ((~)) Other CSA registrations ((~)) 165.00 40.00 (11) The following nonrefundable fees will be charged (16) The following nonrefundable fees will be charged for drug wholesaler - export: ( (§4-0,00)) for legend drug sample - distributor: Original fee 590.00 Registration fees Original fee Renewal fee ((~)) ( ( §4-0,00)) 365.00 590.00 Renewal fee ((~)) Penalty ((~)) 295.00 265.00 Penalty fee ((~)) (12) The following nonrefundable fees will be charged 132.50 for drug wholesaler - export nonprofit humanitarian organi- zation. (17) The following nonrefundable fees will be charged Original fee 25.00 for poison manufacturer/seller - license fees: Renewal fee 25.00 ((~)) Original fee 40.00 Penalty 25.00 Renewal fee ((~)) (13) The following nonrefundable fees will be charged 40.00 for pharmacy technician: Original fee ((4§.:00)) (18) The following nonrefundable fees will be charged 50.00 for facility inspection fee: ((~)) ( ( -1-8(}.00)) Renewal fee 200.00 40.00 [ 139] Proposed WSR 01-19-077 Washington State Register, Issue 01-19 (19) The following nonrefundable fees will be charged AMENDATORY SECTION (Amending WSR 99-08-101, for precursor control permit: filed 416199, effective 711/99) ~ Original fee ((6G:OO)) WAC 246-924-990 Psychology fees and renewal ~ 65.00 cycle. (1) Licenses must be renewed every year on the practi- Renewal fee ((69:00)) tioner's birthday as provided in chapter 246-12 WAC, Part 2. 65.00 (2) The following nonrefundable fees will be charged: (20) The following nonrefundable fees will be charged Title of Fee Fee for license reissue: Reissue fee Application (($225.00)) 15.00 $260.00 (21) The following nonrefundable fees will be charged Renewal ((~)) for health care entity: 285.00 Original fee ((~)) Renewal retired active 100.00 365.00 Late renewal penalty ((~)) Renewal ((~)) 142.50 265.00 Expired license reissuance ((~)) Penalty ((~)) 142.50 132.50 Duplicate license 25.00 Oral examination ((~)) AMENDATORY SECTION (Amending WSR 99-24-064, 350.00 filed 11129/99, effective 12/30/99) Certification of license 25.00 WAC 246-922-990 Podiatry fees and renewal cycle. Amendment of certificate of qualification 30.00 (1) Licenses must be renewed every year on the practitioner's birthday as provided in chapter 246-12 WAC, Part 2, except AMENDATORY SECTION (Amending WSR 98-05-060, for postgraduate training limited licenses. filed 2/13/98, effective 3/16/98) (2) Postgraduate training limited licenses· must be renewed every year to correspond to program dates. WAC 246-933-990 Veterinarian fees and renewal 4 (3) The following nonrefundable fees will be charged: cycle. (1) Licenses must be renewed every year on the practi- tioner's birthday as provided in chapter 246-12 WAC, Part 2. Title of Fee Fee (2) The following nonrefundable fees will be charged: Application (examination (($600.00)) Title of Fee Fee and reexamination) $825.00 Reciprocity application ((Natienal eeftfEl examinatien (NBB) (ifti $130.00 ((esG:OO)) tialffetake) 825.00 License renewal Cliflieal eem~eteftey test (CCT) (iflitialffetake) -HG:OO)) ((esG:OO)) State examination (initial/retake) i125.00 825.00 Inactive license renewal Initial state license ((9S-:OO)) 135.00 Inactive late renewal penalty 115.00 67.50 ((State examinatieft (retake) ~)) Active late renewal penalty 300.00 Specialty licensure ((9S-:OO)) Active expired license reissuance 300.00 Expired inactive license reissuance 115.00 67.50 Impaired veterinarian assessment 10.00 Duplicate license 30.00 Temporary permit ((9S:OO)) Certification of license 50.00 200.00 Retired active status 150.00 State or specialty license renewal ((9S-:OO)) Temporary practice permit 50.00 120.00 Limited license application ((~)) Retired active license and renewal ((#:00)) 400.00 55.00 Limited license renewal ((iWG:OO)) Late renewal penalty (state and specialty license) ((~)) 480.00 60.00 Substance abuse 25.00 Expired license reissuance ((W:OO)) 4 monitoring surcharge 60.00 Proposed [ 140) Washington State Register, Issue 01-19 WSR 01-19-078 Late renewal penalty (retired active license) ((~)) PROPOSED RULES 50.00 DEPARTMENT OF HEALTH ~ Duplicate license 15.00 (Nursing Care Quality Assurance Commission) Certification of license 15.00 [Filed September 19, 2001, 10:03 a.m.] Original Notice. AMENDATORY SECTION (Amending WSR 98-05-060, Preproposal statement of inquiry was filed as WSR 00- filed 2/13/98, effective 3/16/98) 11-158 on May 24, 2000. WAC 246-935-990 ((Aeimel)) Veterinary technician Title of Rule: WAC 246-840-910 Purpose, 246-840-920 fees and renewal cycle. (1) ((LieeRses)) Registrations must Definitions, 246-840-930 Criteria for delegation, 246-840- be renewed every year on the practitioner's birthday as pro- 940 Delegation decision tree, 246-840-950 How to make vided in chapter 246-12 WAC, Part 2. changes to the delegated tasks, 246-840-960 Rescinding del- (2) The following nonrefundable fees will be charged: egation, 246-840-970 Accountability, liability, coercion and 246-841-405 Nursing assistant delegation; and repealing Title of Fee Fee WAC 246-840-980 Evaluation of nurse delegation. Purpose: To protect the public by requiring nurses to ( (NatieRal e:1u1miRatioR (iRitialfretake) $8{):00)) adhere to standards for delegating nursing care tasks to regis- State examination (initial/retake) ((8(}.00)) tered and certified nursing assistants. These rules safeguard $100.00 the authority of registered nurses to make independent pro- Initial ((lieeHSe)) registration ((6MG)) fessional decisions regarding the delegation of a task. 75.00 Other Identifying Information: The delegation task list (( §..1-:00)) is eliminated from the existing rules. Renewal Statutory Authority for Adoption: Chapters 18.79 and 65.00 18.88A RCW, chapter 95, Laws of2000. Late renewal penalty ((-l-+,00)) Statute Being Implemented: Chapter 18.79 RCW. 50.00 Summary: The statute requires that rules be revised to Expired ((lieense)) registration reissuance 50.00 eliminate the delegation task list in both the nursing and nurs- 15.00 ing assistant rules. It also requires revision of the process for Duplicate ((lieeHSe)) registration obtaining patient consent to delegation. These rules are ~ Certification of ((lieeftse)) registration 15.00 based on the elements of the nursing process and will ensure that the nursing care services will be consistent with the AMENDATORY SECTION (Amending WSR 98-05-060, established standard of practice. This will allow better coor- filed 2/13/98, effective 3/16/98) dination and planning of nursing care for residents in com- munity care settings and ensures the registered professional WAC 246-937-990 Veterinary medication clerk fees nurses will direct the assessment and evaluation of the resi- and renewal cycle. (1) ((Certifieates)) registrations must be dent and the nursing assistant to accurately carry out the del- renewed every year on the practitioner's birthday as provided egated plan of care. in chapter 246-12 WAC, Part 2. Reasons Supporting Proposal: To protect the public by (2) The following nonrefundable fees will be charged: requiring nurses to adhere to standards for delegating nursing Title of Fee Fee care tasks to registered and certified nursing assistants. These rides safeguard the authority of registered nurses to Initial ( ( eertifieatioR)) registration (($u.OO)) make independent professional decisions regarding the dele- $30.00 gation of a task. · Renewal ((~)) Name of Agency Personnel Responsible for Drafting, 30.00 Implementation and Enforcement: Terry J. West, 1300 S.E. Quince, Olympia, WA 98504, (360) 236-4712. Late renewal penalty ((H-:00)) Name of Proponent: Department of Health, Health Pro- 30.00 fessions Quality Assurance Division, Nursing Care Quality Expired ((eertifieatioa)) registration reissu- ((~)) Assurance Commission. · ance 30.00 Rule is not necessitated by federal law, federal or state Duplicate (( eertifieatioR)) registration ((filOO)) court decision. 15.00 Explanation of Rule, its Purpose, and Anticipated Effects: The new nurse delegation rules eliminate the dele- gated task list in both the nursing rules and nursing assistant rules and reformats the rules to align with the elements of the nursing· process. The rule allows the registered nurse to del- egate tasks to qualified nursing assistants based on the pro- fessional judgment of the nurse. There are three specific tasks which are prohibited from delegation. This rule speci- fies the requirements for the nurse to obtain informed patient [ 141 J Proposed WSR 01-19-078 Washington State Register, Issue 01-19 consent for delegation and changes the reevaluation of the of the care plan could be delegated to a qualified nursing delegated nursing care tasks to no less than ninety days. The assistant. There are no new expenses to individuals or busi- purpose of these changes is to allow the professional regis- nesses. The registered nurse who delegates riursing care in ~ tered nurse to evaluate the comprehensive care needs of a res- this context would be required to follow the criteria set forth • ident and to use professional nursing judgment to determine in the rules in order for delegation to occur. The registered which parts of the nursing care plan can be safely delegated nurse is required to abide by the existing standards of nursing to nursing assistants. It is expected that the resident care will practice and not delegate procedures that require substantial be better coordinated and the delegating nurse will be direct- skill and knowledge or require the delegate to perform sterile ing the assessment and evaluation process of both the resi- procedures, inject medications or manage any central venous dent and nursing assistant to validate the outcomes of the del- catheter devices. egated plan of care. Costs to Businesses: There are no new additional costs Proposal Changes the Following Existing Rules: The to a business to comply with the proposed amendments to this primary change to WAC 246-840-930 is the format in which existing rule. Each of the bulleted revisions to the rule is the delegation criteria are described and expressed. The deci- expected to reduce costs. sion tree in WAC 246-840-940 will help guide the registered Cost Minimizing Features of the Rule: Each of the nurse and other providers in determining the process for and bulleted items in section "Necessity of amendments to nurs- the appropriateness of delegating nursing tasks. WAC 246- ing rules" is expected to reduce the cost of the rules. Allow- 840-950 provides specific instructions on how to make mod- ing the registered nurse to use judgment to define the tasks, ifications in the delegation and how to transfer the delegation which may be delegated, will reduce costs. The services pro- to another registered nurse. vided by a registered nurse cost from $18-$25 per hour. A A small business economic impact statement has been nursing assistant costs from $6-$10 per hour. This will result prepared under chapter 19.85 RCW. in approximately $12-$15 per hour cost savings. The rules Small Business Economic Impact Statement will be easier to understand and use. Is There a Disproportionate Impact? The rule reduces Background: 2000 legislation, SHB 1218 (chapter 95, costs therefore, there is no disproportionate cost for small Laws of 2000), requires the Nursing Care Quality Assurance businesses. Commission to develop rules for nurse delegation in commu- DOH Costs to Administer the Regulation: There are nity long-term care settings. The rule amendments will no new additional costs to the Department of Health to regu- include eliminating the task list in both the registered nurse late these amendments. These rules require that individual and nursing assistant W ACs. Rules promulgated must pro- nurses comply with the minimum standards and delineates ~ mote the delivery of quality health care to the residents of the commission's interpretation of violations of those stan- • Washington state. dards. The nurse delegation criteria are an extension of the Necessity of Amendments to Nursing Rules: With the standard of practice. No additional review time and no addi- passing of SHB 1218, the current rule needs to reflect the tional analyses are required as a result of these amendments. changes to chapters 18.79 and 18.88A RCW. The bill elimi- How the Department of Health Will Notify Busi- nated the delegated task list, which specified what activities nesses: When the rules are adopted these rules will be made could never be delegated, and an informed patient consent available to businesses that involve nurses in a number of process. Instead the bill authorized the registered nurse to ways. use nursing judgment to determine the overall needs of the resident and delegate selected aspects of the nursing care plan Available on the nursing web site. to nursing assistants. • Copy sent to all businesses that have asked to be placed What Does the Proposed Rule Amendment Do? The on the interested persons mailing list. proposed amendments rewrite the entire text of WAC 246- Included in the next updated law book which is sent 840-930 into a format that is easier to use and remains consis- upon request to businesses. tent with the elements of the nursing process. Available at the front counter for businesses. • The definitions section in WAC 246-840-920 reorders Copy will be mailed to all community based care set- the list by alphabet. tings. • A new section has been added, WAC 246-840-940 Copy of rule is available through the Code Reviser's offers a delegation decision tree to guide the delegating Office, which is available to all businesses. nurse and other providers on the criteria for nurse dele- How the Department of Health has Involved Busi- gation. . nesses in the Rule-Making Process: Notices were sent to • A section has been added to describe the requirements community based care settings at the very beginning of the when the delegation has to be transferred to another rule-writing process asking if they wished to be placed on the nurse or changes to the nursing care plan need to be interested persons mailing list. There were three public rule- made. writing workshops held May 18, 2000, June 19, 2000, and • A registered nurse is allowed to use judgment to define July 12, 2000. Notices of these rule-writing workshops were the tasks, which may be delegated. sent to all persons on the interested persons mailing list. ~ The proposed amendments are consistent with current During the three rule-writing workshops the Nursing ,. standards and protocols. The registered nurse delegator must Commission heard from a lot of nurses, Directors of Nursing, use professional nursing judgment to determine what aspects and business owners who had many comments on the draft Proposed [ 142] Washington State Register, Issue 01-19 WSR 01-19-078 rules. · The majority of their comments have been incorpo- (6) Gastrostomy feedings in established and healed ean • rated into the draft. ~))Registered nurse delegators cannot delegate the fol- lowing care tasks under any circumstances: I' A copy of the statement may be obtained by writing to ( 1) Administration of medications by injection (intra- the Department of Health, Nursing Care Quality Assurance muscular. intradermal. subcutaneous. intraosseous and intra- Commission, P.O. Box 47864, Olympia, WA 98504-7864, venous). phone (360) 236-4712, fax (360) 236-4738. (2) Sterile procedures. RCW 34.05.328 applies to this rule adoption. Violators (3) Central line maintenance. will be subject to penalty or sanction. Hearing Location: Center Point Corporate Park, Creek- side Three at Center Pointe, 20435 72nd A venue South, Suite AMENDATORY SECTION (Amending WSR 96-05-060, 200, Kent, WA 98032, on November 9, 2001, at 10:00 a.m. filed 2/19/96, effective 3/21/96) Assistance for Persons with Disabilities: Contact Kris WAC 246-840-920 Definitions. For the purposes of McLaughlin by November 2, 2001, (360) 236-4713. this chapter, the definitions in this section apply throughout Submit Written Comments to: Terry J. West, P.O. Box the protocol. 47864, Olympia, WA 98504-7864, fax (360) 236-4738, by ( 1) ( ( "Delegatian" means the lieensed registered n1:trse November 5, 2001. transfers the f!erfeOB anee af seleeted n1 trsing ffisks ta eoTRf!e Date of Intended Adoption: November 9, 2001. tent indiYid1:tals in seleeteEI sitt1ati0Rs. The lieensed registered August 22, 2001 R1 trse delegating the task retaiB s the resf!ensibility and Paula R. Meyer, RN, MSN aeeo1:tnffibility fer the ftarsiag eare of the fl&tieat. Executive Director "Nt1rsing assistant" meaB s a n1 trsing assistaftt regis tered 1 tnEier ehaf!teT l 8.88A RCW or a n1 trsing assistant eefti REGISTERED NURSE DELEGATION IN COMMU- fies 1:tader chaf!ter 18.88A RCW, Vlho flTO'licles cllfe to indi NITY CARE SETTINGS Yid1:tals iR eertified eamTRtmity residential f!regraffls for the de·relOf!fflenffilly disabled, ta iB diYid1 tals residing in lieensed AMENDATORY SECTION (Amending WSR 96-05-060, ed1 tlt fafflily hoTRes, aeEI te iHEih·id1 tals residing in lieensed filed 2/19/96, effective 3/21196) boftfding haffles eentraeted te f!re·ride assisted liYing ser ...tees-; WAC 246-840-910 Purpose. The purpose of this dele- "Patient" mellfls the iRdiYid1 tal reeif!ient ef n1 trsing ~ gation protocol is to ensure that nursing care services have a actions. In the eomm 1 tnity resiEieB tial settings, the f!atient I' consistent standard of practice upon which the public and may also be referred te es elieat er eons1:tmer. profession may rely and to safeguard the authority of the (4) "Proteeol" meafts aB eitf!lieit, detailed written f!lan ((ftl:tfSe)) registered nurse delegator to make independent pro- Sf!eeifying the f1F0eed1:tres to be followed in flTO¥iding eare fessional decisions regarding the delegation of a nursing task. for a f1Elrtie1:tler conditioa. ((Aeeording to P1:tblie Law 1908,)) A licensed registered (5) "Proeed1:tre" ffteans a series af stefls by whieh a nurse may delegate specific nursing care tasks to nursing Eiesired res1 tlt is obffiined; a pllftie1 tlllf ea1 trse of aetion or way assistants who meet certain requirements and provide care to of doing seTRething. individuals ((ffi)) served by certified community residential "Ot1teoTRe" m eans the eftd res1 tlt er eonse<ittenee of programs for the developmentally disabled, to residents in an aetion after faJ:lewi1tg aB esta&lished fllllft of eare. licensed adult family homes, and to residents of licensed "S1 tf1ervision" mesas the flTO\·ision of g1 tidanee aad boarding homes ((eontraeting to f!rO'>'ide assisted living ser eYal1 tatioft by a <iHBlified registered R1 trse for the aeeOH'tf!lish ...tees)). Before delegating a task, the registered nurse delega- m ent ef a nt1rsiag ffisk er aetivity, as a1 ttlined ia this f!TOtoeal, tor must determine that specific criteria described in the pro- inel1:tEiing the ifiitial direetieH ef the task or eetivity; f!eriadie tocol are met and ensure that the patient is in a stable and pre- iRSf!eetien at least every siitty days ef the aet1:tal aet of aeeom dictable condition. Registered nurses delegating tasks are f!lishing the task or activity; ftl!S the a1:1thorit}' to Te<ittire cor accountable to the Washington state nursing care quality reeti·re aetion. assurance commission. The registered nurse delegator and "Im m ediate Sl tflen·isioa" m eans the lieensed regis nursing assistant are accountable for their own individual teFecl Rl tTSe is Oft the f!Fefftises aetl is 'f'l'ithin 81 tdible BREI ¥iSt18l actions in the delegation process. No person may coerce a registered nurse into compromising patient safety by requir- range af the flatient aftd the f!Eltient has been assessed by the ing the registered nurse to delegate if the ((ftl:tfSe)) registered lieensed registered al:tfse f!Tier to the delegation of dt1ties ta · nurse delegator determines it is inappropriate to do so. any eare gi•;er. ((These sf!eeifie ellfe tasks as defined by the ft1:trsing eoannis (9) "Direet Sl:tflervision" means the lieensed registered sion inel1:tde: ftl:tfse is en the premises, is EJtiiekly and easily available and ( 1) Oral and tof!ieal medicatioRs ancl ointmeRts; the fllltient has been assessed by the lieensed registered R1:trse (2) Nose, eer, eye drof!S, aftd eiRtments; f!Tior to the delegation of the d1:tties to any ellfe giver. Dressing ehaRges aftd 1 triftllfY eatheteri~atioft 1 tsiRg (10) "Indireet Sl:tf!ervisioft" means the licensee registerecl clean techRi<ittes; R1 trse is Rot OR the f!remises bat has f1re•rio1 1sly given written (4) SttflflOSiteries, enefflas, aftd ostomy eare in estab instr1 tetions for the eafe and treatm ent of the flatient and the lished and healed eondition; f!BtieRt has been assesses by the licensed registerecl n1:trse (5) Blood gl1:teose fflonitoring; and f!rior to the delegatian of Ei1:tties to any eare giver. If oral el.ar [ 143] Proposed WSR 01-19-078 Washington State Register, Issue 01-19 ifieation of the 'Nrittefl iflstrnetiens is reEJ1 1ired, it m1 1st be ~)) "Authorized representative" means a person dee1 1mef1ted authorized to provide informed consent for health care on (11) "Coereiofl" meafls to feree er eoFRf>el aflother, by behalf of a patient who is not competent to consent. Such per- a1 1thority, te de somethiflg that he/she w01 1ld not otherwise son shall be a member of one of the classes of persons as 4 eheese te de. · directed in RCW 7.70.065. 12) "Stable afld tJredietable eofldition" means a sit1 1atiofl (2) "Coercion" means to force or compel another. by ifl vrhieh the f)atieHt's eliHieal afld behavioral stat1 1s is kfl0Wfl authority. to do something that he/she would not otherwise thr01 1gh the registered H1 1rse's assessment to be fl0flfl1 1et1 1at choose to do. iflg afld eeHsisteflt, inel1 1ding a teHHiflally ill f)atient whese (3) "Complex task" means that a nursing task may deteriorating eoHditiofl is f)redietable. The registered fll lrse become more complicated because of the interrelationship determifles that the f)atieflt dees Het reEJ1 1ire their freEJl leflt between the following criteria: tJreseHee afld e'r'alttatiefl. · (a) The patient's condition: ( 13) "Medieatiofl tJreseribed" meafls afl erder fer drugs (b) The setting; isstted by a tJraetitiofler dttly atttherized by la'N er rttle ifl the (c) The nursing care task(s) and involved risks: and state ef WashiHgtefl te f)reseribe drugs. (d) The skill level required to perform the task. 14) "O·t'er the ee1 1Hter medieati0fl" meaHs a drag that The registered nurse delegator must identify and facili~ eafl be ebtaiHed withettt a tJreserif)tiefl afld is net restrieted te tate additional training of the nursing assistant prior to dele- ttse by tJreseribiHg tJraetitteflers. · gation in these situations. The registered nurse delegator may (15) "PRN medieatiefl" meafls a medieatiefl that has decide the task is not delegable. In no case. may administra- beefl ordered te be gi'r'efl as Heeded. tion of medications by injection. sterile procedures and cen- (16) "Oral medieatiefl" meafls afly medieatiefl that eafl tral line maintenance be delegated. be iHgested threttgh the mettth er admiflistered direetly iflte a (4) "Medication assistance" as defined in chapter 246- gastrestemy t1 1be 888 WAC does not require delegation by a licensed nurse. (17) "TotJieal medieatiefl" meafls afly medieatiefl that is (5) "Nursing assistant" means a nursing assistant-regis- aflfllied to the ettter skifl, Hose, ear, er eye as dreps er eiflt tered under chapter 18.88A RCW or a nursing assistant-certi- meflt!r.. fied under chapter 18.88A RCW. who provides care to indi- ( 18) "8l:lflfl0Sitery" meaHs a semisolid medieatiefl fer viduals served by certified community residential programs iHsertien iflte the reetttm er 'r'agifla where it dissel'r'es, releas for the developmentally disabled. to individuals residing in iflg the drttg fer abseffJti0fl. licensed adult family homes. and to individuals residing in 19) "Dressiflg ehaHge l lSiflg eleafl teehRiEJ1 1e" meafls licensed boarding homes. ttsi8g a eleafl, fl0flsterile teehHiEJ:tte te ehange the tJreteetiYe (6) "Outcome" means the end result or consequence of ee'r'eriflg e·rer a wettfld er ifljttred bedy flarl. an action after following an established plan of care. 4 (20) "Urinary eatheterizatiefl ttsiflg elean teehHiEJ:tte" (7) "Patient" means the individual recipient of nursing meafls ttsiflg a eleafl, flOflsterile teehfliEJ:He te iHsert a eatheter actions. In the community residential settings, the patient threttgh the 1 1rethra afld iflte the 1 triflary bladder te withdraw may also be referred to as client. consumer. or resident. ~ (8) "Personal care services" as defined in WAC 388-15- (21) "Ostemy eare" meafls eariHg fer the stema, the skifl, 202 do not require delegation by a licensed nurse. aHd the estemy deYiee er tl:tbe fer the f)atieflt ha•riflg a gas (9) "Procedure" means a series of steps by which a trestemy, eelestemy, ileestemy, er ttrestemy that is ifl afl desired result is obtained: a particular course of action or way established aHd healed eeHditi0fl. of doing something. (22) "Eflema" meafls the ifltredttetien ef sel1:1tiofl iflte the (10) "Protocol" means an explicit. detailed written plan reetttm te tJremete e'r'ae1:1atiefl ef feees from the eelofl. specifying the procedures to be followed in providing care (23) "Bleed gltteese moflitoriHg" meafls reg1:1lar testiflg for a particular condition. ef bleed obtaiHed by fiHgerstiek te measttre the bleed gl1:1eose (11) "Registered nurse delegation" means the registered le¥eh nurse transfers the performance of selected nursing tasks to (24) "Gastrestemy feediHg" meafls admiflisteriflg a fl1:ttri competent nursing assistants in selected situations. The reg- tieHal tttbe feediHg thre1:1gh a rube direetly iflto the stemaeh istered nurse delegating the task retains the responsibility and whieh is ifl afl established afld healed eeHditiefl. accountability for the nursing care of the patient. 25) "ComtJleK task" meafls that a fll IFSiRg task may (12) "Supervision" means the provision of guidance and beeeme more eemtJlieated beeattse ef the iflterrelatieHshifl evaluation by a registered nurse delegator for the accomplish- betweefl the fellowing eriteria: ment of a nursing task or activity. as outlined in this protocol. (a) The f)atieflt's eeHditieH; including the initial direction of the task or activity; periodic (b) The settiRg; inspection at least every ninety days of the actual act of The fll lrsiRg eare task(s) afld ifl'r'Oi'red risks; aRd accomplishing the task or activity; and the authority to The skill level reEJ 1 tired te tJerferm the task require corrective action. The delegatiRg fl1:trse mttst idefltify aRd faeilitate addi (13) "Immediate supervision" means the registered nurse tieRal traifliflg ef the Httrsiflg assistaflt tJrior· to delegatiefl ifl delegator is on the premises and is within audible and visual ~ these sit1:1ati0Hs. The delegatiflg Rttrse may deeide the task is range of the patient and the patient has been assessed by the • Het delegatable. lfl HO ease, may delegation go beyoHd tlte list registered nurse delegator prior to the delegation of duties to ef Sfleeifie eare tasks attthorized by this ehaf)ter. any care giver. Proposed [ 144] Washington State Register, Issue 01-19 WSR 01-19-078 ( 14) "Direct supervision" means the registered nurse del- Is e1 1rreJ1tly registered or eertified as a R1 1rsiRg assis egator is on the premises. is quickly and easily available and taflt ifl '.Vashiflgtofl state aRcl is ifl good stafldiag witho1:1t • the patient has been assessed by the registered nurse delega- restrictioa; 1' tor prior to the delegation of the duties to any care giver. (e) Has a eertificate of eOFRf.!letiofl iss1:1eEl ey the Elef.18ft (15) "Indirect supervision" means the registered nurse FReflt of soeial aBEI health ser't'iees iRdieatiflg eoFRf.!letioa of delegator is not on the premises but has previously given eere delegatioa traif!iBg fer flt:trsiflg assistaflts; aed · written instructions for the care and treatment of the patient (e) Is williag to f.!eFfeRJI: the task ifl the aeseeee of direet and the patient has been assessed by the registered nurse del- or iFRmediate a1 1rse Sl lf.lervisiofl aRcl accef.lt resf.!OBsieility fer egator prior to the delegation of duties to any care giver. If their aetiofls. oral clarification of the written instructions is required. it (8) Assess the aeility of the Rl:IFSiRg assistaat to eOFRf.le must be documented. teatly f.!erfeRll the eelegatecl ftl IFSiflg task ia the aeseaee of (16) "Stable and predictable condition" means a situation direet or iFRFRediate Rl lfSe Sl lf.leF'risioa to eas1 1re that the a1 1rs in which the patient's clinical and behavioral status is known iag task eftft Be f.!Foperly 8fld safely f.!erfufffted ey the Rl:IFSiRg through the registered nurse delegator's assessment to be non- assistaflt. Dise1 1ss the delegatiofl with the f.!atieftt or at tthorizeEI fluctuating and consistent. including a terminally ill patient ref.!reseatati»·e, iaclt tdiflg the leYel of traiaiag of the ft1 1rsiRg whose deteriorating condition is predictable. The registered assistaflt cleli.,•eriflg eftfe. The patieat, or a1:1thorized represea nurse delegator determines that the patient does not reguire tati¥e, m1 1st gi¥e wriMea, iafofffi ed eoBSeflt to the delegatioa their frequent presence and evaluation. t:taEler ehapter 7.70 RCW. (10) Doe1:1meBt ia the patieRt's reeord the ratioaale fer AMENDATORY SECTION (Amending WSR 97-13-100, clelegatiflg or flat delegatiflg a\:tfsiag tasks. filed 6/18/97, effective 7/19/97) 11) Dise1 1ss the precess fer coetie1 1iag, resciecliag, or WAC 246-840-930 Criteria for delegation. ill Before adcliag FRedieatioes to the delegatioa list whee the health eare pro•<'ider ehaBges medieatioft orders: delegating a nursing task, the ((lieeAsed)) registered nurse The Fegisterecl f11 1rse m1 1st ¥erify the chaege ie fftedi delegator must determine that it is appropriate to delegate eatiea er a Bew medieatioa order with the health care pro based on the ((feUowiAg eriteria: DeteRJl ifte that the settiAg allows ElelegatioA eeeat tse ¥idert (e) If a chaftge is made ia the medicatioa dosage or if a it is a eertified eomm1:1Aity resideAtial f.IFOgram for the Ele¥el chaflge is made ifl the t)'Jl0 of fftedieatioa fer the same proe Of.!meAtally disabled, a lieeAsed adt:tlt fafftily heme, er a )efft (i.e., Ofte meelicatiaa is eeleted ey the health care f.!rO • lieeAsed eaardiAg heme eaAtraeted to f.1ro·1ide assisted li·1iflg Yider aad aaother is st thstit1 1tee) aad die patieat reFRaiRs ia a I' seni~es. staele aed predietaele eoaditioa, delegatiea eaa eoatiat:te at (2) DeteRll:ifle that the task ta ee delegated is withiA the the registereel a1:1rse's clisOFetioe; aftd A1:1rse's area of resf.!aAsieiliey aRd that it is a Sf.!eeifie eare task (e) If a sew medieatiofl is added, the registeree a1:1rse that has eeeft 8f.lf.IF0't'ed fer delegatiafl. m1:1st re¥iew the eriteria afld pFoeess for delegatiae prior to (3) DeteRJl:iHe that the task ta ee delegated eaR ee f.IFOf.1 clelegatieg the aemiaistratiea of the flew medieatioa te the erly afld safely f.!erformeEl ey the ftl:lfSiAg assistaflt eertified or a1 1rsiag assistaRt. The registered ftl lfSe FRaiataiRs the a1 1thor fll IFSiflg assistaflt registered. The registered fl1 trse shall assess ity to deeicle if the Bew FRedieatiea eaa ee aelded to the Elele the f.!Otef!tial risk of harfft for the iRdivid1:1al f.!atieRt. Potef!tial gated task list immediately, if a site ¥isit is w8ffflatecl pFior to harm may if!el1 1de, b1 1t is Rot limited to, iflfeetiafl, hemor delegatioa, or if delegatioe is flO Iaeger apflFOpriate. If dele rhage, hyf.IOJl emia, Aef'le clamage, f.lhysical injt try, or psycho gatioa is to ee resciaeleEI, the ftl lfSe fftl ISt iaitiate aacl flaRici logieal distFess. pate is de•1elo13iag aa altemati're 13laa to ass\:tfe the Reees of (4) Assess the f.!atieAt's fll:lfsiag eftfe Reeds aad determiAe the f)atieat are met.)) elements of the nursing process: that the f.!atieet is ia a staele aecl preclictaele cof!clitioA. ASSESS, PLAN. IMPLEMENT. EVALUATE: (5) Aaalyze the eomplexity of the ftl:lfSiflg task aftd deter mifte the Feet1:tiree traiHiflg Of additiOflBl traiAiftg Heeded B)' ~ the B1:1rsiAg assistaAt to competeetly aeeomplish the task. The (2) Determine that the setting allows delegation because registered at:trse shall eoAsider the f.!Syehomotor aad eogfli it is a certified community residential program for the <level- ti¥e skills reEt1 tired to f.!erfoffil the A1 1rsiRg task. More eom . opmentally disabled, a licensed adult family home. or a plex tasks may Fefl1 tire adclitioaal traiaiag aftd s1 1perYisiaa fer licensed boarding home. the A1 1rsiflg assistaflt. The fll lfse m1 1st ideatify af!cl faeilitate (3) Assess the patient's nursing care needs and determine afly additioflal traiaiflg of the B1:1rsiflg assistaflt that is fleeded that the patient is in a stable and predictable condition. prior to clelegatiofl. The ftl lfSe m1 1st eas1 1re that the task to ee (4) Determine that the task to be delegated is within the delegated eafl ee f.IFOf.!eFly aad safely f.!erfurmed ey the ftl:lrS delegating nurse's area of responsibility. iflg assistaRt. (5) Determine that the task to be delegated can be prop- (6) Assess the le•;el of iateraetioa reEtt:tifed, eoasideriflg erly and safely performed by the nursing assistant. The reg- laag1 1age or e1 1lt\ tfal diYersity that may affeet eOfftfftl lftieatioR istered nurse delegator shall assess the potential risk of harm • or the ability to aeeomf.!lish the task to ee clelegated, as well for the individual patient. Potential harm may include. but is I' as methods to faeilitate the iRteraetioH. not limited to. infection, hemorrhage, hypoxemia. nerve dam- (7) Verify that the ft1:1rsiag assistaat: age. physical injury. or psychological distress. [ 145] Proposed WSR 01-19-078 Washington State Register, Issue 01-19 (6) Analyze the complexity of the nursing task and deter- (d) The nature of the condition requiring treatment and mine the required training or additional training needed by purpose of the delegated nursing task; the nursing assistant to competently accomplish the task. The (e) A clear description of the procedure or steps to follow ~ registered nurse delegator shall consider the psychomotor to perform the task; ~ and cognitive skills required to perform the nursing task. (f) The predictable outcomes of the nursing task and how More complex tasks may require additional training and to effectively deal with them; supervision for the nursing assistant. The registered nurse (g) The risks of the treatment; delegator must identify and facilitate any additional training (h) The interactions of prescribed medications: of the nursing assistant that is needed prior to delegation. The (i) How to observe and report side effects. complica- registered nurse delegator must ensure that the task to be del- tions, or unexpected outcomes and appropriate actions to deal egated can be properly and safely performed by the nursing with them, including specific parameters for notifying the assistant. registered nurse delegator. health care provider, or emer- (7) Assess the level of interaction required, considering gency services; language or cultural diversity that may affect communication (j) The action to take in situations where medications or the ability to accomplish the task to be delegated, as well and/or treatments and/or procedures are altered by health care as methods to facilitate the interaction. provider orders, including: (8) Verify that the nursing assistant: (i) How to notify the registered nurse delegator of the (a) Is currently registered or certified as a nursing assis- change; tant in Washington state and is in good standing without (ii) The process the registered nurse delegator will use to restriction; obtain verification from the health care provider of the (b) Has a certificate of completion issued by the depart- change in the medical order; and ment of social and health services indicating completion of (iii) The process to notify the nursing assistant of nurse delegation for nursing assistants; and whether administration of the medication or performance of (c) Is willing to perform the task in the absence of direct the procedure and/or treatment is delegated or not; or immediate nurse supervision and accept responsibility for (k) How to document the task in the patient's record; their actions. (!) Document what teaching was done and that a return (9) Assess the ability of the nursing assistant to compe- demonstration. or other method for verification of compe- tently perform the delegated nursing task in the absence of tency, was correctly done: and direct or immediate nurse supervision to ensure that the nurs- (m) A plan of nursing supervision describing how fre- ing task can be properly and safely performed by the nursing quently the registered nurse will supervise the performance ~ assistant. of the delegated task by the nursing assistant and reevaluate ~ ( 10) If the registered nurse delegator determines delega- the delegated nursing task. Supervision shall occur at least tion is appropriate, the nurse must: every ninety days. (a) Discuss the delegation process with the patient or (13) The administration of medications may be dele- authorized representative, including the level of training of gated at the discretion of the registered nurse delegator. The the nursing assistant delivering care. registered nurse delegator must provide written parameters (b) Obtain patient consent. The patient, or specific to an individual patient which includes guidelines for authorized represe ttative, must give written, informed consent to the the nursing assistant to follow in the decision-making process delegation process under chapter 7.70 RCW. Documented to administer a medication and the procedure to follow for verbal consent of patient or authorized representative may be such administration. acceptable if written consent is obtained within thirty days: IMPLEMENT electronic consent is an acceptable format. (c) Written consent is only (14) Delegation requires the registered nurse delegator necessary at the initial use of teach the the nurse delegation process for each patient and is not neces- nursing assistant how to perform the task. including sary for task additions or changes or if a different nurse return demonstration or other method of verification of com- or nursing assistant will be participating_ in the process. petency as determined by the registered nurse delegator. (15) The registered nurse delegator is accountable and PLAN responsible for the delegated nursing task. The registered (11) Document in the patient's record the rationale for nurse delegator must monitor the performance of the task(s) delegating or not delegating nursing tasks. to assure compliance to established standards of practice. pol- icies and procedures and to ensure appropriate documenta- ( 12) Provide specific, written delegation instructions to tion of the task(s). the nursing assistant with a copy maintained in the patient's record that include: EVALUATE (a) The rationale for delegating the nursing task; (16) The registered nurse delegator must evaluate the (b) That the delegated nursing task is specific to one patient's responses to the delegated nursing care and to any patient and is not transferable to another patient; modification of the nursing components of the patient's plan (c) That the delegated nursing task is specific to one of care. nursing assistant and is not transferable to another nursing . ( 17) The registered nurse delegator must supervise and 4 assistant; evaluate the performance of the nursing assistant, including Proposed [ 146] Washington State Register, Issue 01-19 WSR 01-19-078 direct observation or other method of verification of compe- (iii) The process to ROtify the a1:1rsiag assistaat of tency of the nursing assistant to perform the delegated nurs- whether adm iHistratioa of the m edieatioa is delegates or aot; • ing task. The registered nurse delegator must also reevaluate k) How to doe1 1m e0t the task iH the patieat's reeorEl; • the patient's condition, the care provided to the patient, the I) Doe1 1m eat what teaehiag was doae aHd that a ret1 1m capability of the nursing assistant. the outcome of the task. dem:oHstratioa was eorreetly doae; aad and any problems. m ) A plea of H1 1rsiag s1 1penisio0 Eleseribiag hmu fre ( 18) The registered nurse delegator must ensure safe and ei1 1eAtly the registered Hurse will s1 1pervise the perform aHee effective services are provided. Reevaluation and documen- of the delegated task by the 01:1rsi0g assistaHt aad reevaluate tation must occur at least every ninety days. Frequency of the Elelegated AursiHg task. S1:1pervisioa shall oeeur at least supervision is at the discretion of the registered nurse delega- every si1lty days. tor. (4) The admiHistratiofl of PR.l!ll medieatiOHS may ee del (19) The registered nurse delegator must participate in egated at the diseretioa of the registereEI H1:1rse. The aurse recordkeeping as required by the secretary of health to facili- m 1 1st first assess the patieHt to determiae that ea site patieat tate evaluation. assessmeHt will Hot be reEJti ired prior to the oagoiag adm iais tratioa of eaeh PRN m edieatioH dose. The registered ati rse m1:1st provide writteH parameters speeifie to BR iHdiviciual AMENDATORY SECTION (Amending WSR 97-13-100, patieHt whieh iHeludes g1:1ideli0es for the Rursiag assistaRt to filed 6/18/97, effective 7/19/97) follow iR the deeisioH makiag proeess to adm:iaister the PRN WAC 246-840-940 ((Preeess fep delegeliee.)) Wash- medieatioR aHd the proeed1 1re to follow for s1 1eh admiHistra ington state nursing care guality assurance commission tietr.)) community care setting delegation decision tree. ((If-the ill Does the natient reside in one No~ Do not delegate registered ftl IFSe determ iftes delegatioR is appropriate, the of the following settings? A ft1 1rse m 1 1st certified community residen- ( 1) Obtaift the writteft iflfofffl:ed eoftseHt of the patieftt or tial nrograrn for the develon- a1 1thorized represefttative 1 1REler ehapter 7.70 RCW, the dele mental!)'. disabled, a licensed adult famil)'. home, a licensed gatiftg H1 1rse, aHd the ft1 1rsiHg assistaftt boarding home Delegatioft reei1 1ires the ftl IFse teaeh the ftl IFSiHg assis Yes..!. taHt how to perfofffi the task, iRel1 1diHg ret1 1rn dem oHstratioH Obtain the written, 1 1Hder observatioa. The a1 1rse shall observe the Alii'SiHg assis ill_ Has the natient or authorized No~ re12resentative given consent informed consent • taHt perfofffl iag the Elelegated task to verify their eom peteHey to the delegation? • to preperly perfofffl the task safely aHEI aee1 1retely Yes..!. (3) Provide speeifie, written delegatioa iastfl:letioHs to ls RN assessment of i:iatient's No~ Do assessment, then ill the H1 1rsiHg assistaRt with a eopy m aiataiaed ia the patieat's nursing care needs com- 12roceed with a con- reeord that iHeh:1de: pleted? sideration of delega- (a) The ratioaale for delegatiag the 01:1rsiHg task; ti on (b) That the delegated a1:1rsiHg task is speeifie to oae Yes..!. patieHt aHd is Hot traHsfei=able to aHother patieat; ill ls the task within the regis- No~ Do not delegate (e) That the delegated H1:1rsiHg task is speeifie to oHe tered nurse·~ scone of prac- H1 1rsiag assistant aad is aot traasferable to aaother H1 1rsi0g tice? assistaHt; Yes..!. The Hat1 1re of the eoaditioH reei1 1iriag treatm eat aad ill ls the nursing f!l!Sistant regis- No~ Do not delegate p1:1rpose of the delegated Hlii'SiHg task; tered or c_i:;rtified and [!TOQerly (e) A elear deseriptioH of the proeed1:1re or steps to follow trained in the nurse delega- ti on for nursing assistants? to perform: the task; The predietable 01 1teom es of the 01 1rsiHg task aHd how Yes..!. Do not delegate to effeetively deal with them:; @ Can the ti!sk be 11erformed No~ without ri:;guiring judgment (g) The risks of the treatm:eHt; based on nursing knowledge? (h) The iHteraetioHs of preserieed m:edieatioHs; Yes..!. (i) How to observe aHd report side effeets, eom:pliea ill Are the results of the task rea- No~ Do not delegate tioRs, or 1 10eKpeeted 01 1teom es aHd appropriate aetioas to deal sonabl)'. 11redictable? with them , i0el1 1di0g speeifie parameters for HotifyiRg the Yes..!. delegatiHg registered R1 1rse, health eare provider, or em er (fil Can the task be safely ~r- No~ Do not delegate geHey seniees; formed according to exact, j) The aetioa to take iH sit1 1ati0Hs where m edieatioRs are unchanging directions? altered by health eare provider orders, iHel1:1diHg: Yes..!. (i) How to notify the registered a1:1rse of the ehaage; f2} Can the task be 11erformed No~ Do not delegate ii) The proeess the registered Hl lrse will 1 1se to oetaia without a need forcQm11Iex verifieatioH from the health eare prm·ider of the m edieatioH observatiQnS or critical deci- sions? ehaHge;aHd [ 147] Proposed WSR 01-19-078 Washington State Register, Issue 01-19 Yes.!. vider and another is substituted) and the patient remains in a Uill Can the task be 12erformed No~ DQ not delegate stable and predictable condition. delegation may continue at without re12eated nursigg the registered nurse delegator's discretion; and assessments? .. (c) If a new medication is added. the registered nurse de!- ~ Yes.!. egator must review the criteria and process for delegation ill.l Can the task be 12erformed No~ DQ not delegate prior to delegating the administration of the new medication im12ro12erly without life- to the nursing assistant. The registered nurse delegator main- threatening conseguences? tains the authority to decide if the new medication can be del- Yes.!. egated immediately, if a site visit is warranted prior to dele- !..111 Is aJ2llro12riate su12ervision No~ Do not delegate gation. or if delegation is no longer appropriate. If delegation available? is to be rescinded, the registered nurse delegator must initiate Yes.!. and participate in developing an alternative plan to assure the ill.} There are no s12ecific laws or No~ Do not delegate needs of the patient are met. rules 12rohibiting the delega- (2) Treatments and/or procedures. tion? Yes i (a) The registered nurse delegator must verify the change in the medical order with the health care provider. · (ill Task is delegable (b) The registered nurse delegator maintains the author- ity to decide if the new treatment or procedure can be dele- AMENDATORY SECTION (Amending WSR 96-05-060, gated immediately. if a site visit is warranted prior to delega- filed 2/19/96, effective 3/21196) tion. or if delegation is no longer appropriate. If delegation is to be rescinded. the registered nurse delegator must initiate WAC 246-840-950 ((NHPSieg SHJlePVisieea)) How to and participate in developing an alternative plan to assure the make changes to the delegated tasks. (1) ((The registered needs of the patient are met. A1 1rse is aeeo1 1Atable aAd reSf'OAsible for the delegated A1 trs Transferring delegation to another registered nu[se. iAg task. The A1 1rse m1 1st Sl lflervise aAd eval1 1ate the l"erfor (3) A registered nurse may assume delegating responsi- maAee of the A1 1rsiAg assistaAt, iAel1 1diAg direet observatioA bilities from the registered nurse delegator for the delegation of the skill aAd ability of the A1:1rsiAg assistaAt to l"erform the process. provided the registered nurse assuming responsibil- delegated A1 1rsiAg task. The A1 1rse m1 1st also reeval1 1ate the ity knows the patient through their assessment. the skills of flatieAt's eoAditioA, the eare flFOvided to the fllitieAt, the eliflli the nursing assistant. and the plan of care. This may include bility of the Rl lrSiRg assistaAt, the 01 1teome of the task, liAd aAy a reevaluation of the patient by the nurse assuming responsi- f!roblems. FreEJ1 1eAey of Sl lflervisioA is at the diseretioA of .. bility for delegation. The registered nurse assuming the • the registered Rl H'se to eAs\ lfe safe aAd effeetive serviees life responsibility for delegation from another registered nurse flFOYided. Reeval1 1atioA aAd doe1 1mentatioA m1 1st oee1 1r at delegator is accountable and responsible for the delegated least every sixty days. A registered A1 1rse may ass1 1me delegatiAg reSf'OAsi task. The registered nurse delegator must document the fol- lowing in the patient's record. bilities from the delegatiAg registered Al:lrSe for the delegatiOA (a) The reason and justification for another registered l"roeess, flrovided the registered Al tfse ass1 1miAg reSflOAsibil nurse assuming responsibility for the delegation; ity kAows the f'litieAt thro1:1gh their assessmeAt, the skills of (b) The registered nurse assuming responsibility must the Al tfSiAg assistaAt, aAd the f'lliA of eare. This may iAel1 1de a agree. in writing. to perform the supervision: and ree·,.al1 1atioA of the fllitieAt by the Al tfse ass1 1miAg reSflOHsibil · ity for (c) That the nursing assistant delegatioA. The A1 1rse ass1 1miAg the reSf'OAsibility for ·and patient have been informed of this change. delegatioA from aAother muse is aeeo1:1Ataele aAd reSflOAsible for the delegated task. The muse m1 1st dee1 1meAt the follow iAg iA the flatieAt's reeord: AMENDATORY SECTION (Amending WSR 96-05-060, (a) The reason aRd j1:1stiiieatioA for llAOther H\ lfSe ass1 1m filed 2/19/96, effective 3/21/96) · · iAg resflOAsibility for the delegatioA; WAC 246-840-960 ((l .. eeeaetehility, liehility, eed The Rl tfse ass1 1miAg reSflOAs_ibility m1 1st agree, iA eeereieea)) Rescinding delegation. (((1) The registered writiAg, to l"erform the Sl:lfleF'lisioA; aAd A1 1rse aAd n1 1rsiAg assistaAt are aeeoaAtable fer their owA (e) That the Al:lrSiRg assistaAt lifld fllitieAt ha'le eeeA iRdiYid1:1al aetioRs in the delegation proeess. The delegated iAformed of this ehange.)) Medication. The registered nurse task eeeomes the respoRsieility of the flersoA to whom it is delegator will discuss with the nursing assistant the process delegated e1 1t the registered Rl lfse retaiAs 0·1erall aeeolintaeil for continuing, rescinding. or adding medications to the dele- ity for the AlirsiAg eare of the fllitieAt, iAel1 1diAg a1 1rsiAg gation list when the health care provider changes medication assessmeAt, eYal1tatioA, llfle assl:lfiAg doeliffieAtatioii is eom orders: f:Mete4: (a) The registered nurse delegator must verify the change (2) N1:1rses aetiAg withiA the protoeols of their delegatioa in medication or a new medication order with the health care a1 1thority shall be iRHB1 1Ae from liaeility for an~· aetioR per provider: formed iR the eO\ lfSe Of their eelegatiOR d1 1ties (b) If a change is made in the medication dosage or if a (3) N1:1rsing assistaAts followiAg written delegatioA .. change is made in the type of medication for the same prob- iAstrttetieAs from registered A1:1rses for delegated tasks shall • lem (i.e., one medication is deleted by the health care pro- ee ifRffi\:lRe from liability. Proposed [ 148] Washington State Register, Issue 01-19 WSR 01-19-078 The B1 1rsiHg eare Ejl l&lily assl lfattee eofflffiissioft shall (b) WheH the f)&tieftt's eeHElitioR is RO longer stable &REI tftke ftO aisei13lift&ry aetioft agaiflst fll:lfSeS folloWiflg aelega flredietahle; • tioH 13rotoeels ftfJJ3ro13rietely. WheR the freq1 1eRey of staff tl lrnover FHakes elelega I' (5) Cefftf!l&iftts regarEliHg Elelegatio11 of s13eeifie Bl:lrsittg tio11 ifftflraetieal to eoetial:le ie the settiRg; tasks may 9e FeJIOFteEI to the agittg ftfta aEll:llt serviees aElmi11 (El) WheR there is a ehaRge ifl the fll:lrsiRg assista11t's will istratioH of the Ele13ar.meftt of soeial a11EI health sef'f'iees or via iRgRess or eom13eteeey to do the task; a tell f1ee teleflhOHe ftl:lmber. (e) WheR the task is ROt eeiRg perfeF1Hed eorreetly; or (~) All eofftf!l&iftts s13eei§eally relateEI to Bl:lrse elelega (f) Whefl the patie11t or al:lthorized re13rese11tative tieH shall ee refeffea to the Al lfsieg eare eiuality assl lra11ee reEjttests that the ElelegatioR he resei118ed. eoraraissioft. (2) IR the e·1e11t elelegatioe is resei11Eled, the ElelegatiRg (7) Ne eertifieEI eofftfftl:lftily resiaetttial f>rogram for the registerea Rl lrse assl lmes respoHsibility for flerformieg the Elevele13raefttally Elisaelee, lieeftsed adl:llt family home, or task or ieitiatieg &flel f)artieipatiRg ie ElevelopiRg &R altema lieeftseS eeardiftg horae eo11traetiftg to f>FO'+'iae assisteEI liviHg tive fll&R to eesl lfe the eoRtiel lity for the provisiee of the task ser'liees may EliserimiHate or retaliate iH ftftY mattfter agaiHst a The ElelegatiRg registered el lfse m1 1st doe1 1meet the pet=soft eeeal:lse the persoft made a eomplaiHt or eoof>erateel ifl reason for reseiRdi11g delegation of the task a11EI the plan for the ie'+·estigatioft of a eofftf!l&iftt. eesl lfi11g eo11tifll lity of the tasJc)) (1) The registered nurse del- (8) No 13ersoft may eoeree a ftl:lfse iftto eomf>romisiHg egator and nursing assistant are accountable for their own patieRt safety B}' FeE(ttiriag the ftl:fFSe to tleJegate if the ftttrse individual actions in the delegation process. The delegated eeteffftiftes it is iHftfJpropriate to do so. Nl:lrses shall aot be task becomes the responsibility of the person to whom it is sl:lejeet to ftftY employer reprisal or disei1'!1ieery aetioe by the delegated but the registered nurse delegator retains overall WashiHgteft Bl lfsieg eare Ejl l&liey ass1 1raRee eommissioR for accountability for the nursing care of the patient, including refl lsiHg to Elelegate tesks er refl lsiftg to f>rovide the reEj1 1ireEI nursing assessment, evaluation. and assuring documentation traifliHg fer ElelegatioH if the Bl:lfse EleterfftiHes delegatioR fftllY is completed. eera13romise patieftt safety. (2) Pursuant to RCW 18.79.260 (3)(d)(iv). delegating Nl lfsiHg assistftftts shall Hot be st tBjeet to &Hy nurses acting within the protocols of their delegation author- em13loyer FeJ!risal or diseiJ!liHftf)' aetioft fer refusiHg to aeeef)t ity shall be immune from liability for any action performed in Elelegetiee of a fll:lfsiag task.)) ( 1) The registered nurse dele- the course of their delegation duties. gator may rescind delegation of the nursing task based on the (3) Pursuant to RCW 18.88A.230(1), nursing assistants following circumstances which may include. but are not lim- following written delegation instructions from registered • ited to: nurse delegators for delegated tasks shall be immune from • (a) When the registered nurse delegator believes patient liability. safety is being compromised: (4) Complaints regarding delegation of nursing tasks (b) When the patient's condition is no longer stable and may be reported to the aging and adult services administra- predictable as determined by the registered nurse delegator: tion of the department of social and health services or via a (c) When the freguency of staff turnover makes delega- toll-free telephone number. tion impractical to continue in the setting: (5) All complaints related to nurse delegation shall be (d) When there is a change in the nursing assistant's will- referred to the nursing care quality assurance commission. ingness or competency to do the task: (6) Pursuant to RCW 18.79.260 (3)(c). no person may (e) When the task is not being performed correctly; or coerce the registered nurse delegator into compromising (f) When the patient or authorized representative patient safety by requiring the nurse to delegate if the regis- reguests that the delegation be rescinded. tered nurse delegator determines it is inappropriate to do so. (2) In the event delegation is rescinded. the registered Registered nurse delegators shall not be subject to any nurse delegator initiates and participates in developing an employer reprisal or disciplinary action by the Washington alternative plan to ensure the continuity for the provision of nursing care quality assurance commission for refusing to the task or assumes responsibility for performing the task. delegate tasks or refusing to provide the reguired training for (3) The registered nurse delegator must document the delegation if the nurse determines delegation may compro- reason for rescinding delegation of the task and the plan for mise patient safety. ensuring continuity of the task. (7) Pursuant to RCW 18.88A.230(2). nursing assistants shall not be subject to any employer reprisal or disciplinary action by the secretary for refusing to accept delegation of a AMENDATORY SECTION (Amending WSR 96-05-060, nursing task based on patient safety issues. filed 2/19/96, effective 3/21/96) WAC 246-840-970 ((Reseiedieg delegatiee.)) REPEALER Accountability. liability. and coercion. ( ( ( l) The registereEI Bl lrse may reseied Elelegatioft of the fll lrsieg task baseEI oe the The following section of the Washington Administrative following eirel lmstaeees whieh may iRehtde, el lt are Hot lim Code is repealed: ttee-te:- (8) WheH the Hl:lfse belie•1es patie11t safety is bei11g eom WAC 246-840-980 Evaluation of nurse delega- tion. promised; [ 149) Proposed Washington State Register, Issue 01-19 WSR 01-19-008 EXPEDITED RULES DEPARTMENT OF REVENUE [Filed September 7, 200 I, I 0:57 a.m.] Title of Rule: WAC 458-40-640 Timber excise tax~ Stumpage value area (map). Purpose: RCW 84.33.091 requires that the department designate areas containing timber having similar growing, harvesting, and marketing conditions to be used for the prep- aration and application of stumpage values. The map pro- vided in this rule is used in conjunction with the stumpage value tables (contained in WAC 458-40-660). Statutory Authority for Adoption: RCW 82.32.300 and 84.33.096. Statute Being Implemented: RCW 84.33.091. Summary: The department is proposing to amend this rule to provide the correct telephone number that taxpayers may use to contact the Department of Revenue to obtain cop- ies of a larger scale stumpage value area map. Reasons Supporting Proposal: To correct an erroneous telephone number. Name of Agency Personnel Responsible for Drafting: Ed Ratcliffe, 1025 Union Avenue S.E., Suite #400, Olympia, WA, (360) 570-6126; Implementation and Enforcement: Gary O'Neil, 2735 Harrison N.W., Building 4, Olympia, WA, (360) 753-2871. Name of Proponent: Department of Revenue, govern- mental. Rule is not necessitated by federal law, federal or state court decision. t Explanation of Rule, its Purpose, and Anticipated Effects: This rule provides a map of Washington broken into eight stumpage value areas. These areas represent market areas (market price and haul zones) for timber cut within these areas. These market areas are used with the stumpage value tables provided in WAC 458-40-660 (revised every six months) to establish the value of timber cut within each area and also the cost of hauling that timber to market within Washington. The rule change is merely to correct a telephone number published in the rule for obtaining copies of this map. A cor- rect telephone number will make it easier for taxpayers and their representatives to contact the department. The depart- ment has darkened but has not changed the haul zone borders, haul zone designations, and county border on the map pro- vided in this rule to make the map more useful. Proposal Changes the Following Existing Rules: This is a change to an existing rule, WAC 458-40-640. As described above, the proposed change is to correct the telephone num- ber for obtaining copjes of larger-scale stumpage value area maps from the Department of Revenue. NOTICE THIS RULE IS BEING PROPOSED UNDER AN EXPEDITED RULE-MAKING PROCESS THAT WILL ELIMINATE THE NEED FOR THE AGENCY TO HOLD PUBLIC HEARINGS, PREPARE A SMALL BUSINESS ECONOMIC IMPACT STATEMENT, OR PROVIDE t RESPONSES TO THE CRITERIA FOR A SIGNIFICANT LEGISLATIVE RULE. IF YOU OBJECT TO THE USE OF [ 1 ] THE EXPEDITED RULE-MAKING PROCESS, YOU MUST EXPRESS YOUR OBJECTIONS IN WRITING AND THEY MUST BE SENT TO Ed Ratcliffe, Department of Revenue, P.O. Box 47467, Olympia, WA 98504-7467, fax (360) 664-0693, e-mail edr@dor.wa.gov, AND RECEIVED BY November 19, 2001. September 7, 2001 Claire Hesselholt, Rules Manager Legislation and Policy Division AMENDATORY SECTION (Amending WSR 01-02-019, filed 12/21/00, effective l/l/01) WAC 458-40-640 Timber excise tax-Stumpage value area (map). The stumpage value area and hauling dis- tance zone map contained in this rule must be used to deter- mine the proper stumpage value table and haul zone to be used in calculating the taxable stumpage value of timber har- vested from private land. Expedited WSR 01-19-008 Washington State Register, Issue 01-19 WAC 458-40-640 Stumpage value area and hauling tone-Map Harvc may ob1ain a larger sc:ilc map by wriling to lhc Washington State Dcpartmcn1 of Revenue, Special Programs Division, Forest Tu Section, Post omcc ox 47472, Olympia. Washington 98504-7472; or by calling (206) 753-1396. ____ __ ·---·-...... - ...,. Expedited [ 2] Digitized from Best Copy Available Washington State Register, Issue 01-19 WAC 458-40-640 Stumpage value area and hauling zone-Map Harvesters may obtain a larger scale map by writing to the Washington State Department of Revenue, Special Programs Division, Forest Tax Section, Post Office Box 47472, Olympia, Washington 98504-7472; or by calling 1-800-548-8829 . . . . -. WSR 01-19-063 EXPEDITED RULES DEPARTMENT OF REVENUE [Filed September 18, 2001, 3:17 p.m.] Title of Rule: Amendatory sections WAC 458-16-260 Nonprofit day care centers, libraries, orphanages, homes for sick or infirm, hospitals, outpatient dialysis facilities and 458-16-270 Schools and colleges. Purpose: To amend existing rules to reflect current leg- islative changes to RCW 84.36.040 and 84.36.050 codified as sections 1 and 2, chapter 126, Laws of 2001. This bill expands the tax exemptions contained in these statutes to leased property under certain circumstances. Statutory Authority for Adoption: RCW 84.36.865. • Statute Being Implemented: RCW 84.36.040 and ., 84.36.050. Summary: The proposed amendments explain the 2001 legislative changes to the underlying statutes. The legislative [ 3] changes expand the existing exemption available to nonprofit hospitals to real and personal property leased to and used by a hospital, owned and operated by a public hospital district established under chapter 70.44 RCW, for hospital purposes. Also, section 2 of this legislation exempts real or personal property owned by a not-for-profit foundation, established for the exclusive support of an institution of higher education, that is leased to and used by the institution exclusively for college or campus purposes. Reasons Supporting Proposal: To incorporate sections 1 and 2, chapter 126, Laws of2001. Name of Agency Personnel Responsible for Drafting: Kim M. Qually, 1025 Union Avenue S.E., Suite#400, Olym- pia, WA, (360) 570-6113; Implementation and Enforcement: Sandy Guilfoil, 1025 Union Avenue S.E., Suite #200, Olym- pia, WA, (360) 570-5860 . Name of Proponent: Department of Revenue, govern- mental. Expedited WSR 01-19-063 Washington State Register, Issue 01-19 Rule is not necessitated by federal law, federal or state court decision. Explanation of Rule, its Purpose, and Anticipated Effects: WAC 458-16-260 explains the property tax exemp- tion available under the provisions of RCW 84.36.040 for property used by nonprofit day care centers, libraries, orphanages, homes for the sick or infirm, hospitals, outpa- tient dialysis facilities. It also explains the exemption avail- able for property leased to and used by a hospital that is owned and operated by a public hospital district for hospital purposes. The amendments to this rule include new statutory provisions that expand the exemption to property lease to and used by a hospital that is owned and operated by a public hos- pital district established under chapter 70.44 RCW. WAC 458-16-270 explains the property tax exemption available under the provisions of RCW 84.36.050 to non- profit schools and colleges. It also explains the exemption available for property owned by a not-for-profit foundation, established for the exclusive support of an institution of higher education as defined in RCW 28B .10.016, that is leased to and used by an institution of higher education. The amendments to this rule describe the expanded exemption to property owned by a not-for-profit foundation but leased to an institution of higher education, exclusively used for cam- pus or college purposes, and principally designed to further the educational functions of the institution. Proposal Changes the Following Existing Rules: This is a proposal to revise WAC 458-16-260 and 458-16-270 to incorporate provisions of chapter 126, Laws of 2001, as described above. NOTICE THIS RULE IS BEING PROPOSED UNDER AN EXPEDITED RULE-MAKING PROCESS THAT WILL ELIMINATE THE NEED FOR THE AGENCY TO HOLD PUBLIC HEARINGS, PREPARE A SMALL BUSINESS ECONOMIC IMPACT STATEMENT, OR PROVIDE RESPONSES TO THE CRITERIA FOR A SIGNIFICANT LEGISLATIVE RULE. IF YOU OBJECT TO THE USE OF THE EXPEDITED RULE-MAKING PROCESS, YOU MUST EXPRESS YOUR OBJECTIONS IN WRITING AND THEY MUST BE SENT TO Kim M. Qually, Counsel, Department of Revenue, Box 47467, Olympia, WA 98504- 7647 [7467], e-mail kimq@dor.wa.gov, fax (360) 664-0693, AND RECEIVED BY November 20, 2001. September 18, 2001 James M. Thomas Legislation Manager Legislation and Policy Division AMENDATORY SECTION (Amending WSR 94-07-008, filed 3/3/94, effective 4/3/94) WAC 458-16-260 Nonprofit day care centers, librar- ies, orphanages, homes foll" sick or infirm, hospitals, out- patient dialysis facilities. (1) Introduction. This ((seetieft)) rule explains the property tax exemption available under the provisions of RCW 84.36.040 to property used by nonprofit day care centers, libraries, orphanages, homes for the sick or infirm, hospitals, ((ftflti)) outpatient dialysis facilities. and to Expedited property leased to and used by a hospital that is owned and operated by a public hospital district for hospital purposes. (2) Definitions. For purposes of this ((seetiefi)) rule, the following definitions apply: (a) "Convalescent and chronic care" means any or all procedures commonly employed in caring for the sick includ- ing, but not limited to, administering medicines, preparing special diets, providing bedside nursing care, applying dress- ings and bandages, and carrying out any treatment prescribed by a duly licensed practitioner of the healing arts. (b) "Day care center" means a facility that regularly pro- vides care for a group of children for periods of less than twenty-four consecutive hours. (c) "Home for the sick or infirm" means any home, place, or institution that operates or maintains facilities to provide convalescent or chronic care, or both, for three or more per- sons not related by blood or marriage to the operator, who by reason of illness or infirmity, are unable to properly care for themselves. (i) The services must be provided to persons over a con- tinuous period of twenty-four hours or more. (ii) A boarding home, guest home, hotel, or similar insti- tution that is held forth to the public as providing and supply- ing only room, board, or laundry services to persons who do not need medical or nursing treatment or supervision is not considered a "home for the sick or infirm" for purposes of this ((seetieft)) rule. (d) "Hospital" means a nonprofit organization, associa- tion, or corporation or public hospital established in accor- dance with chapter 70.44 RCW engaged in providing medi- ~ cal, surgical, nursing or related health care services for the • prevention, diagnosis or treatment of human disease, pain, injury, disability, deformity, mental illness, or retardation, as well as the equipment and facilities used by a nonprofit orga- nization, association, or corporation to deliver such services to inpatients. These services must be provided over a contin- uous period of twenty-four hours or more. (i) "Hospital" also means any portion of a hospital build- ing, or other buildings used in connection therewith, and the equipment therein operated as a part of a hospital unit or used as a residence for persons engaged or employed in the opera- tion of a hospital including, but not limited to, a nurse's home or a residence for hospital employees. (ii) "Hospital" does not mean: (A) Hotels or similar places that furnish only food and lodging or simple domiciliary care; (B) Clinics or physician's offices where patients are not regularly kept as bed patients for twenty-four hours or more; (C) Nursing homes as defined in chapter 18.51 RCW; and (D) Maternity homes as defined in 18.46 RCW. (e) "Hospital unit" means all buildings or properties that are part of an integrated, interrelated, homogeneous unit exclusively used for exempt hospital purposes. The term includes residential units exclusively used to temporarily house families of inpatients in an integrated program of hos- pital therapy. ~ (t) "Property" means real or personal property used by a • nonprofit organization, association, or corporation or leased [ 4] Washington State Register, Issue 01-19 to and used by a hospital that is owned and operated by a pub- lic hospital district established under chapter 70.44 RCW. • (3) Exemption for exclusively used property. All real I' and personal property exclusively used by a nonprofit organi- zation, association, or corporation for the following institu- tions ((shall be)) .lli exempt from taxation: (a) Day care centers; (b) Preschools; (c) Free public libraries; (d) Orphanages and orphan asylums; (e) Homes for the sick or infirm; (f) Hospitals for the sick; and (g) Outpatient dialysis facilities. (4) Exemption for loaned or rented property. Pro- perty loaned ((te)) or rented ((by)) to an institution listed in subsections (3)(a) through (g) of this ((seetieR shall)) rule is also ((be)) exempt from taxation if: (a) The property is exclusively used by the nonprofit organization, association, or corporation; (b) The benefit of the exemption inures to the user; and (c) The property was specifically identified as loaned or rented when the application for exemption was made. (5) Property leased to and used by a hospital that is owned and operated by a public hospital district. All real and personal property leased to and used by a hospital is exempt from taxation if the property is owned and operated by a public hospital district established under chapter 70.44 RCW. for hospital purposes is exempt from taxation. The benefit of the exemption must inure to the entity using the ~ exempt property. ®Exclusive use required. Any portion of property exempt under ((etthef)) subsectionli (3) ((efi41)) through (5) of this ((seetieft)) rule that is not exclusively used in a manner furthering the exempt purposes of the nonprofit organization, association, or corporation or the public hospital district must be segregated and taxed. For example, hospital property used by a physician to conduct his private practice must be segre- gated and taxed. ((fat)) ill Actual use and irrevocable dedication required. To be exempt from taxation under this ((seetieft)) rule, all property owned by a nonprofit organization, associa- tion, or corporation or owned and operated by a public hospi- tal district established under chapter 70.44 RCW must be: (a) In use; and (b) Irrevocably dedicated to the exempt purpose of the nonprofit organization, association, or corporation. ((t+))) .{fil Additional requirements. Any organization or association that applies for a property tax exemption under this ((seetieft)) rule must also comply with the provisions of WAC 458-16-165. WAC 458-16-165 sets forth additional conditions and requirements that must be complied with to obtain a property tax exemption ((pt1rst1aRt te)) under RCW 84.36.040. AMENDATORY SECTION (Amending WSR 94-07-008, filed 3/3/94, effective 4/3/94) ~ tion. This ((seetieR)) rule explains the two property tax WAC 458-16-270 Schools and colleges. (1) Introduc- exemption~ available under the provisions of RCW [ s l is leased to and used by the institution. · (2) Definitions. For purposes of this ((seetieft)) rule, the following definitions apply: (a) "Campus or college purposes" means property that is only needed because of the presence of the nonprofit school or college and is principally designed to further the educa- tional purposes and functions of a nonprofit school or college or an institution of higher education. as defined in RCW 28B.10.016. (b) "Cultural or art education program" includes and is limited to: (i) An exhibition or presentation of works of art or objects of cultural or historical significance, such as thcise commonly displayed in art or history museums; (ii) A musical or dramatic performance or series of per- formances; or (iii) An educational seminar or program, or series of such programs, offered by a nonprofit school or college to the general public on an artistic, cultural, or historical subject. (c) "Educational purposes" means systematic instruc- tion, either formal or informal, in any and all branches of learning directed to an indefinite class of persons and from which a substantial public benefit is derived. The term includes all purposes that seek to promote or advance educa- tion. by the superintendent of public instruction or whose students (d) "Schools and colleges" means: (i) Nonprofit educational institutions that are approved and credentials are accepted without examination by schools and colleges established under either Title 28A or 28B RCW and offer students an educational program of a general aca- demic nature; (ii) An institution of higher education, as defined in RCW 28B.10.016; or ((fttj)) ti.ill Nonprofit institutions that meet the following criteria: (A) They have a definable curriculum and measurable outcomes for a specific group of students; (B) They have a qualified or certified faculty; (C) They have facilities and equipment that are designed for the primary purpose of the educational program; (D) They have an attendance policy and requirement; (E) They have a schedule or course of study that supports the instructional curriculum; and (F) They are accredited, recognized, or approved by an external agency that certifies educational institutions and the transferability of courses. (e) "Revenue" means income received from the loan or rental of exempt property when the income exceeds the amount of the maintenance and operation expenses attribut- able to the portion of the property loaned or rented. (3) Exemption - nonprofit schools or colleges. Prop- erty owned or used by any nonprofit school or college within exclusively for educational purposes or cultural or art educa- this state ((shall be)) .lli exempt to the extent that it is used tional programs. Expedited WSR 01-19-079 Washington State Register, Issue 01-19 (a) Real property exempt under this ((seetieR shall aet)) rule cannot exceed four hundred acres and ((shell)) must be used exclusively for school, college, or campus purposes. The property ((shell)) includeli, but is not limited to: (i) Buildings and grounds principally designed for the educational, athletic, or social programs of the nonprofit school or college and the need for which would be nonexist- ent except for the existence of the school or college; (ii) Buildings that house part-time or full-time students; (iii) Buildings that house religious faculty; and (iv) Buildings that house the chief administrator. (b) The use of exempt property by professional organiza- tions for conferences, seminars, or other activities that enhance the reputation of the nonprofit school or college will not nullify the exemption. Similarly, the use of exempt prop- erty owned by a nonprofit school or college for any education purpose will not nullify the exemption. (c) All property that is not part of the main campus of a school or college and for which the institution wishes to obtain an exemption under this((~)) rule, the depart- ment may require said institution to provide, in detail, the fol- lowing information: (i) The names of courses taught at the off-campus site; (ii) A calendar of dates and times that shows how the subject property was used; and (iii) The number of students that participated in the edu- cational activities conducted at the off-campus site. (d) To be eligible to receive this exemption, the nonprofit school or college must be open to all persons regardless of race, color, national origin, or ancestry. However, there is no limitation on the type of courses the institution may offer. ( 4) Property leased to a nonprofit school or college. If property is leased to a nonprofit school or college, in order to be exempt, the property must be: (a) Irrevocably dedicated to the purpose for which exemption has been granted; and (b) The benefit of the exemption must inure to the user. (c) For example, if a ((aeapFefit feuaeatiea)) private cit- izen leases real or personal property to a nonprofit school or college to be used for educational purposes or cultural or art educational programs, the leased property may qualify for exemption if it meets the requirements of subsection (3)(a), (b), and (c) of this ((seetieft)) rule. (5) Production of fmancial records - nonprofit schools or colleges. In addition to the financial records that must be produced to comply with the requirements of WAC 458-16-165, a nonprofit school or college claiming exemp- tion under this ((seetiee shall)) rule must annually submit a detailed summary containing the following information regarding the previous calendar year: (a) A list of all property that it claimed was exempt; (b) The purpose for which the property was used; (c) The income derived from the property; (d) The manner in which the income received was applied; (e) The number of students who attended the school or college; (t) The total income of the school or college and the sources from which it was derived; and Expedited or college was applied including, but not limited to, all income received and expenditures made. · · • (6) Exemption - property owned by a not-for-orofit · • foundation that is leased to and used by an institution of higher education. RCW 84.36.050 also provides a property tax exemption to real or personal property owned by a not~­ for-profit foundation that is established for the exclusive sup- port of an institution of higher education. as defined in RCW 28B.10.016. if it is leased to and used by the institution exclu- sively for campus or college purposes and is principally designed to further the educational functions of the institu- tion. (a) An institution of higher education is defined in RCW 28B.10.016 as synonymous with "postsecondary institutions" and means the University of Washington. Washington State University. Western Washington University at Bellingham. Central Washington University at Ellensburg. Eastern Wash- ington University at Cheney. The Evergreen State College. the community colleges. and the technical colleges. (b) The exemption can only be obtained for property actively utilized by currently enrolled students. (c) The benefit of the exemption must inure to the educa- tional institution using the exempt property. ill Additional requirements. Any organization, asso- ciation, ((eF)) corporation. or foundation that applies for a property tax exemption under this ((seetieft)) rule must also comply with the provisions of WAC 458-16-165. WAC 458- 16-165 sets forth additional conditions and requirements that must be complied with to obtain a property tax exemption .m ((puFsuaet te)) under RCW 84.36.050. • WSR 01-19-079 EXPEDITED RULES PUBLIC DISCLOSURE COMMISSION [Filed September 19, 20()1, 10:06 a.m.] Title of Rule: Title 3.90 WAC, amending several rules to correct reviser's notes and update commission address, see Proposal Changes below. Purpose: Correct typographical errors. Statutory Authority for Adoption: RCW 42.17.370(1). Statute Being Implemented: Chapter 42.17 RCW. Summary: Amend several rules to correct typographical errors and update address. Reasons Supporting Proposal: Several rules were previ- ously filed with the code reviser without the proper use of the bill drafting style leaving the rules with bracketed words or phrases. Name of Agency Personnel Responsible for Drafting and Implementation: Doug Ellis, 711 Capitol Way, Room 206, Olympia, (360) 664-2735; and Enforcement: Phil Stutz- man, 711 Capitol Way, Room 206, Olympia, (360) 664-8853. Name of Proponent: Public Disclosure Commission, governmental. • Rule is not necessitated by federal law, federal or state • court decision. [ 61 Washington State Register, Issue 01-19 Explanation of Rule, its Purpose, and· Anticipated • Effects: Changes to the rules shown below are necessary to I' correct typographical errors and update address. ' Proposal Changes the Following Existing Rules: WAC 390-05-200, remove a comma at the end of the second para- . graph following the word "or." · WAC 390-05-205, remove an "s" at the end of the word. "consumable" to make it singular and remove a comma fol- lowing the word "catering." WAC 390-13-010, following "Subscribed and sworn to before me this - day of_," add "20_"; add the word "at" following the notary statement. WAC 390-13-100, add language that was inadvertently left out of subsection (l)(c); add the word "attention" to.sub- section (l)(f) following the word "priority." · WAC 390-16-038, add a period at the end of the rule. WAC 390-16-060, remove the words "may be obtained" and replace with "are available"; update room number to 206. WAC 390-16-105, add an "s" to "expenditure" and the word "person" in subsection (1); delete an "s" from "contribu- tion" in subsection (3). WAC 390-16-226, add a period to the end of subsection (2); add the number (3) to subsection (3); delete the second paragraph marked (3) ... WAC 390-16-308, in subsection(~) remove the word "similar" and a comma following the word "organization." WAC 390-17-060, in subsection (3) add an "s" to the. word "subsection"; remove the word "section" and add the. • word "rule." I' WAC 390-17-315, remove the word "the" that was inad- vertently left in the rule when previously filed. WAC 390-18-040, remove the word "represent" that was inadvertently left in the rule when filed; add the word "imply" that was inadvertently left out. WAC 390-20-020, add a phrase "which includes the L-2 Memo Report, dated 1/02 and update address. WAC 390-20-105, remove a comma in subsection (l)(a) following the word "part"; remove the word "employees" that was inadvertently left in the rule when filed; add the word "employers" that was inadvertently left out. WAC 390-24-200, correct the citation in subsection (1) to read "RCW 42.17.241 (l)(h) through (k)." Update the commission's address in each of the follow- ing rules: WAC 390-12-040, 390-14-025, 390-14~045, 390- 16-032, 390-16-033, 390-16-050, 390-20-110, 390-20-111, 390-20~120, 390-20-125, and 390-20-130. NOTICE THIS RULE IS BEING PROPOSED UNDER AN EXPEDITED RULE-MAKING PROCESS THAT WILL ELIMINATE THE NEED FOR THE AGENCY TO HOLD PUBLIC HEARINGS, PREPARE A SMALL BUSINESS ECONOMIC IMPACT STATEMENT, OR PROVIDE RESPONSES TO THE CRITERIA FOR A SIGNIFICANT LEGISLATIVE RULE. IF YOU OBJECT TO THE USE OF • THE EXPEDITED RULE-MAKING PROCESS, YOU I' MUST EXPRESS YOUR OBJECTIONS IN WRITiNG AND THEY MUST BE SENT TO Doug Ellis, Public Disclo- sure Commission, P.O. Box 40908, Olympia, WA 98504- [7] 19, 2001. . September 19, 2001 Vicki Rippie Executive Director AMENDATORY SECTION (Amending WSR 96-05-001, filed 2/7 /96, effective 3/9/96) WAC 390-05-200 Definition-Candidates for public office-Time of filing. The following circumstances shall give rise to presumption that an individual is a "candidate" as that term is defined in RCW 42.17.020(8): (1) The existence of a political committee promoting the election of such individual for public office with the knowl- edge and consent of that individual; or (2) A public declaration of candidacy by an individual even if the candidacy is conditioned on a future occurrence; or((f;})) (3) Meeting the requirements set forth in WAC 390-16- 230 (1) or (2). AMENDATORY SECTION (Amending WSR 96-05-001, filed 217/96, effective 3/9/96) WAC 390-05-205 Definition of term "consumable." For the purpose ofRCW 42.17.020 (14)(a)(iv) the term "con- sumable((fst))" includes the amount paid for food, beverages, preparation, catering((f;f)) or entertainment cost furnished at the event. AMENDATORY SECTION (Amending WSR 00-22-057, filed 10/27/00, effective 11127/00) WAC 390-13-010 Optional format for requests for lists of individuals. The use of a list of individuals obtained from an agency for commercial purposes is prohibited by RCW 42.17 .260. Therefore, the following format is adopted by the commission and authorized for use by agencies, at their option, to bring uniformity to the administration of that statute. (Name of Agency) PUBLIC RECORDS ACCESS STA TE OF WASHINGTON } SS. AFFIDAVIT TO RELEASE COUNTY OF PUBLIC RECORDS (Name and Address) having been duly sworn, deposes and says: 1. I have requested copies of the following public records: 2. I understand that Washington state law, RCW 42.17 .260, prohibits the use of lists of individuals for com- mercial purposes. 3. I understand that the use for commercial purposes of said records may also violate the rights of the individuals named therein and may subject me to liability for such com- mercial use. Expedited WSR 01-19-079 Washington State Register, Issue 01-19 4. I understand that section 2 or 3 herein apply when I use said records for commercial purposes and when others use said records or copies of same for commercial purposes. I understand that I may be liable in either case. 5. I understand that "commercial purposes" means that the person requesting the record intends that the list will be used to communicate with the individuals named in the record for the purpose of facilitating profit expecting activity. 6. Therefore, I do hereby swear and affirm on oath and under penalty of law that I will not use said records for com- mercial purposes and that further, it is my affirmative duty to prevent others from using said records for commercial pur- poses. Signature SUBSCRIBED AND SWORN to before me this----- day of , ((~)) 20 _. ________ Notary Public in and for the state of Washington residing ((fetl)) at __ _ AMENDATORY SECTION (Amending WSR 98-12-038, filed 5/28/98, effective 6/28/98) WAC 390-13-100 Duties of elections officials receiv- ing copies of campaign finance reports. (1) Pursuant to RCW 42.17.375, when arranging, indexing, handling and providing access to reports filed with the county as required by chapter 42.17 RCW, county election officers shall adhere to the following: (a) Each report on receipt shall be marked with the date (or some means of determining the date) the report was post- marked and/or the date on which it was received by the elec- tions office. (b) Files for these reports shall be maintained separate from all other reports and documents in the office and shall be arranged alphabetically by the name of the candidate or committee. Elections officers may segregate files into addi- tional categories, if desired. (c) Files may be maintained in paper or electronic form or on micrographics(([. If files ftfe mei11tei11ed ifl eleeb'o11ie fofftl or oe mierogrllf'hiesD). If files are maintained in elec- tronic form or on micrographics, equipment for viewing and reproducing reports on paper must be made available to the public. (d) A separate, special index shall be maintained show- ing the name of each candidate or committee for whom reports are on file. The index need not list each report subse- quently filed. The index shall be readily available for public inspection. (e) Reports shall be placed in the files and available for public inspection by the end of the next business day follow- ing receipt. (t) Mindful that the public's right to know of the financing of political campaigns is paramount, elections offi- cials shall give priority (([ette11tioe])) attention to and promptly honor each request for public inspection of the campaign finance report files. Expedited officers for a period of at least six years, in accordance with RCW 42.17 .450, and records retention schedules prepared ~ pursuant to chapter 40.14 RCW. ~ (3) A description of the county's method of filing and indexing campaign finance reports shall be updated and sent to the public disclosure commission within 30 days of a revi~ sion to the filing and indexing system. AMENDATORY SECTION (Amending WSR 96-09-016, filed 4/8/96, effective 5/9/96) WAC 390-16-038 Definition-Aggregate. The term "aggregate" means, for purposes of: (1) A candidate for state office, the total amount of con- tributions received by the candidate, an agent of the candidate and any political committee affiliated with the candidate from the beginning of the election cycle; (2) A candidate for local or judicial office, the total amount of contributions received by the candidate, an agent of the candidate and any political committee affiliated with the candidate from the beginning of the candidate's cam- paign; (3) A bona fide political party or caucus political com- mittee, the total amount of contributions received by the com- mittee from January 1 of the current calendar year; (4) A political committee, the total amount of contribu- tions received by the committee from the date of organiza- tion; (5) A continuing political committee, the total amount of ~ contributions received by the committee from January 1 of ~ the current calendar year; (6) A contributor, the total amount of all contributions received from a person, and any person affiliated with the person, to any one candidate or political committee; (7) A person making independent expenditures with respect to a candidate and the reporting and disclosure provi- sions ofRCW 42.17.100, .180, .510 and .550, an independent expenditure made by a person in support of a candidate shall be added to any independent expenditure by the same person in opposition to one or more of the candidate's opponents; and, for purposes of a person making independent expendi- tures with respect to a ballot proposition, an independent expenditure made by a person in support of a ballot proposi- tion shall be added to any independent expenditure by the same person in opposition to the ballot proposition or in sup- port of an alternative ballot proposition; (8) The special reports required by RCW 42.17 .105 and 42.17 .175, the total amount of contributions received or expenditures made by a single person or entity during the special reporting period; (9) An employer of a registered lobbyist, the total amount of all contributions made to a political committee supporting or opposing a candidate for state office, or to a political committee supporting or opposing a state-wide bal- lot proposition during the preceding calendar year; , (10) The sponsor of a grass roots lobbying campaign, the total amount of contributions received since the beginning of ~ the campaign and the total amount of expenditures made dur- ~ ing the time frames specified in RCW 42.17.200(1); [8] Washington State Register, Issue 01-19 WSR 01-19-079 (11) RCW 42.17.245, the total amount of all time and ~ demand deposits in each financial institution on December • 31; (12) RCW 42.17.395(4), the total amount of monetary penalty that the commission may impose for multiple viola- tions of the act((f:1)):. AMENDATORY SECTION (Amending WSR 89-20-068, filed 10/4/89, effective 11/4/89) WAC 390-16-060 Forms for report of independent expenditures. The official form for reports of independent expenditures as required by RCW 42.17 .100 is designated "C-6," revised ((+J9G)) 1/02. Copies of this form (([are a·rail able] [may ae oataiaee:l])) are available at the Commission Office, Room ((4G3)) 206, Evergreen Plaza Building, Olym- pia, Washington 98504. Any attachments shall be on 8 112" x 11" white paper. ,, [9) Expedited WSR 01-19-079 Washington State Regist~r, Issue 01-19 FOAM ntlS &PACE FOR OFFICE USE CO~MISSION PM OA SR 711 CAPITOL WAY AM 403 TK POBOX40908 C& OLYMPIA WA 98504-4908 A (360) 753-1111 E c E DENT CAMPAIGN EXPENDITURES I v E 0 $100.00 OR MORE 2. Check appropriate box D ~ ' ~ '1~ . . pect expenditUfH. o . = ~~= (See inatrucliont) 0 Final report. d or opposed: check 0 support Of' 0 oppoae _lat the value of all independent expenditures made ff gregate ia $100 ·or m0r8. Itemize expenditurea of more than $50 made In support or in oppoaHion to any ~ndidate Of ballot propoai1ion durtng an election campatgn o not include monetary or in·kind contributiona made directly to a candidate or political committee. Effective Date Description of expenditure (goods, aemc ... or right• purehHed Of harniahed) Expenditures $50 or leaa not Hemlzed above Total lhio repo<t period $ Total independent expendltureo mode during 11119 ei.c:Uon camp8tgn. tnclude expenditures ahown in thla report and· previously e~mltted re $ INSTRUCTIONS WHO lllUST REPORT: Peraone who make expendilurH eggregating S 100 or mot'• during any election campaign tn •tf no reasonable aupport of or oppoaition to a candidate or baOot propoaftion H not mecle dlrKUy .to or In property or ·right coordination with the candldata or a poltlc• commlttH. diolributed. WHEN TO REPORT: When aggregate amount reachee: .. aathanS100 -No repor1 le required S 100 or more (or vetue cannot be CERTIFICATION: I hereby certify that the a .. timated) -Wtthfn5daY1 . and corre.ct to the beat of H additional expenditure• made - • 10th of month preceding election in Signature of peroon making expendltureo which other reporta are not required. •:11 daye prior to election • 7 daye prior to election • 10th dlly ol month after election •Required only when expenditur .. ha~e been en.de since lHt report waa aubmitted. Name WHERE TO REPORT: Copy II 1-Public Olacloaure ComnUuion, 403 EvergrHa Pla.r:a-FJ-42 Tltl9 Ofymc>la, WA 88504 Copy II 2-County Elections Officer ot Clindklate. For bal'°1 propolfttona wHh County EhtcUona Officer of peraon minQ thill report. Expedited [IO 1 Digitized from Best Copy Available Washington State Register, Issue 01-19 WSR 01-19-079 FONI THIS IPACE FOR OFF1C1! US1! C& 1I02 PM OA SR TK R £ c £ I v INDEPENDENT CAMPAIGN EXPENDITURES £ D $100.00 OR MORE 2. a..ci. appropriate IK>x •ame and addreH of peraon making expendhure o -.. -r..;. . . .- ........, __ , c . =-~~= s..~ __ oFNI-. ·- ol candidate or ballot propooHion ouppo<lod or _...r: check 0 oupport or 0 - ..-ie or ballot pr-Ilion during an election e11mpalgn. Do not ~ monetary or IHdnd ~Iona made dlrec:lly to a candidal• or polltlcal -Hlee. .Joi the value of ell lndependonl expendHureo made ff aggr-le i. S 100 or more. Hemlze expendll,.... ol more than S50 made In oupport or In -allion to any -·"' -· De...nptlon of •xpendlt- Effective Date Name and •-• of .- or NClplent pwdlued..-- '-"· Ezpeftdltwee ISO or - DOI II- .- $ Total thla. '-'period Inda.,.- expendllwee P'"loullJ aubmlttecl ,.,porta. Total made during - ~ _...,._ $ Include •xpendllw .. ahown In - ......, and --llle-oro-- --••oo -No._.1o_ ... ---·-·--1og1100 ... --..... and conect to the beat of my knowledge. AMOUNT OA VALUE --llEPORT: •If no ,....,..ble ••llmate can be made of ....... deactlbe actMty, MfYlcea, or ptCl!*fY or rtohl lumlahed preclaelir and alltlch - M11POf1 ol or oppoetllon to 1 candidat. or ballot propoelUon W not ...-. dlrecUJ to or In of Item produced --.. dlalllluled. WHEH1011EPORT: Wlloll•W-1•--: CERTIFICATION: I hereby certify that the above la true, complete ... - ltOOcw.,.(or.,....camatM --ec1o .. • eddtHonalexpendftUf'• ...0. -'tOthGl-pr~eloctlonlll ____ _ •21 day1 prklrtoelectloft ' 7 do .. prior IO- • tOCh dly of~ after electW. Name .. -1011EPORT: Dal• ~··---eoawni-. ENd __ ., ____ . ~ ~---Gl-.For-,,_,,__c:a.,. [ 111 Expedited WSR 01-19-079 Washington State Register, Issue 01-19 AMENDATORY SECTION (Amending WSR 01-10-050, (i) the loan is not guaranteed by any other person; filed 4/26/01, effective 6/1/01) (ii) the loan is made in the regular course of business; WAC 390-16-105 Mini campaign reporting-Eligi- ~. 4 bility. (1) A candidate or candidate's authorized committee, (iii) the loan is made on the same terms ordinarily avail- as those terms are defined in RCW 42.17.020, shall not be able to the public. required to comply with the provisions ofRCW 42.17.060 (b) A commercial loan to a candidate's own committee or through 42.17 .090 except as otherwise prescribed in WAC campaign or authorized committee is presumed to be guaran- 390-16-038, 390-16-115, and 390-16-125 when neither teed by the candidate. The presumption is rebuttable by clear, aggregate contributions nor aggregate expenditure((fst)).s_ cogent and convincing evidence. exceed the amount of the candidate's filing fee provided by ((ff3H)) ill The amount of campaign contributions law plus a sum not to exceed three thousand five hundred dol- which may be used to repay a loan made by the candidate to lars and no contribution or contributions from any((~ the candidate's own political committee or campaign, or to seft})) person other than the candidate within such aggregate repay a commercial loan to a candidate's own political com- exceed three hundred dollars. However, a bona fide political mittee or campaign where the candidate is the borrower or party may pay the candidate's filing fee provided by law with- guarantor, is limited to the loan repayment limit in RCW out that payment disqualifying that candidate from eligibility 42.17.125(3) as adjusted by WAC 390-05-400. For purposes under this section. of the loan repayment limit, these loans are aggregated for (2) A political committee, as that term is defined in RCW each primary, general, special or recall election and must be 42.17 .020, shall not be required to comply with the provi- designated accordingly by the candidate at the time the loan sions of RCW 42.17 .060 through 42.17 .090 except as other- is made. wise prescribed in WAC 390-16-038, 390-16-115, and 390- ((ff3H)) (4) If a candidate makes documented out-of- 16-125 when neither aggregate contributions nor aggregate pocket campaign expenditures on behalf of his or her cam~ expenditures exceed three thousand five hundred dollars and paign expecting repayment (not intending to make an in-kind no contribution or contributions from any person exceed contribution), the campaign committee must repay the candi- three hundred dollars. date within 21 days of the expenditure or the candidate will (3) A continuing political committee, as that term is be deemed to have made a loan to his or her campaign com- defined in RCW 42.17 .020, shall not be required to comply mittee which must qualify for repayment under subsections with the provisions of RCW 42.17 .060 through 42.17 .090 (1) and (2) in order for the candidate to be repaid. Undocu- except as otherwise prescribed in WAC 390-16-038, 390-16- mented out-of-pocket campaign expenditures by the candi- 115, and 390-16-125 when neither aggregate contributions date are in-kind contributions not eligible for repayment. 4 nor aggregate expenditures during a calendar year exceed three thousand five hundred dollars and no contribution((fsf)) AMENDATORY SECTION (Amending WSR 94-11-016, or contributions from any person exceed three hundred dol- filed 515194, effective 6/5/94) lars. WAC 390-16-308 Identification of source of contri- AMENDATORY SECTION (Amending WSR 00-22-056, bution. Any person who makes a contribution shall inform filed 10/27/00, effective 11127/00) the candidate or treasurer, at the time the contribution is made, of the true and actual source of funds from which the WAC 390-16-226 Loans. (1) Only loans which are contribution is made. To identify the source of a contribution recorded in a written loan agreement executed at the time of received by check or other written instrument in the absence the loan and properly reported may be repaid by a candidate of other information, a candidate or treasurer shall apply the or political committee. Surplus campaign funds under RCW following: 42.17 .020 and 42.17 .095 may only be used to return a contri- Provided, that in cases where the source of the contribu- bution to the candidate if the contribution was properly tion is known and differs from the guidelines set forth below, reported as a loan from the candidate, as described in subsec- the known source of the·contribution shall be reported; tions (2) and (3). Provided further, that contributions made through an (2) If any person gives or loans the candidate funds in intermediary or conduit or transmitted by an intermediary connection with his or her campaign, the funds are not con- shall identify the true and actual source of the funds. sidered personal funds of the candidate. See WAC 390-17- (1) A contribution drawn upon a single account shall be 305. Such funds are considered a contribution from the orig- attributed to the account holder as identified by the name inal source of the contribution under chapter 42.17 RCW printed on the face of the check or negotiable instrument. and, unless the loan meets the exemption provided in RCW (2) A contribution drawn upon a joint account shall be 42.17.720(3) and this subsection, the contribution is subject attributed in equal proportion to each of the account holders to the contribution limits provided in chapter 42.17 as identified by the names printed on the face of the check or RCW({H))~ negotiable instrument unless the candidate or treasurer is (a) If a candidate or candidate's own political committee notified in writing that the contribution should be allocated in or campaign or authorized committee receives a loan from a different proportions. .m commercial lending institution, the loan is exempt from the (3) A contribution made by a sole proprietor or drawn ~ contribution limits of RCW 42.17 .640 and WAC 390-16-310 upon the account of a business which is a sole proprietorship only if all the following criteria are met: shall be attributed to the owner of the business entity. Expedited [ 12] Washington State Register, Issue 01-19 WSR 01-19-079 (4) A contribution drawn upon the account of a partner- those candidates. The amount expended for such activities • ship shall be attributed to the partnership as a separate entity shall be reported as a contribution to that candidate(s). Candi- I' except that; date{s) shall be notified in writing of the contribution within Any check drawn upon the partnership account but five business days of the expenditure. which is to be paid from the capital account of one or more (b) A candidate is deemed to be clearly identified if: The individual partners shall identify at the time of transmittal to name of the candidate is used; a photograph or drawing of the the candidate or treasurer the name(s) of the contributing candidate appears; or the identity of the candidate is apparent partner(s) and shall be attributed to the contributing part- by unambiguous reference. ner(s). (c) An activity that benefits or opposes fewer than three (5) A contribution drawn upon the account of a corpora- individual candidates shall be presumed to be for the purpose tion, union, association or other {([similar])) organization({;)) of promoting individual candidates whether or not they are shall be attributed to the corporation, union, association or clearly identified. Such an activity does not constitute a con- other organization as a separate entity unless that entity is tribution to any candidate who is not clearly identified, but affiliated with another entity pursuant to WAC 390-16-309 in the activity shall not be paid with exempt funds. which case a contribution from one of those entities is attrib- {5)(a) "Internal organization expenditures" described in RCW 42.17.640 {14){b) are expenditures for organization uted to both entities. purposes, including legal and accounting services, rental and purchase of equipment and office space, utilities and tele- AMENDATORY SECTION (Amending WSR 96-05-001, phones, postage and printing of newsletters for the organiza- filed 217/96, effective 3/9/96) tion's members or contributors or staff when engaged in orga- WAC 390-17-060 Exempt activities-Definitions, nizational activities such as those previously listed, all with- reporting. (l)(a) "Exempt contributions" are contributions out direct association with individual candidates. made to a political committee which are earmarked for {b) "Fundraising expenditures" described in RCW exempt activities as described in RCW 42.17.640 (14)(a) and 42.17.640 (14){b) are expenditures for fundraising purposes, (b). Such contributions are required to be reported under including: Facilities for fundraisers, consumables furnished RCW 42.17 .090, are subject to the restrictions in RCW at the event and the cost of holding social events and party 42.17.105(8), but are not subject to the contribution limits in conventions, all without direct association with individual RCW 42.17.640. Any written solicitation for exempt contri- candidates. (c) If expenditures made pursuant to {([s1:teseetio0s])) butions must be so designated. Suggested designations are subsections (a) and (b) (([of this s1:teseetioR] [above])) above "not for individual candidates" or "for exempt activities." are made in direct association with individual candidates, {b) Contributions made to a caucus of the state legisla- they shall not be paid with exempt contributions. ture, to a candidate or candidate's authorized committee (6) For purposes ofRCW 42.17.640 (14)(a) and this sec- which are earmarked for voter registration, absentee ballot tion, activities that oppose one or more clearly identified can- information, get-out-the-vote campaigns, sample ballots are didates are presumed to promote the opponent(s) of the can- presumed to be for the purpose of promoting individual can- didate(s) opposed. didates and are subject to the contribution limits in RCW 42.17.640. (c) Contributions made to a caucus of the state legisla- AMENDATORY SECTION (Amending WSR 96-05-001, ture, to a candidate or candidate's authorized committee filed 217/96, effective 3/9/96) which are earmarked for internal organization expenditures WAC 390-17-315 PoUticsl committees-Qualifica- or fundraising are presumed to be with direct association with tions to contrnbute. In order to make contributions as permit- individual candidates and are subject to the contribution lim- ted by RCW 42.17.640(11), a political committee shall, its in RCW 42.17.640. within ((fthet)) 180 days prior to making the contribution, (2) "Exempt contributions account" is the separate bank have received contributions of $10 or more from at least ten account into which only exempt contributions are deposited individuals registered to vote in Washington state at the time and out of which only expenditures for exempt activities shall they contributed to the political committee. Upon written be made. request of the commission or other person seeking this infor- (3) "Exempt activities" are those activities described in mation, the political committee shall provide within 14 days RCW 42.17.640(14), expenditures for which are exempt a list of these ten individuals, identified by name, address, from the contribution limits of RCW 42.17 .640. However, amount of contribution and date contribution was received. only those activities described in RCW 42.17.640(14) as fur- ther defined in subsection((fst))~ (4) and (5) of this (([seetio0] AMENDATORY SECTION (Amending WSR 92-12-037, {fttle})) rule are eligible for payment with exempt contribu- filed 5/29/92, effective 6/29/92) tions. (4)(a) If activities described in RCW 42.17.640 (14)(a) WAC 390-18-040 Use of the terms "reelect," promote clearly identified candidate(s), the activities are a "retain," and "return." (1) The term "reelect" when used in contribution to those candidate(s). Expenditures for these a political advertisement represents that the candidate is pres- activities may not be made with exempt contributions. If ently holding the office being sought, was elected to it, and is more than one clearly identified candidate is promoted, the seeking another term in that same office in the same district amount expended shall be allocated proportionally among or political subdivision. [ 13] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 (2) The term "reelect" may be used in a political adver- tisement by a nonincumbent candidate who has previously been elected to the office being sought provided that in the same advertisement it is clearly stated that the candidate is not the incumbent. (3) The term "retain" in a political advertisement repre- sents that the candidate is the incumbent but does not ((ffep- FeseHt] [imply])) imply that the candidate attained the office by election. (4) The term "return" in a political advertisement repre- sents that the candidate now holds, or has previously held, the office being sought, but does not represent that the office was attained by election. (5) Whenever the boundaries of a district or political subdivision are officially altered through redistricting, con- solidation or other official procedures, the candidate holding an office in the affected district or political subdivision may, in a political advertisement, use the term "reelect," "retain" or "return," as appropriate, if the candidate is seeking the same office in the revised district or political subdivision. (6) Stating the office sought (e.g., "mayor") by a candi- date in a political advertisement without expressly stating the candidate is seeking election to the office (e.g., "for mayor"; "Elect Smith Mayor") represents that the candidate presently holds that office. AMENDATORY SECTION (Amending WSR 96-01-103, filed 12/19/95, effective 1/19/96) WAC 390-20-020 Forms for lobbyist report of expen- ditures. The official form for the lobbyist report of expendi- tures is designated "L-2," revised (([whieh iHeh1eles the L 2 Memo RepoFt, elateel 11/92) 11/95)) 1/02 which includes the L-2 Memo Report, dated 1/02. Copies of this form are avail- able at the Commission Office, Room ((4-m)) 206, Evergreen Plaza Building, Olympia, Washington 98504. (([AHy attaeh mefltS shall ee Ofl 8 112" x 11" white paper.])) Any attach- ments shall be on 8-1/2" x 11" white paper. Expedited [ 14] Washington State Register, Issue 01-19 WSR 01-19-079 POC OFFICE USE 711 CAPITOL WAY RM 403 PO BOX 40908 L2 OLYMPIA WA 9850Hl908 11195 (380) 753-1111 BYIST MONTHLY EXPENSE REPORT (as required by Chapter 397, 1995 Session Laws) Malling Address State Zip+4 City New Address? Yes__ No __ This report corrects or Business Telephone amends the report for __ <"'Monlh-~) __ (Year) ( ) COMPLETE IF YOU HAVE MORE THAN ONE EMPLOYER Amount attrtbuted to each employer. TOTAL AMOUNT Amounts paid from lob- bybt'• own funds, not EmploY'lfNo._ Employer No._ TIUSMOKTH Employer No._ reimbursed or •ttributed !~~c:T to an employer. b+c+dmxl COlumnB Columnc ColumnO EXPENSE CATEGORY ettached pages) Column A COMPENSATION earned from employer for lobbying this period (salary, wages, retainer) PERSONAL EXPENSES for travel, food and refreshments ENTERTAINMENT, GRATUITIES, TRAVEL. SEMINARS tor 111ate officials, employees, their families (See #15) CONTRIBUTIONS to elected officials, candidates and political committees (See #16) ADVERTISING, PRINTING, INFORMATIONAL LITERATURE POLITICAL ADS, PUBLIC RELATIONS, POLLING, TELEMARKETING, ETC. (See #17) . OTHER EXPENSES AND SERVICES (See#18) . TOTAL COMPENSATION ANO EXPENSES INCURRED THIS MONTH No.__Jq _____________________ . EMPLOYERS' No._(Bl----------------------"lr----------------- ....... ____________ _ NAMES No._(Dl------------------------"r------------- !. Subject matter of proposed legislation or other legislative activity rulemaking the lobbyist was supporting or or Subject Matter, Issue or Bill No. Employer Represented Legislative Committee or State Agency Considering ] Continued on attached pages 3. Of the time spent lobbying, what percentage was devoted to lobbying: the Legislature ____ % 4. TERMINATION: (COMPLETE THIS ITEM ONLY ff YOU WISH TO TERMINATE YOUR REGISTRATION) Employer's name: ______________________________ _ Effective Date regis1ration ends -------- 1 understand that an L-2 report is required lor any month or portion thereof in which I am a registered lobbyist. I also understand that once I have terminated my tstration, I must file a new registration prior to lobbying lor that employer In the future. All registrations terminate automatically on the second Monday in January of each odd number CERTIFICATION L08BYIST SIGNATURE 1 certify that this report is true and complete to the best of my knowledge. •DC FORM L·2 11'9S-4 ~ ( 15 J Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 Itemize all of the following expenditures that were incurred by lobbyist or lobbyist employer(s) for legislators, state officials, state employees and members of their immediate families. Show the actual amount Incurred for each Individual or the amount fairly ettrlbuted to each. ~tlllltal.lllD.lta!Lf ;W!Ull lilUWlil..l!!~ml!IQ...lii~ll L..!ll<i;.lllill20 (including lobbyist"s expense) for meals, beverages, tickets, passes, or for other forms of entertain·, Id~!l.Jlll!1Qil:wil!llUiubliWm~roo~~ in connection with a speech, presentation, appearance, trade mission, seminar or educational program . .l;.IJIJ:llll!Qlllml..llml~WLli.IL.ll!l~ in connection with a seminar or educational program. Lobbyists ust provide an elected official with a copy of the L·2 or Memo Report if the lobbyist reports: 1) spending on one occasion over $50 for food or bever· ages for the fficial and/or his or her family member(s); or 2) providing travel, lodging, subsistence expenses or enrollment or course fees for the official and, if permitted, the icial's family. Effective Date Description, Place, etc. Sponsoring Employer Amount NIA Total expenses ttemized on a Memo Reports Continued on attached pages. If a monetary or in-kind contribution exceeding $25 was g1 n or transmitted by the lobbyist to any of the following, itemize the contribution below or on a Memo Report: local and state candidates or elected officials; local d state officers or employees; political committees supporting or opposing any candidate, elected official, officer or employee or any local or state ballot proposit . If a contribution exceeding $25 was given to the following, itemize the contribution below: a caucus political committee; a political party; or a grass roots lob ·ng campaign. Effective Date Source of Contribution Amount N/A Total contributions itemized on attached Memo Reports II contributions were made directly by a political action committee associated. affiliated or sponsored by your employe , how name of the PAC below. (lnlormation repo"ed by PAC on C-4 repo" need not be again included in this L-2 repo".) Continued on attached pages. PAC Name: Expenditures for: a) political advertising supporting or opposing a state or local candidate or ballot measure; orb) pu activities that directly or indirectly are lobbying-related must be itemized by amount, vendor or person receiving paym , and a brief description of the activity. Itemize each expenditure on an attached page that also shows lobbyist name and report date. Put the aggregate total o •. Payments by the lobbyist for other lobbying expenses and services, including payments to subcontract lobbyists, e~pert witn ses and others retained to provide lobbying services or assistance in lobbying and payments for grass roots lobbying campaigns (except advertising/printing co listed in Item 7). Effective Date Recipient"s Name and Address Employer for Whom Expense was lncurre Amount Continued on attached page. Expedited [ 161 Digitized from Best Copy Available Washington State Register, Issue 01-19 WSR 01-19-079 L-2 Memo Report ({ Lobbyist Contributions and Gifts ~ and gifts s: This Memo Report may be used a lobbyist to notify designated recipients of contributions by iiven durin he reporting period. The positions of potential recipients are listed after "Contributions and "Gifts". below. If his detailed i rmation does not also appear on the lobbyist's L-2 Report, a copy of this Memo Report must 1ccompany the -2. See L-2 instructional manual. ro: =ROM:~~~~~~~~~~~~~~~~~~~~~~~~~~~ (Lobbyist's Name) (Address) Business Telephone This report is for the period (Month) (Year} (Month) (Year) CONTRIBUTIONS to any candidate, elected official, st employee, legislative staff and caucus or ballot issue committee Description Source of Contribution Effective Date Amount (Employers's Name or Own Funds) or Value Of in-kind} Made GIFTS to any state elected official, including legislators, or member of the official's immedi Source of Gift Recipient Effective Date Amount (Employer's Name or Own Funds Of family member) or Value Description Given *Gifts given to executive state officers and [ 17] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 PUBLIC lftlSCLOSURE COMMISSION PDC OFFICI! USE 711 CAPITOL WAY RM 206 PO llOX 40908 I 8CI '.._..~OLYMPIA WA 98504-0908 L2 (360) 753-1111 1/02 TOLL FREE 1-877-601·2828 Lobbyist Monthly Expense Report (as required by Chapter 397, 1995 Session Laws) Lobbyist Name Mailing Address City State Zip+ 4 New Address? 0 Yes 0 No .. This report is This report corrects or Business Telephone for the period amends the report for ALL COMPLETE THIS PART COMPLETE IF YOU HAVE MORE THAN ONE EMPLOYER Include all reportable expenditures by lobbyist and lobbyist's employer for or on behalf of the lobbylal Incurred durtna the reDC rllna period Amount llttrtbutad lo uch employer TOTAL AMOUNT Amounts paid from THIS MONTH lobbylst's own funds, Employer All employers plus not reimbursed or No._ own expense attributed to an Expense Category (Columns a+ b + c employer. + d and attached oaaesl Column A Columns ColumnC ColumnD l. COMPENSATION earned from employer for lobbying this period (salary, wages, retainer) $ I. PERSONAL EXPENSES for travel, food and refreshments $ 3. ENTERTAINMENT, GRATUITIES, TRAVEL. SEMINARS for state officials, employees, their families (See #15) l. CONTRIBUTIONS to elected officials, candidates and political committees (See #16) T. ADVERTISING, PRINTING, INFORMATIONAL LITERATURE 3. POLITICAL ADS, PUBLIC RELATIONS, POLLING, TELEMARKETING, ETC. (See #17) J. OTHER EXPENSES AND SERVICES (See #18) 10. TOTAL COMPENSATION ANO EXPENSES INCURRED THIS MONTH $ (Attach additional page(s) H )OU lobby for moni than three employers.} 11. EMPLOYERS' NAMES No. (B) No. (C) No._ (D) 12. Subject matter of proposed legislation or other legislative activity or rulemaking the lobbyist was supporting or opposing. Subject Matter, Issue or Bill No. Legislative Committee or State Agency Considering Matter Employer Represented 0 Continued on attached pages 13. Of the time spent lobbying, what percentage was devoted to lobbying: the Legislature ___ % State Agencies ___ %. 14. TERMINATION: (COMPLETE THIS ITEM ONLY IF YOU WISH TO TERMINATE YOUR REGISTRATION) Date registration ends: Employe~s name: I understand that an L-2 report is required for any month or portion thereof in which I am a registered lobbyist I also understand that once I ha¥e tennlnated my registration, I must file a new registration prior to lobbying for Iha! employer in the future. All registrations terminate automatically on the second Monday In January of each odd numbered )'Ur. CERTIFICATION I certify that this report is true and complete to the best of my knowledge. LOBBYIST SIGNATURE Effective Date CONTINUE ON REVERSE Expedited [ 18] Washington State Register, Issue 01-19 WSR 01-19-079 Page 2 L2 ·_obbytst Name Reporting Period Month Year 15. llemize all of 1he following expenditures that were incurred by lobbyist or lobbyist employer(s) for legislators, state officials, state employees and members of their immediate families. Show the actual amount Incurred for each Individual or the amount fairly attributed to each. • Entertainment expendjtures exceedina $25 per occasion {including lobbyist's expense) for meals, beverages. tickets. passes, or for other fonns of entertainment. • Traye! !odgina and sybsjstence exoenses in connection with a speech, presentation, appearance, trade mission, seminar or educational program. • Enrollment and course fees in connection Wiih a seminar or educational program. Lobbyists must provide an elected official with a copy of the L·2 or Memo Report if the lobbyist reports: 1) spending on one occasion over $50 for food or beverages for the official and/or his or her family member(s); or 2) providing travel, lodging, subsistence expenses or enrollment or course· fees for the official and, tt permitted, the official's family. Description, Place, etc. Amount Effective Date Sponsoring Employer Names of all Persons Entertained or Provided Travel, etc. $ • ' ( i NIA Total expenses itemized on attached Memo Reports 0 Continued on attached pages. 16. ~a monetary or in-kind contribution exceeding $25 was given or transmitted by the lobbyist to any of the following, itemize the contribution below or on a Memo Report: local and state candidates or elected officials; local and state officers or employees; political committees supporting or oppasing any candidate, elected official. officer or employee or any local or state ballot pi'oposition. If a contribution exceeding $25 was given to the following, itemize the contribution below a caucus political committee a political party; or a grass roots lobbying campaign. Source of Contribution Effective Date Amount Name of Individual or Committee Receiving Contribution $ NIA Total contributions itemized on attached Memo Reports If contributions·were made directly by a political action committee associated, affiliated or sponsored by your employer, show name of 1he PAC below. (Information reported by PAC on C-4 report need not be again included In this L·2 report) 0 COntinued on attached pages. PAC Name: 17. Expenditures for: a) political advertising supporting or opposing a state or local candidate or ballot measure; orb) public relations, telemarketing, polling or similar activities that directiy or indirecUy are lobbying-related must be itemized by amount, vendor or person receiving payment, and a brief description of the activity. Itemize each expenditure on an attached page that also shows lobbyist name and report date. Put the aggregate total of these expenditures on line 8. 18. Payments by the lobbyist for other lobbying expenses and services, including payments to subcontract lobbyists, expert witnesses and others retained to provide lobbying services or assistance in lobbying and payments for grass roots lobbying campaigns (except advertising/printing costs listed in Item 7). Employer for Whom Expe~se was Incurred Amount Effective Date Recipient's Name and Address $ 0 Continued on attached page. [ 19) Expedited WSR 01-19-079 Washington State Register, Issue 01-19 PUBLIC DISCLOSURE COMMISSION 711 CAPITOL WAY RM 206 I L-2 Memo Report PO BOX 40908 OLYMPIA WA 98504-0908 1/02 (360) 753-1111 TOLL FREE 1-877-601-2828 nstructions: This Memo Report may be used by a lobbyist to notify a state elected official or other recipient of contributions, neals, travel expenses or educational benefits that have been provided during the preceding calendar month. The specific list of iersons to whom a copy of this report must be delivered is shown below in the "Contributions" and "Meals, Travel, Seminars" ;ections. If the expenditures disclosed on this Memo Report do not also appear on the lobbyist's L-2 Report, a copy of this >Aemo Report must accompany the L-2 filing. See L-2 instruction manual for further details. PDC OFFICE USE ro: Recipient's Name* t=ROM: Lobbyist's Name Mailing Address City State Zip+ 4 for the period l This report is This report corrects or Business Telephone amends the report for I Month) IYearl (Month) IYearl ( ) - CONTRIBUTIONS to state or local candidate, elected official, or employee, legislative staff person or ballot issue committee. Effective Date Amount Description Source of Contribution Made or Value (if in-kind) (Emolover's Name or Own Funds) $ MEALS, TRAVEL, SEMINARS to a state elected official, including a legislator, or members of the official's immediate family. Disclose: a) expenditures totaling over $50 on one occasion for food or beverages for the official and/or the official's family; orb) expenditures for providing permissible travel, lodging, subsistence expenses or enrollment or course fees for the official and the official's family. Effective Date Amount Source of Gift Recipient Given or Value Descriotion IEmoloyer's Name or Own Funds) (if family member) $ *Recipients of Contributions will report receipt of a cash donation on a C-3 report or in-kind on a Schedule B to the C-4 Lobbyist's Signature report; recipients of meals, travel and seminars will report Effective Date receipt of these items on their annual F-1 statement. Expedited [ 20] Washington State Register, Issue 01-19 WSR 01-19-079 AMENDATORY SECTION (Amending Order 88-02, filed excessive interference with essential functions of the agency, • 7/1188) requests to inspect or copy public records may be made in person, by letter, by telephone or by electronic means. p WAC 390-20-105 Lobbyist's employer-Meaning- The commission office is located at 711 Capitol Way, Examples. (1) The term "lobbyist's employer" includes every ((S1:1ite 403)) Room 206. Evergreen Plaza Building, Olympia, person who engages or utilizes the services of any other per- Washington. The mailing address is: Public Disclosure son to lobby, upon an agreement express or implied, for com- Commission, P.O. Box 40908, Olympia, WA 98504-0908. pensation or for other consideration, as that term is defined in Telephone number: (360) 753-1111. Toll-free telephone WAC 390-05-220. A person is a lobbyist's employer within number 1-877-601-2828. Facsimile number (360) 753- the meaning of the act when: 1112. Electronic mail: pdc@pdc.wa.gov. (a) Other persons are actually employed by or receive (2) Whenever a member of the public requests assis- consideration from such person in whole or in part((f;})) for tance, the staff member to whom the request is made shall lobbying; assist the member of the public in identifying the appropriate (b) Officers or (([employees] [employers])) employers public record. of such person, lobby for or on behalf of such person, whether such duties are expressed in the corporate or partner- ship articles or bylaws or other writings of such employer, or AMENDATORY SECTION (Amending WSR 99-12-063, in a written or oral contract, or exist by reason of a mutual filed 5/27/99, effective 6/27/99) understanding; WAC 390-14-045 Records index. (1) The commission (c) The lobbying services are secured or arranged for has established and implemented a system of indexing for the through an authorized representative. identification and location of the following records: (2) A person shall not be deemed to be a lobbyist's (a) All records issued before July 1, 1990, for which the employer solely because an employee of such person engages commission has maintained an index. in lobbying. (b) Final adjudicative orders and declaratory orders issued after June 30, 1990, that contain an analysis or deci- AMENDATORY SECTION (Amending WSR 01-10-053, sion of substantial importance to the commission in carrying filed 4/26/01, effective 6/1/01) out its duties. WAC 390-24-200 Descriptions of real property. ( 1) (c) Interpretive and policy statements that were issued • For the purposes of reporting real property as required by after June 30, 1990. p RCW 42.17.241 ((ffB]-)) ill(h)((-)) through (k), the filer shall (2) Final and declaratory orders shall be evaluated by the list the street address of each parcel, the assessor's parcel executive director or executive director's designee. Those number, the abbreviated legal description appearing on prop- orders which are determined to have substantial importance erty tax statements, or the complete legal description. shall be indexed. (2) Each property description shall be followed by the (3) Final orders shall be indexed by the name of the per- name of the county in which the property is located. son against whom the order was issued and by citation to the law involved. AMENDATORY SECTION (Amending WSR 91-24-011, (4) Declaratory orders shall be indexed by number, sub- filed 11122/91, effective 12/23/91) ject matter, phrase describing the issue or holding and cita- tion to the law involved. WAC 390-12-040 Public disclosure commission- (5) Interpretive statements and policy statements shall be Description of central and field organization. ( 1) The pub- indexed by number and subject matter. lic disclosure commission is a five member commission (6) The indexes are available for public inspection and appointed by the governor with the consent of the senate. The copying weekdays, excluding legal holidays, between 8:00 commission is assisted by a staff consisting of an executive a.m. and 5:00 p.m. at the Public Disclosure Commission, 711 director and such other employees as are necessary. Capitol Way, ((81:1ite 403)) Room 206. Evergreen Plaza (2) The administrative office of the commission is Building, Olympia, Washington 98504-0908. located at ( (P1 1blie Diselos1 1re CommissieA)) 711 Capitol Way, Room ((MB)) 206, Evergreen Plaza Building, Olympia, (7) The indexes shall be updated quarterly. Washington. (3) Mailings to the commission should be addressed as AMENDATORY SECTION (Amending WSR 99-22-081, follows: Public Disclosure Commission, ((711 Capitol Way, filed 11/2/99, effective 12/3/99) Rm 403,)) PO Box 40908, Olympia, WA 98504-0908. WAC 390-16-032 Forms-Auction report. The offi- cial form for reporting items donated and sold at auctions, as AMENDATORY SECTION (Amending WSR 99-12-059, required by RCW 42.17.090 (l)(b), is designated "Attach- filed 5/27/99, effective 6/27/99) ment Au," revised 12/99. This attachment shall accompany WAC 390-14-025 Requests for public records. (1) In each C-3 which reports the receipt of funds from an auction. accordance with requirements of chapter 42.17 RCW that Copies of this form are available at the Commission Office, agencies provide full public access to public records, protect 711 Capitol Way, Room ((MB)) 206. Evergreen Plaza Build- public records from damage or disorganization, and prevent ing, P.O. Box 40908, Olympia, Washington, 98504-0908. [ 21] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 AUCTION REPORT •Jse this fonn as an attachment to C3 to report Items donated and sold ATTACHMENT Au 1t auctions. Please see the reverse for an example of a report. TOC3 (12199) Page Candidate or Committee Name (Do not abbreviate. Use fuU 111me.) Effective Date Auction was held p G Item No. Name and Address R E Fair Market Sale Price Aggregate Description I N Value Totar Contributor *Occupation and Employer: Buyer *Occupation and Employer: Contributor *Occupation and Employer: Buyer *Occupation and Employer: Contributor *Occupation and Employer: Contributor *Occupation and Employer: Buyer *Occupation and Employer: *If an individual - whether a contributor or Cash receipts, this page buyer - has given $100 or more In the !~:~~~.~~------------------------- aggregate to the campaign, show his or her occupation and the name, city & state of his or Total from attached pages her employer. ·rota"1-cuii-rec:eiPt8--·------------------.- Put thla amount In part 1d "' C3 repolt I certlfv that the Information herein Is true correct and complete to the best of mv knowledae. Treasurer's signature Effective Date Expedited [ 22] Washington State·Register, lssu,e 01-19 WSR 01-19-079 INSTRUCTIONS Item No./Oescription: As each item to be auctioned is receiveil, ~ssig~ it a number and ii. brief description. Contributor: The person or organization that donates an item or s.ervice to be auctioned. If the campaign purchases items for auction, state "purchased by committee" under contributor's name. If auction is held by state office candidate, designate which election (PRI or GEN) contribution is for. Contribution amount is fair market value of item or service and is subject to any applicable contribution limit. Adjust !air market value amount if sold for less than initial fair market value. See No. 2 below. Buyer: The person who buys the item or service being auctioned. If auction is held by state office candidate, designate which election (PRI or GEN) buyer is giving to when purchase price exceeds fair market value amount. Fair Market Value: The retail value of the article. Adjust if amount paid is less than fair market value. See No. 2 below. Sale Price: The amount the buyer paid for the item or service. Amount Over Fair Market Value: The amount the sale price exceeds. fair market value. If sale price is less than or equal to the fair market value, leave blank. The amount paid in excess of fair market value is a contribution from the buyer and is subject to any applicable contribution limit. Aggregate Total: Contributor: Fair market value of the donation plus all previous contributions made during campaign (for state office candidates, all contributions made for election designated; for continuing political committees, all contributions made during calendar year). Buyer: Amount over fair market value plus all previous contribuitons made during campaign (for state office candidates, all contributions made for election designated; for continuing political committees, all contributions made during calendar year). If Cash is Received: RCW 42.17.740 says that a political committee must make all of its monetary contributions by check (or other written instrument). However, individuals, businesses, unions and other entities may use currency to make small contributions. The maximum amount of a currency contribution is periodically adjusted by PDC. See WAC 390-05-400 or contact PDC. If the campaign receives cash contributions, each of which does not exceed the maximum, but is more than $50. prepare a receipt- signed by the donor and either the candidate, treasurer or deputy treasurer - and keep it as part of the campaign records. · Example of Auction Report Candidate or Committee Name (Do not abbreviate.· Use full name.) Effective Date Auction was held Sam Smith for State Senate 09/14/XXXX p G Item No. Aggregate Name and Address R E Fair market Sale price Totar Description I N value Contributor x No.1 John Doe Use of 200 "A" Street, Seattle, WA 98101 $ 500.00 Beach *Occupation and Employer: Cabin for ~~<?~_l]!~!l_tj_ .9P.!1! .i !r rJ}, _~~~!~1~._ °'!J_f ...._ ------- -r--.,.....,.- 1• Week Buyer Mary Smith 400 "B" Street, Tacoma, WA 98402 $ 100.00 *occupation and Employer: Homemaker Contributor No. 2 Sam Brown Dinner 123 Military Road, Anytown, WA 98101 For4 *Occupation and Employer: -~9nt~~~9!j __ ~~~'.l!.i;>_~~~l!._~!l~<?~i:i!.w~------.-~-+-----------·-.-- euyer Tom Mix Rt. 2, Box 1, Saddle Mt., WA 98900 150.00 *occupation and Employer: Mana er; ABC Retail, Saddle Mt., WA Cash receipts, this page !~~· - >!' !'~~-~,~~~----.----·----~- -~---~~~·.Q9 ____ _ Total from attached pages _____. -~---------9 .. __ _ · ·f oiii1-cii5ti· .:~ef pis·· ---· --· ·;-----· --· Putthisamountinpart1dofC3report, _____. $ 750.00 [ 23] Expedited WSR 01-19-079 Washington State Register, Issue 01~19 AMENDATORY SECTION (Amending WSR 94-05-011, filed 2/3/94, effective 3/6/94) WAC 390-16-033 Earmarked contributions- Reporting-Form. The official form for reporting the details surrounding an earmarked contribution, as required by RCW 42.17.125, is designated "Special Report E," revised ((~)) 1/02. This report shall be filed within two working days of receiving a contribution earmarked for another candi- date or committee. Copies of this form are available at the Commission Office, Room ((493)) 206, Evergreen Plaza Building, Olympia, Washington 98504-0908. Expedited [ 24 J Washington State Register, Issue 01-19 WSR 01-19-079 DISClOSURE CoMaas8loN POC OFFICE USE EARMARKED 711 CAPITOL WAY RM 403 p II SPECIAL OA POBOX- REPORT E . 6 R Ol.YWIA WA 9l504-090ll CONTRIBUTION (11193) T K (206) 753-1111 f committee filing this report (Candidate or c:Ommlttee which received a contribution earmarked for another.) R E c E I v E 0 Address City County Zip. '. Original source of earmark Name Address Zip City AmounWalue If contribution is to benefit a state office candidate, l. Contribution Date designate whether it's for Primary or General Election: Primary __ _ General __ _ 1. Name of candidate or committee to be benefited Address City , County Zip If candidate, what office is the person seeking? ____________ ,.--- 5. Certification: I certify that the information contained herein is true, complete and corre Treasurer's signature-------------------------~ The purpose of this report is to highlight receipt of an earmarked contribution. (That is, a ci>ntribution give committee with the understanding, intent or instruction that it be used to benefit another candidate or comm1 · addition to any other required reporting of the transaction. A separate "Special Report E' is filed for each earmarked contribution received by any candidate or political com File this report within two working days of receiving the earmarked contribution. Mail or deliver the original to PDC. benefiting candidate or committee, also within two working days. Publllc Dlsclosure Commission · 711 Capitol Way. Room 403 • PO Box 40908 • Olympia, WA 98504-D908 • (206) 753-1111 [ 25] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington.State· RegiSter, Issue 01-19 "-- TOLLFllEEf.CTT-.PZ8 C()NTRIBUTION ILIC DISCLOSURE COMMISSION SPECIAL ~ ~' E p ... 1'11 CAPrroL WAY 1111 ZGll Ol.YllPIAWA8150t-• CH01na-im EARMARKED POC OFFICE USE REPORT . ; 1/02 ~------------------------~--....... Name of committee filing this report (Candidate or committee which received a contribution earmarked for another.) T K --~-....;..-~ A E c E I v E D Address City County Zip Original source of earmarked contribution Name Address City State Zip Contribution Date AmounWalue Description H contribution is to benefrt a state office candidate, (Fully describe in-kind contributions) designate whether ifs for Primary or General Election. Primary __ _ General __ _ Name of candidate or committee to be benefited Address City County Zip If candidate. what office is the person seeking? ______________ _ Certification: I certify that the information contained herein is true, complete and correct to the best of my knowledge. Treasurer's signature _________________________ _ Effective Date __________ _ The purpose of this report is to highlight receipt of an earmarked contribution. (That is, a contribution given to one candidate or political committee with the understanding, Intent or instruction that it be used to benefrt another candidate or committee.) This report is filed in addition to any other required reporting of the transaction. A separate "Special Report e· is filed for each earmarked contribution received by any candidate or political committee. File this report within two working clays of receiving the earmarked contribution. Mail or deliver the original to PDC. Send a copy to the benefiting candidate or committee, also within two working days. NOTE· Candjdates for leajsJatjye and siatewjde execytjye olljce are subject to state contribytjon Omits Eannar1sed contnbutions count toward the apoljcable !imj! and are attributed to the oriQjna! source of the contnbyt!on !unless another oerson controlled the choice of recjoien!I It's a violatjon for anvone to aa;eot a contribution jn excess of the releyant limtt verify wtth the camoajgn of a !egjslative or statewjde office candidate before aa;epling a contributjon earrnar!sed for the benefit of such a carxfldate Expedited [ 26] Washington State Register, I~e 01-19 WSR 01-19-079 AMENDATORY SECTION (Amending WSR 94-05-011, filed 2/3/94, effective 3/6/94) ~ WAC 390-16-050 Forms for contributions and expenditures of political committees not domiciled in Washington state. The official form for the report of contri- butions and expenditures of political committees not domi- ciled in Washington state or otherwise not required to report is designated "C-5," revised ((-Hf9.3.)) 1/02. Copies of this form are available at the Commission Office, Room ((4-W)) 206, Evergreen Plaza Building, Olympia, Washington 98504-0908. Any attachments shall be on 8 112" x 11" white paper. [ 271 Expedited WSR 01-19-079 Washington State Register, Issue 01-19 OIURE COPWIHION FORM PDC OFFICE USE C5 (11193) p M 711 c.vrroL WAY NI 411 0 A S R P090X- T K OI. 'lllPIA WA ll50MIOI (3IO) n.1111 .___..;._.......;._---l c OF STATE OR FEDERAL COMMITTEE CONTRIBUTION E I WASHINGTON CANDIDATES OR COMMITTEES v E D 2. Cheek appropriate box 0 This is the flrst report submitted during 19 __ 0 This shows new expenditures, contributions or information changed from reports submitted previously this calendar year. J. Explain briefly the purpose or a · iation of the committee. (e.g., A PAC of employees of XYZ Trade Assn., or the election committee of US Senator John Doe, or a PAC of members the United Worker's Union.) 1. Officers or responsible leaders of commit! . Nam Tltfe ;. Candidate contributions: List each Washington candi for state or local office to whom you have made a contribution of more than $50.00. Candidate's name Office sought Political party Effective Date Amount given •• Ballot measure committee contributions: List each Washington committee supporting or~ a ballot measure to whom you have made a contribution of more than $50.00. Committee name and address Ballot number Effective Date Amount given ·. Other contributions and expenditures: List each other contribution or expenditure of more than $50.00 made to or on candidate, ballot measure or polltlcal committee. · Reciplenfs name and addr~ Purpose Amount given Check here 0 if continued on attached sheet-----''---------------~-----~---"-.----- Total contributions and expenditures (Add parts 5, 6, 7) ..••........•....•.•......•.. .- •.•...•.••.•••.....••.•.••••... CAUTION: Fallura to report transactions within ten days wlll cause the funds to forfeit to Washington State. Continua on ravarBa Expedited [ 28 J Digitized from Best Copy Available '-.'- Washington State Register, Issue 01-19 WSR 01-19-079 - f-Co-ntr1-.b-uti-.o-ns_r_ece_iv_ed_lrom __ W_as_hi __ ngton--re_s_id-en1S- -- L- -ist --al- l --co"""""- ntri- .buti --- .-on-s-o- t-m-o-re-th- - an-. $2 5 --.00 - - i -n-agg-reg-a-te-to-th -is-out-of- -stal- -e,- f -ede- -ral- -or-oth -er-com--m-ftlee-- during the current calendar year from WashlngtOn residents or corporations wtth a place of business In Washington. · Effective Date Amount Check here 0 If continued on attached sheet INSTRUCTIONS 0. Eligibility to Give to State Office candidates: During the six (StaMory reference: RCW 42.17.090 (1)(K)) months prior to making a contnbution to a legislative or statewide executive candidate, your committee must have . received WHO MUST REPORT contributions of $1 O or more trom at least ten persons registered to committee not domiciled in the State of Washington, a federal commit- vote In Washington State. A politi tee or oth committee not required to register under Washington law, which has 0 A check here Indicates your awareness ol and pledge to ington state. made contri ons to a state or local candidate or political committee in Wash- comply with this provision. Absence ol a check mark means your committee does not qualify to give to legislative and WHEN TO REPORT stateWide executive offlce candidates. in ten days of a Washington state candidate or political . 1 . Certification: 1. certify the Information contained in this report is committee receiving a "butlon of more than $50 from an out-of-state or fed- true, complete and correct to the best of my knowledlie. . eral PAC. After filing an 1 • al C-5 report. subsequent reports during the same calendar year may be filed letter updating or amending the information previ- ously reported. These follow- reports are also due within ten days of the con- tribution's receipt. >ignature of Committee OfliciaJ Public Disclo re Commission 711 Capitol Wa Room 403 'lame-Typed or Printed POBox40908 Olympia, WA 98504lii:)908 r111e • Candidates for legislative office have a contrlbutio mit of $500 per election. Candidates for statewide executive office have a lim of $1,000 per election. Each primary and general is a separate election. :>aytime Telephone No.: ..__ __ ..__ _________ _ • It is a violation of law for any person to make, or for any · "cal committee or any local or judicial candidate to accept from any one perso contributions in the aggregate exceeding $5,000 within 21 days of a general ction (Be sure to notify each contribution recipient that you have filed this this report report. in order that they are aware they may spend the contribution • Failure to report contributions and. file the information required es the given to them.) within 1 O days after the Washington candidate or committee r funds will cause the funds to be returned or forfeited to the state. [ 29] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 c·s. FORM PDC OFFICE USE p .. . _,.. 0 A 8 A T K ,•. 1/02. '---""------4 c E OUT OF STATE OR FEDERAL COMMITTEE CONTRIBUTION v E I TO WASHINGTON CANDIDATES OR COMMITTEES 0 1. Name and address of committee making contribution 2. Check appropriate.box 0 This Is the first report submitted during 19_._ 0 This shows new expenditures, contributions or lnfonnatlon changed from reports submitted previously this calendar year. 3. Explain briefly the purpose or affiliation of the committee. (e.g., A PAC of employees of X'fZ Trade Assn:, or the election committee of US Senator John Doe, or a PAC of members of the Unlled Worker's Union.) 4. Officers or responsible leaders of committee . Name and address Title' . 5. Candidate contributjons: List each Washing1on candidate for state or local office to whom you have made a contnbution of more than $50.00. Candidate's name Office sought Political party Effective Date Amount glilen 6. Ballot measure committee contributions: List each Washington committee supporting or opposing a ballot measure to whom you have made a contribution of more than $50.00. · Committee name and address Ballot number For or against? Effective Date Amount given 7. Oth!!r contributions and expenditures: List each other contnbution or expenditure of more than $50.00 made to or on behaH of any Washington state or local candidate, ballot measure or political committee. Recipient's name and address Purpose D~ Amoum glilen Check here 0 if continued on attached sheet --=----'----------------...L------..&----'----- 8. Total contributions and expencfllures (Add parts 5, 6, 7) ..•..••.••.•.••......•..••••• _ .- ••••. , .••••••••••••••••• ; • , •••. -------- CAUTION: Failure to report transactions within ten days wlll' cause the funds to for1elt to Washington ~e. CONTINUE oN REVERS Expedited [ 30] Washington State !tegister, Issue 01-19 WSR 01-19-079 •. 9. ConlribullOnl received from Washlnglon residents: List an contrlbuiions of more than $25.00 In aggregate to this out of state, federal or other committee during the current calendar year from Washington residents or corporations with a place of business . In Washington. Effective Date Amount Name and aCldreSs Check here 0 II continued attached sheet on INSTRUCTIONS J. ·EllVlblnty to Give to State Office Cendldates: During the six (StaMory reference: RCW 42.17.090 {1)(1<}) months prior to making a contribution to a leglslatlve or statewide exeeutl\le candidate, your commlllee must have received WHO MUST AEPORT oontributlons of $10 or more from' at least ten persons registered to federal commit- vote In Washington State. A poiitical committee not domiciled In the State of washlngton, a Washington law, which has tee or other committee not required to register under made contributions to a state or local candidate or political committee in 0 A chec:k ~re indicates your awareness of and pledge to Wash- ington state. oomp4y with this provlSlon. Absence of a check mark means your conimlttee does not quaflfy ·10 give to legislative and S1aitawlde executive office candidates. WHEN TO REPORT A C-5 report is due within ten days of a Washington state candidate or porrtical 1. .eerttflcitlon: 1. certify the information contained In this report is committee receiving a contribution of more than $50 from an out-of-state or fed~ true, complete and oorrect to the best of my knowledge. eral PAC. After filing an inltla~ C-5 report, subSequent reports during the same calendar year may be filed by letter updating or amending the information previ- ously reported. These follow-up reports are also due within ten days of the con- . trlbution's receipt ognature of Committee Offlclal .. SEND REPORT TO Public Disclosure Commission 711 Caj)itol Way. Room 206 une - Typed or Printed . PO Box40908 Olympia, WA 98504-0908 VIOLATIONS AND PENALTIES de Candidates for legislative office have a contribution limit of $500 per election. Candidates for statewide executive office have a limit of $1,000 per electlon. Each primary and general Is a separate election. iytlme Telephone No.: ( ) ~--...... ------------~------- It is a violation of law for any person to make, or for any political committee or • any local or judicial candidate to accept from any one person, contributions In the aggregate exceeding $5,000 within 21 days of a general election e sure to notify each contribution recipient that you have m9d this oort, In order that they are aware they may spend the contribution • Failure to report contributions and file the information required by this report ...itolhem.) within 10 days after the Washington candidate or committee receives the funds will cause the funds to be returned or forfeited tO the state. [ 31] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 AMENDATORY SECTION (Amending WSR 98-01-062, filed 12/11/97, effective 1/11/98) WAC 390-20-110 Forms for lobbyist employers report. The official form for statement by employers of reg- istered lobbyists as required by RCW 42.17 .180 is designated "L-3," revised ((+198)) 1/02. Copies of this form are available at the Commission Office 711 Capitol Way, Room ((400-)) 206, Evergreen Plaza Building, PO Box 40908, Olympia, Washington, 98504-0908. Any attachments shall be on 8- 1/2" x 11" white paper. Expedited [ 32 J Washington State Regist~r, Issue 01-19 WSR 01-19-079 DISCLOSURE COMMISSION 711 CAPITOL WAY RM 403 Employer's PO BOX 40908 L3 0 OLYMPIA WA 98504-0908 Lobbying Expe~ses (360) 753·1111 p ·C 11911 0 F I c Telephone E u s City State Zip+ 4 E HE LAST DAY OF FEBRUARY. Include expenditures made and accrued during the previous calendar year for lobbylng le Washington State Leglslature a or any state agency. Complete all sections. Use "none" or "O" when applicable. Identify each of your lobbyists/lobbying · ms below. In column 1, show Ille full amount of salary or fee each earned for lobbying. In column 2, show .the full amount · paid (plus obligated) for other lobbying ted expenses that were made by or through the lobbyist l!.QQ reported by the lobbyist on Ille monthly L-2 report (e.g., contributions to legislative candidates, reim rsement for entertainment expe.nses, etc.). Compute the subtotals across and down the columns: put Ille grand total of expenses incurred by or Ill rough lobbyists the space designated. Names of Registered Lobbyists (if payments Col 1-Salary Col 2-otlier Total Amount ] Information continued on attached pages Total Expenses By or Through Lobbyists •O. HQ! INCLUDE EXPENDITURES ALREADY ACCOUNTED FOB IN ITEM Other expenditures made by the employer for lobbying purposes. Show total e a. to vendors on behalf of or in support of registered lobbyists (e.g., entertalnmen redit card purchases); b. to or on behalf of expert witnesses or others retained to provide lobbying services or expertise that assists Ille employer's lobbying effort; c. for entertainment. tickets, passes, travel expenses (e.g., transportation, meals. lodging, c.) and enrollment or course tees provided to legislators. state officials. state employees and members of their immediate ta ilies; (Also complete Item 9.) d. for composing, designing. producing and distributing informational materials for use primari influence legislation; and e. for grass roots lobbying expenses, including those previously reported by employer on Fonm L nd payments for lobbying communications to clients/customers (other lhan to corporate stockholders and members of an o nization or union). Political contributions to candidates for legislative or statewide executive office, committees supporting o pposing these candidates. or committees supporting or opposing statewide ballot measures. (Also complet.e Item 10.) a. Contributions made directly by· the employer, including those previously reported on POC Fonm L·3c. b. If contributions were made by a political committee associated, affiliated or sponsored by the employer. s e PAC name below. (Information reported by Ille PAC on C-4 reports need not be again included as part of this L·3 re .) Name of PAC~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ •. Independent expenditures supporting or opposing a candidate for legislative or statewide executive office or a statewide ballot measure. (Also complete Item 11.) · Expenditures to or on behalf of legislators. state officials, their spouses and dependents for the purpose of influencing, honon or benefiting the legislator or official. (Normal course of business payments are not reportable.) (Also complete Item 14.) Other lobbying-related expenditures, whether through or on behalf of ii registered lobbyist. Attach list Itemizing each expense (i.e .. show date, recipient, purpose and amount); Do not include payments accounted for above. Total Lobbying Expenses (Items 2 thru 7) •. This report must be certified by the president, secretary-treasurer or similar officer of lobbying employer. :ertlflcatlon: I certify that this report Is true, complete and correct to the Signature of Employer Officer iest of my knowledge. 'rinted Name and Trtle of Officer: ·OC·L3 ••f ..s~~..xPtl [33] Expedited Digitized from Best Copy Available WSR 01-19-079 Wash~gton State Register, Issue 01-19 ntertainment, tickets, passes, travel expenses (including transportation, meats. lodging, ate.) and enrollment or course fees provided to legillatOfl, (f · te offlClals, state employees and members of their immediate families. See instruction manual tor . details. Name and Tille Cost or Date and ~ription of Expense V8!ue · by the lobbyist) totaling over $25 to a legislative or statewide executive office candidate. a committee formed to support 'dates or a. committee supporting or opposing a statewide ballot measure. Do not list employer-affiliated PAC contributions. Amount Date (and, H ln..l(lnd, Description) 0 Information continued on attached pages 11. Independent expenditures in support of or opposit' to a) a legislative or statewide executive office candidate or b) a statewide ballot proposition. See Instruction manual for definition of "lndepen expenditure." · Amount Date and Description of Expense (Note H Support or Oppose) 0 Information continued on attached pages 12.Compensation of $1,500 or more during the preceding calendar year for oyment or professional services paid to state elected o~cials, successful candidates for state office and each member of their immediate family. Name Relationship to Candidate or Amount Description of Consideration or Services Elected Official (Code) Exchanged tor Compensation if Member of Family DOU.AR CODE A·S1 lo$2. B • $3,000 lo S c. $15.000 lo 999 0 lntormation continued on attached pages D • $30.000 lo $74, E • $75.000 or more 13.Compensation of $1,500 or more during the preceding calendar year for professional ·services paid any corporation, partnership, joint· wnture. association or other entity in which state elected official, successful state candidate or member of immediate family holds office, partnership. directorship or ownership interest of 1 O"lo or more. · Firm Name Person's Name· Amount (Code) 0 Information continued on attached pages 14. Any expenditure, not otherwise reported, made directly or indirectly to a state elected offlCiaf, successful candidate for state immediate family, if made to honor, influence or benefit the person because of his or her official position. Name Amount D 1n1orma11an continued on attached pages Expedited [ 34] Digitized from Best Copy Available Washington State RegiSier,'Issue 0·1-19 WSR 01-19-079 PUBLIC • .=i:.osURE COMMISSION THIS SPACE FOR OFFICE USE ~OLYMPIA WA 98504-0908 Lobbying Expenses ~~ 711 CAPITOL WAY RM 206 L3 Employer's ~ PO BOX 40908 t (360) 753-1111 1/02 TOLL FREE 1-877-601·2828 Employer's Name (Use complete company, association, union or entity name.) Attention (Identify person to whom inquiries about the information below should be directed; NOT the lobbyist.) Mailing Address Teleeh6ne ( 'i City State Zip +4 HIS REPORT MUST BE FILED BY THE LAST DAY OF FEBRUARY. Include expenditures made and accrued during the previous calendar year for >bbying the Washington State Legislature and/or any state agency. Complete all sections. Use "none" or "0" when applicable. Identify each of your lobbyists~obbying firms below. In column 1, show the full amount of salary or fee each earned for lobbying. In column 2, show the full amount paid (plus obligated) for other lobbying related expenses that were made by or through the lobbyist fillQ reported by the lobbyist on the monthly L-2 report (e.g., contributions to legislative candidates, reimbursement for entertainment expenses, etc.). Compute the subtotals across and down the columns; put the grand total of expenses incurred by or through lobbyists in the space designated. Names of Registered Lobbyists (if payments were to lobbying firm, list firm name) Col 1-Salary Col 2-0ther Total Amount $ Total From Attached Page Total Expenses By or Through Lobbyists ] Information continued on attached pages $ lO lf.QI INCLUDE EXPENDITURES ALREADY ACCOUNTED FOR IN ITEM 2 ABOVE when completing Items 3 through 7 b!llow. I. Other eicpenditures made by' the employer for lobbying purposes. Show total expenditures made/accrued: a. to vendora on behalf of or in support of registered lobbyists (e.g., entertainment credit card purchases); $ b. to or on behalf of expert witnesses or others retained to provide lobbying services who offer specialized knowledge or expertise that assists the employer's lobbying effort; c. for entertainment. tickets, passes, travel expenses (e.g., transportation, meals, lodging, etc.) and enrollment or course fees provided to legislators, state officials, state employees and members of flieir immediate families; (Also complete Item 9.) d. for composing, designing, producing and distributing informational materials for use primarily to influence legislation; and e. for grass roots lobbying expenses, indudlng those previously reported by employer on Form L~. and payments for lobbying communications to dients/customers (other than to corporate stockholders and members of an organization or union). i. Political coniritiutions to candidates for legislative or statewide executive office, committees supporting or opposing these candidates; or.committees supporting or opposing statewide ballot measu~es. (Also complete Item 10.) a. Contributions made directly by the employer, including those previously reported on PDC Form L-3c. b. If contributions were made by a political committee associated, affiliated or sponsored by the employer, show the PAC name below. (Information reported by the PAC on C-4 reports need not be again induded as part of this L-3 report.) Name of PAC 5. Independent expenditures supporting or opposing a candidate for legislative or statewide executive office or a statewide ballot . measure. (Also complete Item 11.) 5. Expenditures to or on behalf of legislators, state officials, their spouses and dependents for the purpose of influencing, honoring or . benefiting the legislator ~f offi~al. (Normal course of business payments are not reportable.) (Also complete Item 14.) 7. Other lobbying-related.expenditures, whether through or on behalf of a registered lobbyist. Attach list itemizing each expense (i.e., show date, recipient, purpose and amount). Do not indude payments accounted for above. Total Lobbying Expenses $ (Items 2 thru 7) 8. This report must be certified by the president, secretary-treasurer or similar office of lobbying employer. Certlftcatlon: I certify that this report Is true, complete and correct to the best of Effective Date Signature of Employer Officer my knoWledge. ·· · Printed Name and Title of Officer: CONTINUE ON REVERSE [ 35] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 •age 2 L3 nployer's Name Year report covers: Entertainment. tickets. passes, travel expenses (including transportation. meals, lodging, etc.) and enrollment or course fees provided to legislators, state officials, state employees and members of their immediate families. See instruction manual for details. Name and Title Cost or Value Date and Description of Expense $ ] Information continued on attached pages J. Contributions (not reported by the lobbyist) totalling over $25 to a legislative or statewide executive office candidate, a committee formed to support or oppose one of these candidates or a committee supporting or opposing a statewide ballot measure. Do not list employer-affiliated PAC contributions. Name of Recipient Amount Date (and, if In-Kind, Description) $ ] Information continued on attached pages 1. Independent expenditures in support of or opposition to a) a legislative or statewide executive office candidate orb) a statewide ballot proposition. See instruction manual for definition of "independent expenditure." Candidate's Name, Office Sought & Party or Amount Date and Description of Expense Ballot Proposition Number & Brief Description (Note if Support or Oppose) $ ] Information continued on attached pages 2. Compensation of $1,500 or more during the preceding calendar year for employment or professional services paid to state elected officials, successful candidates for state office and each member of their immediate family. Name Relationship to Candidate or Amount Description of Consideration or Services Elected Official if Member of (Code)*' Exchanged for Compensation Family J Information continued on attached pages t 3. Compensation of $1,500 or more during the preceding calendar year for professional services paid to any corporation, partnership, joint venture, association or other entity in which state elected official, successful state candidate or member of their immediate family hold office, partnership, directorship or ownership interest of 10% or more. Firm Name Person's Name Amount Description of Consideration or Services (Code)" Exchanged for Compensation :J Information continued on attached pages 14. Any expenditure. not otherwise reported, made directly or indirectly to a state elected official, successful candidate for state office or member of their immediate family, if made to honor, influence or benefit the person because of his or her official position. Name Amount Date and Purpose $ 0 Information continued on attached pages .. DOLLAR CODE AMOUNT CODE AMOUNT A - $1 to $2,999 D - $30,000 to $74,999 B - $3,000 to $14,999 E - $75,000 or more C - $15,000 to $29,999 Expedited [ 36] Washington State Register, Issue 01-19 WSR 01-19-079 AMENDATORY SECTION (Amending WSR 90-16-083, • filed 7/31/90, effective 8/31/90) I' WAC 390-20-111 Form for lobbyist employers report of political contributions. The official form entitled "Employer of Lobbyist Monthly Political Contribution Report" as required by RCW 42.17.180 (2)(a) is designated "L-3£((~))" revised 1/02. Copies of this form are available at the Commission Office, Room ((4W)) 206, Evergreen Plaza Building, Olympia, Washington, 98504-0908. Any attach- ments must be on 8-1/2" x 11" white paper. [ 37] Expedited WSR 01-19-079 Washington.State Register, Issue 01-19 EMPLOYER OF LOBBYIST MONTHLY POLITICAL CONTRIBUTION REPORl p 0 me (Use Complete Company, Association, Union or Entity Name) L-3c c 6/90 0 F I c E ;ity State ZIP ring Which Contribution(s) Occurred) u s ... ',• E Vho Must File Report: Employers obbyists registered in Washington State making one or more contributions. including in-kind con- ·ibutions. during one calendar month t ling more than $100 to a candidate for state or.local office, an elected state or local official, an •fficer or employee of any public agency, a political committ~e. Employer contributions made through and reported by a registered lob- 1yist or an employer-affiliated PAC are not rtable on an L·3c Vhat Must Be Reported: Contributions. incl ing a loan, gift, deposit, subscription. forgiveness of indebtedness, donation, advance, ·ledge, payment, or transfer of anylhing of valu 'ncluding personal and professional services for less than full consideration. Contribu· :ons to campaign accounts and public office fund counts are reportable. Yhen Is The Report Flied: Within 15 days after the t day of each calendar month during which reportable contributions were made. leports are considered filed as of the post mark or han elivery date to PDC. · ·· • · iemize contributions that alone, or together with other ntrlbutions to the same recipient, total over $100 during the calendar nonth specified above. If space provided is insufficient, use dditionai L·3c forms or 8112" x 11· white paper. lATEOF NAME AND ADDRESS DESCRIPTION OF :ONTRIBUTION OF RECIPIENT CONTRIBUTION• AMOUNT OR VALUE• See reverse for details. :enification: I cenify that the infonnation contained herein is true and complete to the best of my knowledge. ~ame and title of person authorized to sign on Signature :mployer"s behalf (type or print) Expedited [ 381 Digitized from Best Copy Available Washington State Register, Issue 01-19 WSR 01-19-079 Monetary contributions are those made in cash or by check, money order or other negotiable instru- 1etary aggregate total given that recipient during the month (i.e., ment. If total in amount column represents more than one contribution), indicate the date and amount of each contribution figured into the total. ntributions given to incumbent candidates and elected.officials, indicate whether the contribu- tor the recipient's campaign account or public office account. :Ind Donated ods or services qualify as reportable contributions. In-kind contributions include such things as di ounts·on products or services, free transportation, free or reduced-rate office space, personal serv s, polling services, professional assistance to campaign managers and help with preparation of "tical advertising. ount or Value of Contribution · 11 the aggregate amount or v e contributed to one recipient (candidate, elected official, agency of- ficer or employee, or political c mittee) during a calendar month was over $100 -- and the aggre- gate contribution was not repo d by your lobbyist on his/her monthly report or the aggregate contribution was not made througH nd reported by your affiliated PAC -- put the total contributed in the Amount or Value column and pr ·de the other required information. <Ind Value in-kind contributions at the amount· u actually paid for the donated item or service or, if no purchase was made, value them at their fa1 arket value. Fair market value is the amount a well- informed buyer or lessee, willing but not obli ted to buy or lease, would pay; and what a well-in- formed seller, or lessor, willing but not obligate sell or lease, would accept. Publlc Dlaclosure Commission, 711 Capitol Way, Room 403, PO Box 40908, Olympia, WA 88504--0908 [ 39] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 IC PO BOX .-OIOI Employer of Lobbyist Monthly PUBLIC lftOSURI! COMMISSION THIS SPACE FOR OFFICE USE 711 CAPITOL WAY RM 20I I - I OLYMPIA WA tH04-0IOI , (310) 71).1111 Political Contribution Report L-3C TOLL FREE 1-177 .. 01°2121 1/02 .mployer's Name (Use complete company, association, union or entity name.) 1alllng Address :ity State Zip Vho Must File Report: Employers of lobbyists registered in Washington State making one or more contributions, including in- .ind contributions, during one calendar month totaling more than $100 to a candidate for state or local office, an elected state or :>eal official, an officer or employee of any public agency, or a political committee. Employer contributions made through and eported by a registered lobbyist or an employer-affiliated PAC are not reportable on an L-3c .\lhat Must Be Reported: Contributions, including a loan, gift, deposit, subscription, forgiveness of indebtedness, donation, 1dvance, pledge, payment, or transfer of anything of value, including personal and professional services for less than full :onsideration. Contributions to campaign accounts and public office fund accounts are reportable: .\lhen Is The Report Filed: Within 15 days after the last day of each calendar month during which reportable contributions were nade. Reports are considered filed as of the post mark or hand-delivery date to PDC. temlze contributions that alone, or together with other contributions to the same recipient, total over $100 during the :alendar month specified above. If space provided is insufficient, use additional L-3c forms or 8 1/2" x 11" white paper. Date of Name and Address Description of Amount or ,..ontrlbutlon ... of Rec1oient i c ontribut1on * V a lue* $ *See next page for details. Certification: I cert' that the information contained herein is true and com lete to the best of m knowled e. Name and title of person authorized to sign on employer's behalf Signature Effective Date Expedited [ 40 J Washington State Register, Issue 01-19 WSR 01-19-079 L3C Jescriptlon of Contribution contributions are those made in cash by or check, money order or other Vlonetary Monetary represents aggregate total given negotiable instrument. If total in amount column that recipient during the month (i.e., more than one contribution), indicate the date and amount of each contribution figured into the total. For contributions given to incumbent candidates and elected officials, indicate whether the contribution is for the recipient's campaign account or public office account. In-Kind Donated goods or services qualify as reportable contributions. In-kind contributions include such things as discounts on products or services, free transportation, free or reduced-rate office space, personal services, polling services, professional assistance to campaign managers and help with preparation of political advertising. Amount or Value of Contribution If the aggregate amount or value contributed to one recipient (candidate, elected official, agency officer or employee, or political committee) during a calendar month was over $100 - and the aggregate contribution was not reported by your lobbyist on his/her monthly report or the aggregate contribution was not made through and reported by your affiliated PAC - put the total contributed in the Amount or Value column and provide the other required .information. In-Kind Value in-kind contributions at the amount you actually paid for the donated item or service or, if no purchase was made, value them at their fair market value. Fair market value is the amount a well-informed buyer or lessee, willing but not obligated to buy or lease, would pay; and what a well-informed seller, or lessor, willing but not obligated to sell or lease, would accept. [ 41] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 AMENDATORY SECTION (Amending Order 85-05, filed 11/26/85) WAC 390-20-120 Forms for report of legislative activity by public agencies. The official form for .the repdrt of legislative activity by public agencies as required by RCW 42.17.190 is designated "L-5," revised ((HR9)) 1/02. Copies of this form are available at the Commission Office, Room ((4G;)) 206, Evergreen Plaza Building, Olympia, Washing- ton 98504-0908. Any attachments shall be on 8-1/2" x 11" white paper. .',. - Expedited [ 42] Washington State Register, Issue 01-19 WSR 01-19-079 COMMISSION LOBBYING BY STATE AND POCFORM L·5 LOCAL GOVERNMENT AGENCIES (Rev. 11179) 711 CAPITOL WAY RM 403 POBOX40908 THIS SPACE FOR OFFICE USE OLYMPIA WA 88504-0908 DATE RECEIVED (206) 753-1111 [ FILE NUMBER _JP.M.DATE I DA TE PREPARED REPORT FOR CALENDAR QUARTER ENDING COUNTY YEAR MON'IH GENERAL DESCRIPTION OF LOBBYING ACTIVITIE ] CHECK IF PERSON SPENT MORE TtlAN $15 OF NON-PUBLIC F OS IN LOBBYING. SEE INSTRUCTIONS ON REVERSE ANNUAL SALARY 'II OF TIME SPENT LOBBYING NAME DURING QUARTER GENERAL DESCRIPTION OF LOBBYING ACTIVITIES OBJECTIVES. OR (lndude AN UAL SALARY 'II OF ME SPENT L BBYING N DURING QUARTER GENERAL DESCRIPTION OF LOBBYING ACTIVITIES OR OBJECTIVES. (Include BIU Of WAC Numben II Any) SALARIES OF PERSONS WHO LOBBIED (Include only portion of querterly salary attrlbu1able to lobbying) TRAVEL (Include lood, lodging, per diem payments and coat of tranaportatlon used.) S BROCHURES AND OTHER PUBLICATIONS WHOSE PRINCIPAL PURPOSE IS TO INFLUENCE LEGISLATION $ CONSULTANTS OR OTHER CONTRACTUAL SERVICES $ TOTAL THIS QUARTER $ TOTAL TO DATE THIS YEAR $ SI :ERTIFICATION: I certify that to the beat of my knowledge the above ia a true, complete and co"ect statement In accordance with RCW 42.17.190. [ 43] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 THESE lllSTRUCTIOllS APPLY OlllLY TO 801ERNM£NT A8EJICIES REPORTill8 PURSUAllT TO RCW 42.17.180. Each state agency, county, city, town, municipal corporation, quasi-municipal corporation or special purpose d1 rict which expends public funds for "lobbying". Please study the definitions of what is and is not included in lob ing to determine if your agency is required to report. bbying" means attempting to influence the passage or defeat of any legislation by the state legislature or the adoptio r rejection of any rule, standard, rate or other legislative enactment by any state agency under chapters 28.19 an 4.04 RCW. "Legislation" means bills, resolutions, motions, amendments, nominations, and other matters pending or posed in either house of the state legislature, and includes any other matter which may be the subject of action by eit r house, or any committee of the legislature and all bills and resolutions which having passed both houses, are pe Ing approval by the Governor. 1. Requests for app priations by a state agency to OFM pursuant to RCW 43.88 or requests by OFM to the legislature for eppropri 'one other then its own agency budget. Note that an agency representative who, in person, contacts a legislator or c mittee on appropriations matters is lobbying. 2. Recommendations or r orts to the legislature in response to a legislative request expressly requesting or directing a specific study, rec mendation or report on a particular subject. 3. Official reports including rec mendations submitted annually or biennually by a state agency as required by law. 4. Requests, recommendations or her communications between or within state agencies or between or within local agencies. 5. Telephone conversations or prepare n of written correspondence. 6. Preparation or adoption of policy posi ns within an agency or group of agencies. Note that once a position is adopted, further action to advocate ii may co titute lobbying. 7. Attempts to influence federal or local legisl LOBBYING NOT REPORTABLE 1. In person lobbying totaling no more than four days arts of days during any three month period in aggregate for ail officials and employees of the agency. In person lobb g includes testifying at legislative committee hearings and state agency hearings on rules and regulations but doe · not include attendance merely to monitor or observe testimony and debate. 2. In person lobbying by any elected official on behalf of hi agency or in connection with his powers, duties or compensation. EXPENDITURES OVER $15 OF NON-PUBLIC FUNDS Any person (including an elected official) who expends more than of personal or non-public funds for or on behalf of one or more legislators, state elected officials or state public o · era or employees in connection with in· person lobbying must be listed on the L·S report. Attach a page showing the ender's name, and date, the source of funds and amount spent, and for whom the money was spent. Examples of the expenditures include entertainment, dinners and campaign contributions. REPORTS REQUIRED The L·5 report is submitted to cover each calendar quarter in which lobbying occu reportable lobbying has taken place during the quarter. DUE DATES April 30 (1st quarter) July 31 (2nd quarter) October 31 (3rd quarter) January 31 (4th quarter) ONE CONSOLIDATED REPORT SHOULD BE SUBMITTED TO INCLUDE LOBBYING ACTIVITIES OF AL OR OFFICES OF AN AGENCY. Send Reports To: PUBLIC DISCLOSURE COMMISSION 711 Capltol Wtltf, Rm 403, PO Box 40908 °'Y"1>la. WA 98504-<1908 SPECIAL NOTE: In lieu of reporting es provided .in RCW 42.17.190 any agency or lobbyist for en agency may elect to register and report as . provided in RCW 42.17.150, .160, .170 and .180. An agency so choosing must notify PDC of that fact and obtain necessary reporting forms and )) instructions. Expedited [ 44] Digitized from Best Copy Available Washington State Register, Issue 01-19 WSR 01-19-079 PUBLIC DISCLOSURE COMMISSION 711 CAPITOL WAY RM 206 POCFORM PO BOX 40908 LOBBYING BY STATE AND LOCAL OLYMPIA WA 98504-0908 L-5 GOVERNMENT AGENCIES (360) 753-1111 (Rev 1/02) TOLL FREE 1-877-601-2828 Instructions Are Printed On Reverse Agency or Governmental Entity Name and Address Date Prepared Report for calendar quarter ending County Month Year PERSONS WHO LOBBIED THIS QUARTER Name Job title Annual salary % of time spent lobbying during quarter $ General description of lobbying activities or objectives. (Include bill or WAC numbers. if any) 0 Check if person spent more than $15 of non-public funds in lobbying. See instructions on reverse. % of time spent lobbying Job title Annual salary Name during quarter $ General description of lobbying activities or objectives. {Include bill WAC numbers. if any) or 0 Check if person spent more than $15 of non-public funds in lobbvino. See instructions on reverse. salary % of time spent lobbying Name Job title Annual during quarter $ General description of lobbying activities or objectives. {Include bill or WAC numbers. if any) 0 Check if person spent more than $15 of non-public funds in lobbying. See instructions on reverse. EXPENDITURES FOR LOBBYING THIS QUARTER Report only the separately identifiable and measurable expenditures incurred for lobbying purposes Salaries Of Persons Who Lobbied {Include only portion of quarterly salary attributable to lobbying) $ Travel {Include food, lodging, per diem payments and cost of transportation used) $ Brochures And Other Publications Whose Principal Purpose Is To Influence Legislation $ Consultants Or Other Contractual Services Total This Quarter $ Total To Date This Year $ CERTIFICATION: I certify that to the best of my knowledge the above is Signature of agency head a true, complete and correct statement in accordance with RCW 42.17.190. Attach additional sheets If more room Is required [ 45] Expedited WSR 01-19-079 Washb1gtonState Register, Issue 01-19 THESE INSTRUCTIONS APPL y ONL y TO GOVERNMENT AGENCIES REPORTING PURSUANT TO RCW_ 42.17°.190. WHO SHOULD REPORT? • j·' ••• Each state agency, county, city, town, municipal corporation, quasi-municipal co'rporatiori or special purpose district which expends public funds for "lobbying". Please study the definitions of what is and is not included in lobbying to determine if your agency is required to report. "Lobbying" means attempting to influence the passage or defeat of any legislation by the state legislature or the adoption' or rejection of any rule, standard, rate or other legislative enactment by any state agency under chapters 28.19 and 34.04 RCW. "Legislation" means bills, resolutions, motions, amendments, nominations, and other matters pending or proposed in eith\;)r house of the state legislature, and includes any other matter which may be the subject of action by either house, or any cc;>IT)mittee ,of· the legislature and all bills and resolutions which having passed both houses, are pending approval by the Governor. LOBBYING DOES NOT INCLUDE 1. Requests for appropriations by a state agency to OFM pursuant to RCW 43.88 or requests by OFM to the legislature for appropriations other than its own agency budget. Note that an agency representative who, in person, contacts a legislator or committee on appropriations matters is lobbying. 2. Recommendations or reports to the legislature in response to a legislative request expressly requesting or directing a specific study, recommendation or report on a particular subject. · 3. Official reports including recommendations submitted annually or biennially by a state agency as required by law. 4. Requests, recommendations or other communications between or within state agencies or between or within local agencies. 5. Telephone conversations or preparation of written correspondence. 6. Preparation or adoption of policy positions within an agency or group of agencies. Note that once a position is adopted, further action to advocate it may constitute lobbying. 7. Attempts to influence federal or local legislation. LOBBYING NOT REPORTABLE 1. In person lobbying totaling no more than four days or parts of days during any three month period in aggregate for all officials and employees of the agency. In person lobbying includes testifying at legislative committee hearings and state agency hearings on rules and regulations but does not include attendance merely to monitor or observe testimony and debate. 2. In person lobbying by any elected official on behalf of his agency or in connection with his powers, duties or compensation. EXPENDITURES OVER $15 OF NON-PUBLIC FUNDS Any person (including an elected official) who expends more than $15 of personal or non-public funds for or on behalf of one or more legislators, state elected officials or state public officers or employees in connection with in person lobbying must be listed on the L-5 report. Attach a page showing the spender's name, and date, the source of funds and amount spent, and for whom the money was spent. Examples of these expenditures include entertainment, dinners and campaign contributions. REPORTS REQUIRED The L-5 report is submitted to cover each calendar quarter in which lobbying occurs. No report is required if no reportable lobbying has taken place during the quarter. DUE DATES: April 30 (1st quarter) July 31 (2nd quarter) October 31 (3rd quarter) January 31 (4th quarter) ONE CONSOLIDATED REPORT SHOULD BE SUBMITIED TO INCLUDE LOBBYING ACTIVITIES OF ALL DIVISIONS OR OFFICES OF AN AGENCY. Public Disclosure Commission Send Reports To: 711 Capitol Way, Rm 206 PO Box40908 Olympia, WA 98504-0908 SPECIAL NOTE: In lieu of reporting as provided in RCW 42.17.190 any agency or lobbyist for an agency may elect to register and report as provided in RCW 42.17.150, .160, .170 and .180. An agency so choosing must notify PDC of that fact and obtain necessary reporting forms and instructions. Expedited [ 46] Washington State Register, Issue 01-19 WSR 01-19-079 AMENPATQRY SECTION (Amending WSR 90-16-083, ~ filed 7/31/90, effective 8/31/90) • WAC 390-20-125 Forms for registration and report- ing by sponsors of grass roots lobbying campaigns. The official form for registration and reporting by sponsors of grass roots lobbying campaigns as required by RCW 42.17.200 is designated "L-6," revised ((6199)) 1102. Copies of this form are available at the Commission Office, Room ((~))~.Evergreen Plaza Building, Olympia, Washing- ton 98504~. Any attachments shall be on 8-1/2" x 11" white paper. [ 47] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 GRASS ROOTS PM POC FORM PDC OFFICE USE LOBBYING' L-6 SR OA --="..,__,.,.=-~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ (8190) T K R >DRESS E c E TY STATE I ZIP PHONE v E D (S) OR LEGISLATION ABOUT WHICH THE CAMPAIGN IS CONDUCTED. 2. THIS REPORT COVERS: , RATE, STANDARD NUMBER, IF ANY. 0 REGISTRATION (INITIAL REPORTI 0 MONTHLY REPORT OF THE GROUP OR ORGANIZATION IF THE SPONSOR IS A FROM ___ TO __ _ POLITICAL ORGANIZATION OR OTHER ENTITY. O FINAL REPORT NAME TITLE (CAMPAIGN IS ENDED) ADDRESS WHO IS ORGANIZING OR MANAGING THE CAMP N? LIST PERSONS OR FIRMS HIRED TO ASSIST IN INCLUDING PUBLIC RELATIONS AND ADVERTISING GENTS THE CAMPAIGN, NAME AND ADDRESS TERMS OF COMPENSATION EXPENDITURES MADE OR INCURRED IN THE CAMPAIGN: 1. Previous expenditures (from line 4, last L·6 report) $ 2. Expenses this reporting period: A. Radio B. Television c. Newspapers, magazines D. Brochures, signs E. Printing and mailing f. Consultants, public relations G. Office expense, travel, salaries H. Contributions I. Entertainment J. Other expenses 3. Total expenditures this period (lines 2a·2i) 4. Total expenditures In the campaign (lines 1 + 3) Expedited [ 48] Digitized from Best Copy Available Washington State Register, Issue 01-19 WSR 01-19-079 EACH PERSON OR ORGANIZATION WHO HAS CONTRIBUTED $25 OR MORE DURING THIS REPORT PERIOD ADDRESS, CITY, ZIP AMOUNT NAME TOTAL AMOUNT FROM ANY ATTACHED PAGES ............. . ··········································------ LESS THAN $25 WHER ONTRIBUTOR'S NAME NOT ~L AMOUNT RECEIVED IN CONTRIBUTIONS IS LISTED ... ------ ~L CONTRIBUTIONS THIS PERIOD ........................•........... ···································------ TRIBUTIONS PREVIOUSLY REPORTED ................................... ······························------ . ------ f<L CONTRIBUTIONS DURING CAMPAIGN THE .........................•.................................. :RTIFICATION: I HEREBY CERTIFY UNDER PENALTY OF PERJURY THAT TH PORT IS TRUE AND CORRECT TO BEST THE OF MY KNOWLEDGE .. Effective Date SIGNATURE \ME ANO TITLE (Type or Pfinl) INSTRUCTIONS person making grass roots lobbying expenditure not reported by WHO SHOULD FILE THIS FORM: Any a registered lobbyist, a candidate, or a political committee exceeding $1,000 in the a regate in any a program three month period or exceeding $500 in the aggregate in any one month in present• rimarily to addressed to the public, a substantial portion of which is intended, designed, or calculate influence state legislation. FILING DEADLINE: Within 30 days after becoming a sponsor of a grass roots lobbying ca Thereafter, sponsors file monthly reports on the· 10th of the month covering the preceding month. Termination notice is to accompany the final monthly report. PUBLIC DISCLOSURE COMMISSION SEND REPORT TO: 711 Capitol Way, Rm 403, FJ-42 PO Box 40908 Olympia, WA 98504-0908 QUESTIONS: CALL (206) 753-1111 [ 49] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 PUBLIC DISCLOSURE COMMISSION TMIS SPACE FOR OFFICE USE POBOX40908 711 CAPITOL WAY RM 206 GRASS ROOTS PDCFORM I OLYMPIA WA 98504-0908 LOBBYING L-6 (360) 753-1111 11/021 TOLL FREE 1-877-601-2828 Sponsor's name 11.ddress City State Zip Telephone ( l 1. Describe the topic(s) or legislation about which the campaign is conducted. Include bill, rule. rate, standard number, If 2. This report cover$: any. 0 Registration (lnltiolrepor1) 0 Monthly report From To 3. List the principal officers of the group or organization if the sponsor is a business, union, association, political 0 Final report organization or other entity. (C.mpolgn 11 ended) NAME TITLE ADDRESS 4. Who is organizing or managing the campaign? List persons or finns hired to assist in the campaign, including public relations and advertising agents. NAME AND ADDRESS OCCUPATION OR BUSINESS TERMS OF COMPENSATION 5. Expenditures Made Or Incurred In The Campaign: 1. Previous expenditures (from line 4, last L-6 report) $ 2. Expenses this reporting period: $ A. Radio B. Television c. Newspapers, magazines D. Brochures, signs E. Printing and mailing F. Consultants, public relations G. Office expense, travel, salaries H. Contributions I. Entertainment J. Other expenses 3. Total expenditures this period (lines 2a-2j) $ 4. Total expenditures In the campaign (lines 1 + 3) $ Continue On ReverM Expedited [ 50] Washington State Register, Issue 01-19 WSR 01-19-079 Page 2 L-6 This report covers: Sponsor's name 5. Contributions: List each person or organization who has contributed $25 or more during this report period NAME ADDRESS, CITY, ZIP AMOUNT $ I List Total Amount From Any Attached Pages .................................................................................................................... : ......................... _$ ______ _ Total Amount Received In Contributions Less Than $25 Where Contributor's Name Is Not Listed .............................................................. _______ _ Total Contributions This Period .................................................................................................................................................................... _______ _ Total Contributions During The Campaign ................................................................................................................................................... _______ _ perjury that the information contained in this CERTIFICATION: I hereby certify under penalty of repart is true and correct to the best my of knowledoe. Signature Name and title Effective Date I INSTRUCTIONS WHO SHOULD FILE THIS FORM: Any person making grass roots lobbying expenditures not reported by a registered lobbyist, a candidate, or a political committee exceeding $1,000 in the aggregate in any three month period or exceeding $500 in the aggregate in any one month in presenting a program addressed to the public, a substantial portion of which is Intended, designed, or calculated primarily to influence state legislation. FILING DEADLINE: Within 30 days after becoming a sponsor of a grass roots lobbytng campaign. Thereafter, sponsors file monthly reports on the 10th of the month covering the preceding calendar month. Termination notice is to accompany the final monthly report. Public Disclosure Commission SEND REPORT TO: 711 capitol Way, Rm 206 PO Box40908 Olympia, WA 98504-0908 QUESTIONS: CALL (36.0) 753-1111, OR TOLL FREE 1-877-601-2828 [ 51] Expedited WSR 01-19-079 Washington State Register, Issue 01-19 AMENDATORY SECTION (Amending Order 85-05, filed 11126/85) WAC 390-20-130 Forms for statement of employ- ment of legislators, state officers, and state employees. The official form for statement of employment of legislators, state officers, and state employees as required by RCW 42.17.210 is designated "L-7((-:-))" revised 1/02. Copies of this form are available at the Commission Office, Room ((400-)) 206, Evergreen Plaza Building, Olympia, Washing- ton 98504-0908. Any attachments shall be on 8-112" x 11" white paper. Expedited [ 52] Washington State Register, Issue 01-19 WSR 01-19-079 FILING FORM TO Bl f II.FD BY: EMPLOYERS OF LEGISLATORS, L-7 STATE OFFICERS OR • (Sec. 21) STATE EMPLOYEES • TlllS SPACI' FOR Ol+ln: USE /etiun instmctirms at hottom of fJUK''· (Typt ,,, pri111 rlrar/.l'J 11115 FOHM J REPLACES I I AMENDS PREVIOUS FILING PREPARED: IMO.) (0.Yl (Yr.) 1rEM I rEM 2 AMOUNT ANO NATURE OF PAY OR CONSIDERATION llEM NATURE. OF STATE. OFFICE OR EMPLOYMENT rrEM INSTRUCTIONS WHO SHOULD FILE THIS FORM: Anv pl'r.'\00 rCJ!istcrc<l or ret1uircJ to lw fl'!!istcn·d as a hthhyisl un<.h .. •r I his ;n·t 01 ;.1ny c111ploycr of any person 1t.·~i..;l.\.'ll'll or n.·quir<.•d lo tu.· n·1ds1cn~d ;is a lohhyisr under this al'l. who l"lllpl•W\.''i 1 nh.·111bcr "f th<.~ lci isla1un-. an employee uf the lq isl iturc. 1 NOTARY PUBLIC, STATE OF WASf-'INGTON llll'tllhn of a ..;t:tlC' ho;ud lll commis!'iion, ma full lime ~toilc employee. RESIDING IN' if th;it L'mph>y~\!' remains partially employed hy ti\\.' !ltate. CERTIFICATION:. FILING DEADLINE Within IS days af1t'r 1. om1m.mccmt.·n1 of l"n1plnynicnt. FORM TO BE SUBMll TEO TO, i7Ui>lk DisdosUfC Commission_ TITLE Stction 11 o this Law ir rimed in ult b6/ow EXCERPTS FROM PUBLIC DISCLOSURE LAW rc~i<l<red or required lo be registered as a lobbyist under thi• act employs, or if any employer of any person registered or required to be rei:i•tc S.:clion 21. EMPLOYMENT OF LEGISLATORS, A1TACHES, OR STATE EMPLOYEES; STATEMENT, CONTENTS AND FILING. as a l11bh)'iS1 under this a<"l. employs any memhcr of the legislature. or ony member of any •late hoard or commi.sion, or any employee of the lcgi•lat ', or ('\~ ) J fulh11n<· 'lal<" employee, if such new employee shall remain in the partial employ of the Slate or any agency therof, then the new employer shall file ··•·· •.•••..•••••.•••.•.•••. ···''" .... ··nmm; .. ;M ........ ,..,, ............. ··' .... ··mnln .. m••• .... Mm• nf .............. h• n··•A .......... A .. ""A oh.- omnunt ( 53] Expedited Digitized from Best Copy Available WSR 01-19-079 Washington State Register, Issue 01-19 TOLL FREE 1ol77ol01·2'21 L7 TO BE FILED BY 711 CAPITOL WAY RM 20I PO BOX4otOI EMPLOYERS OF STATE LEGISLATORS OLYMPIA WA 11504-0IOI (310) 711-1111 STATE OFFICERS OR STATE EMPLOYEES 1/02 EMPLOYER'S NAME AND BUSINESS ADDRESS THIS SPACE FOR OFFICE USE POSTMARK DATE RECEIVED AMENDS PREVIOUS FILING Date Prepared THIS FORM 0 REPLACES Date Prepared ITEM NAME OF PERSON BEING EMPLOYED 1 NATURE OF EMPLOYMENT BY REPORTING EMPLOYER ITEM AMOUNT AND NATURE OF PAY OR CONSIDERATION 3 NATURE OF STATE OFFICE OR EMPLOYMENT INSTRUCTIONS CERTIFICATION: I hereby certify under oath, that the above Is a true, complete and correct statement In accordance with RCW 42.17.210. WHO SHOULD FILE THIS FORM: Any person registered or required to be registered as a lobbyist under this act. who employs a member of the legislature, and employee of the legislature, a member of a state board or · commission, or a full time state employee, If that employee remains partially SIGNATURE employed by the state. FILING PEARLINE: Within 15 days after commencement of employment. EQBM IQ E!E ~!Jl !MIIIED IQ Public Disclosure Commission TmE I DATE EXCERPT FROM PUBLIC DISCLOSURE LAW BQW ~2 17.210 - E1m2IQllaJ!lDt Qf l!l9il211!!o~. bol!!ll QC !<QaJaJi§§iQD m11rnb11~ Qr lilii!!!l 11rn12!Qll!l!l§ - Slii!!!lrn!la!. io2a!!la!s aad filing, If any person registered or required to be registered as a lobbyist under this chapter employs, or If any employer of any person registered or required to be registered as a lobbyist under this chapter, employs any member of the legislature, or any member of any state board or commission, or any employee of the legislature, or any full-time state employee, if such new employee shall remain in the partial employ of the state or any agency thereof, then the new employer shall file a statem"ent under oath with the commission setting out the nature of the employment, the name of the person to be paid thereunder, and the amount of pay or consideration to be paid thereunder. The statement shall be filed within fifteen days after the commencement of such employment. Expedited [ 541 Washington State Register, Issue 01-19 WSR 01-19-001 NEW SECTION PERMANENT RULES WAC 284-43-822 Unfair practice relating to health OFFICE OF THE coverage. (1) I~ is an unfair practice for any health carrier to .·INSURANCE COMMISSIONER . restridt, exclude, or reduce coverage or benefits under any [Insurance Commissioner Matter No. R 200 l-02-Filed September 5, 200 I, health' plan on the basis of sex: By way of example, a health 2:25p.m.]. · plan providing generally comprehensive coverage of pre- Date of Adoption: September 5, 2001. scription drugs and prescription devices restricts, excludes, or Purpose: The adopted rules revisit the subject of existing reduces coverage or benefits on the basis of sex if it fails to rules and provide greater focus and clarity regarding the sub- provide prescription contraceptive coverage that complies ject of unfair discrimination based on sex in the provision of with this regulation. health coverage. The adopted rules include a new WAC sec- An example of a plan that provides generally compre- tion regarding unfair discrimination based on sex in the pro- hensive coverage of prescription drugs is a plan that covers vision of health coverage. The area of prescription contra- prescription drugs but excludes some categories such as ception is used as an example to clarify the application in that weight reduction or smoking cessation. area. Citation of Existing Rules Affected by this Order: (2)(a) Health plans providing generally comprehensive Repealing WAC 284-43-821, 284-43-823, and 284-43-824. coverage of prescription drugs and/or prescription devices Statutory Authority for Adoption: RCW 48.02.060, shall not exclude prescription contraceptives or cover pre- 48.18.480, 48.20.450, 48.20.460, 48.21.045, 48.30.010, scription contraceptives on a less favorable basis than other 48.30.300, 48.41.110, 48.41.170, 48.42.010, 48.42.040, covered prescription drugs and prescription devices. Cover- 48.42.100, 48.43.012, 48.43.025, 48.43.035, 48.43.041, age of prescription contraceptives includes coverage for med- 48.43.115, 48.43.520, 48.44.020, 48.44.023, 48.44.050, ical services associated with the prescribing, dispensing, 48.44.220, 48.46.060, 48.46.066, 48.46.110, 48.46.200,· delivery, distribution, administration and removal of a pre- 49.60.010, 49.60.030, 49.60.120, 49.60.178, 49.60.220. scription contraceptive to the same extent, and on the same Adopted under notice filed as WSR 01-15-084 on July terms, as other outpatient services. 18, 2001. (b) Health plans may not impose benefit waiting periods, Changes Other than Editing from Proposed to Adopted limitations, or restrictions on prescription contraceptives that • Version: Subsection (1), an example of "generally compre- are not required or imposed on other covered prescription p hensive coverage" is added. drugs and prescription devices. Subsection (2)(a), "and" is changed to "and/or" in the first sentence "medically necessary services" is changed to (c) Health plans may require cost sharing, such as copay- "medical services" in the second sentence. ments or deductibles, for prescription contraceptives and for Subsection (2)(f), "oral, implant, and injectable" and services associated with the prescribing, dispensing, delivery, "intrauterine" are deleted. distribution, administration, and removal of the prescription Subsection (2)(g), "otherwise exempted by law" is contraceptives, to the same extent that such cost sharing is deleted. required for other covered prescription drugs, devices or ser- Number of Sections Adopted in Order to Comply with vices. Federal Statute: New 0, Amended 0, Repealed 0; Federal (d) Health earners may use, and health plans may limit Rules or Standards: New 0, Amended 0, Repealed O; or coverage to, a closed formulary for prescription contracep- Recently Enacted State Statutes: New 0, Amended 0, tives if they otherwise use a closed formulary, but the formu- RepealedO. lary shall cover each of the types of prescription contracep- Number of Sections Adopted at Request of a Nongov- tion as defined in (f) of this subsection. ernmental Entity: New 0, Amended 0, Repealed 0. (e) If a health plan excludes c_overage for nonprescription Number of Sections Adopted on the Agency's Own Ini- drugs and devi.ces except for those required by law, it may tiative: New 1, Amended 0, Repealed 3. Number of Sections Adopted in Order to Clarify, also exclude coverage for nonprescription contraceptive Streamline, or Reform Agency Procedures: New 0, drugs and devices. Amended Repealed 0. o: (f) For purposes of subsections (1) and (2) of this section, Number of Sections Adopted Using Negotiated Rule "prescription contraceptives" include United States Food and Making: New 0, Amended 0, Repealed 0; Pilot Rule Mak- · Drug Administration (FDA) approved contraceptive drugs, ing: New 0, Amended 0, Repealed O; or Other Alternative devices, and prescription barrier methods, including contra- Rule Making: New 0, Amended 0, Repealed o: · ceptive products deClared safe and effective for use as emer- Effective Date of Rule: Thirty-one days after filing. gency contraception by the FDA. September 5, 2001 (g) This section applies prospectively to health plans Mike Kreidler offered, issued, or renewed by a health carrier on or after Jan- Insurance Commissioner uary 1, 2002. [ 1 ] Permanent WSR 01-19-020 Washington State Register, Issue 01-19 REPEALER AMENDATORY SECTION (Amending WSR 99-16-024, The following sections of the Washington Administra- filed 7/26/99, effective 9/1/99) WAC 388-450-0080 What is self-employment 4 . tive Code are repealed: WAC 284-43-821 income(( Geee.al r1des1)).1 This section applies to Maternity and pregnancy- TANF/SFA, GA. RCA, ((GA, TANF/SPA related)) food related exclusions, limita- assistance. and medical ((aHcl foecl assistaHee)) programs for tions and conditions in indi- children. pregnant women and families. vidual plans. (1) Self-employment ((eflffied)) income is ((1:1secl te WAC 284-43-823 Maternity and pregnancy- recl1:1ee a elieHt's Heecl fer assistaHee. The iHeeme is tfeatecl as related exclusions, limita- ellfflecl iHeeme as preYiclecl iH WAC 388 459 QQ3Q. tions and conditions in group (2) Self empleymeHt eamecl iHeeme is clefiHecl as gf0SS plans. 01 1siHess iHeeme miH1 1s tetal allev;aele 01 1siHess e1tpeeses as clefiHecl iR WAC 388 45Q QQ85. WAC 284-43-824 Effective Date (3) le ercler te esteelish eligibility fer assistaRee, e self empleyecl elieflt m1 1st maietaifl aftd mal<e availa e!e te the clepartmeftt a reeercl elearly cl0e1 1mefttiflg ell 01 1sieess eitpeHses eftcl iHeeme. WSR 01-19-020 (4) lf1eeme frem the fellewiHg is tfeetecl es self empley PERMANENT RULES meftt ieeeme: DEPARTMENT OF (a) Acl1:1lt family Imme; SOCIAL AND HEALTH SERVICES (0) PeFmiRg; (Economic Services Administration) (e) Reamers eHcl eeftrders; [Filed September II, 2001, 3:47 p.rn., effective October I. 2001] (cl) Refttal aHEl lease ef perseflel flr0fleFty er real estate 0Wftea ey the elieftt is €0t lfttecl es t !Reamecl ieeeme t 1Rless the Date of Adoption: September 7, 2001. follewiHg eeflclitieHs are met: Purpose: These rules explain what self-employment is, (i) Per TANF!SPA eliefltS, the 1:1se ef the flre'f)erty is 'fl&Ft how the department treats self-employment income, and ef eH epflreveEI iHcli·1iE11:1al respeHsieility plaH; what business expense can be used as a deduction. (ii) Per feed assisteftee elieftts, the elieftt speHEls at least Citation of Existing Rules Affected by this Order: tweHty het:lfs per week m1magiHg the flF0flerty; er Repealing WAC 388-450-0090; and amending WAC 388- (iii) for RCA er GA elieHts, there ere fle speeifie ~ 450-0080 and 388-450-0085. ref)t 1iremeHts ef a self s1 1ffieieHey plee er e set ftt 1meer ef ~ Statutory Authority for Adoption: RCW 74.08.090 and he1:1rs maHagiflg the preperty. 74.04.510. Self 'f)r0El1 1eeEI er St lflfllieEl items Adopted under notice filed as WSR 01-16-140 on July (5) Per feed essistaHee, wheft twe er mere assistftflee 31, 2001. t:1Hits share e resicleHee, the meHey peiEI frem efte assistaftee Number of Sections Adopted in Order to Comply with t 1Hit te the ether essisteeee t 1Hit fer shelter eests is reamer Federal Statute: New 0, Amended 0, Repealed O; Federal ifleeme whee: Rules or Standards: New 0, Amended 1, Repealed O; or 0He assisteftee t 1Hit ewfts er is 01 1yiHg the resiEleftee; Recently Enacted State Statutes: New 0, Amended 0, Repealed 0. (a) 0He assistaftee 1:1Hit is reHtiHg e resiEleHee aeEI eharges Number of Sections Adopted at Request of a Nongov- the ether essistaftee t 1ftit aft em01 1Ht thet is iH exeess ef the ernmental Entity: New 0, Amended 0, Repealed 0. tetel eest ef refltiHg the resicleHee)) income you earn from a Number of Sections Adopted on the Agency's Own Ini- business you own or operate rather than income from an tiative: New 0, Amended 2, Repealed 1. employer. It does not have to be a licensed business to qual- Number of Sections Adopted in Order to Clarify, ify as self-employment. Some examples of self-employment Streamline, or Reform Agency Procedures: New 0, include: Amended 2, Repealed 1. (a) Childcare: Number of Sections Adopted Using Negotiated Rule (b) Operating an adult family home; Making: New 0, Amended 0, Repealed O; Pilot Rule Mak- (c) Farming/fishing; ing: New 0, Amended 0, Repealed O; or Other Alternative Cd) Driving a taxi cab: Rule Making: New 0, Amended 0, Repealed 0. (e) Selling self-produced or supplied items; Other Findings Required by Other Provisions of Law as (f) Working as a subcontractor: and Precondition to Adoption or Effectiveness of Rule: Failure to (g) Operating a lodging for roomers and/or boarders. adopt these rules timely will cause some applicants and recip- Roomer income includes money paid to you for shelter costs ients to be wrongly denied or terminated from cash and food by someone who lives with you if you: assistance. (i) Own your residence: or Effective Date of Rule: October 1, 2001. (ii) Rent your residence and charge the other people ~ September 7, 2001 more than the total rent. ~ Brian H. Lindgren, Manager (2) Most self-employment income is considered earned Rules and Policies Assistance Unit income as described in WAC 388-450-0030. Permanent [2] Washington State Register, Issue 01-19 WSR 01-19-023 (3) For T ANF/SFA and food assistance there are special ( 17) The followiBg trllftsportatioa expeases are allowed • rules about renting or leasing out property or real estate that as a deEi1:1ctioa froffl gross self effifJIO)'ffleflt iaeome: I' you own. (a) Aemal, doe1:1meftted easts for: (i) Gas, oil, and fl1:1iEis; (a) We count the income you get as unearned income unless you spend at least twenty hours per week managing (ii) ReIJlaeiAg wom items s1:1eh as tires; the property. (iii) Registratioa aad lieeasiHg fees; (b) For TANF/SFA. we count the income as unearned (iv) A1:1to loaA iAterest; aftd (v) B1:1siAess related parkiBg aAd tolls; or income unless the use of the property is a part of your (b) A east per fflile established by the depar.meAt)) for approved individual responsibility plan. children. pregnant women and families. (1) We decide how much of your self-employment AMENDATORY SECTION (Amedding WSR 99-16-024, income to count by: filed 7/26/99, effective 9/1/99) (a) Adding together your gross self-employment income WAC 388-450-0085 How we count your self-employ- and your capital gains (all of the income you receive from the ment income(( l .. llawahle expeeses,))1 ((The follo·v:iHg sale of your business property or equipment); self eHl ployftl efit expeHses are allowea as dea1 1etiOfiS froffl (b) Subtracting your business expenses as described in gfOSS self eHl:fllOyfftefit iHeome for)) This section applies to subsection (2) below: and TANF/SFA, ((RGA,)) GA, RCA. food assistance, and medi- (c) Dividing the remaining amount of self-employment cal ((aHEI food assistaHee)) programs ((1:1Hless otherwise Sflee income by the number of months over which the income will ifieE¥.. be averaged. Refit or lease of b1 1siHess et t1 1if)meat er property; (2) We automatically subtract one hundred dollars as a (2) Utilities; business expense. If you want to claim more than one hun- (3) Posffige; dred dollars. you must itemize and provide proof of your (4) Teleflhoae; expenses in order for us to count them. We never allow the (5) Offiee s1:1pplies; following expenses: (a) Federal. state. and local income taxes: (ti) Ad¥ertisiHg; (b) Money set aside for retirement purposes: B1 1siHess relates ias1 1raaee, taxes, lieeases aad f!er (c) Personal work-related expenses (such as travel to and fHitst from work); (8) Legal, aeeo1:1atiag, af!a other professioaal fees; (d) Net losses from previous periods; • (9) Per TANFlSPA, RCA, BHEI GA assistaaee flFOgfaffls (e) Depreciation: or I' oHly, the east of gooas sole, iael1:1Eliflg wages fl&ia to etHf>loy (f) Any amount that exceeds the payment you get from a ees proa1:1eiag salable gooas, raw fflaterials, stoek, af!d boarder for lodging and meals. replaeeffleflt or reas01<table aee1:1ffit1latioa of iaveatory, IJro (3) If you have worked at your business for less than a ¥idea iaveatory has beef! aeelarea exefflf)t Oft the basis of the year. we figure your gross self-employment income by aver- if1aivid1:tal respoasibility fllafl Of Other fllafl aflpFO'vea ay the aging: deIJaffffient; (a) The income over the period of time the business has 10) Repairs to b1 1siaess eq1 1ipHl eflt and prof)erty, been in operation: and exel1:1ding \'ehieles; (b) The monthly amount estimated for the coming year. (11) laterest on b1:1siness loaas Hsea to fltlrehase iaeome flFOd1:1eiag flFOflerty or eEtt1if)fflent; (12) Gfoss wages aael salaries f!aiel to efflf)loyees who are REPEALER Boe- The following section of the Washington Administrative (a) Prod1:1eiag salaale goods; or Code is repealed: (b) A member of the assistaaee 1:1nit ( 13) Comffiissioas flaiel to ageats aad iaelepeaeleat eoa WAC 388-450-0090 Self-employment expenses kaetors; that are not allowed as (14) Seed, fertilizer, and feed gfaia for a self efflployed income deductions. farfflert ( 15) Other reasoaable aad aeeessary easts of eloiag b1:1si ReSS-; (lti) The east of the fllaee of e1:1siHess: WSR 01-19-023 (a) Per TA.~FlSPA, RCA, GA, aad ftl:eaieal assistaaee, if PERMANENT RULES aay flOFtioa of the elieat's home is Hsed as the fllaee of b1:1si DEPARTMENT OF aess, it fflHSt be 1 1seel exel1 1sively for e1 1siAess to be aft allow SOCIAL AND HEALTH SERVICES sale b1 1siaess eitfJeAse. The pereeAtage of the home 1 1seel for (Economic Services Administration) btisiaess eaft be BA allowaBle b1:1siAess exf!eBse; [Filed September 12, 2001, 3:44 p.m., effective November l, 2001] Per food assista11ee, there is ao req1 1ireftl eftt for a f!Or tioa of the hoffie to be 1 1seEi exel1 1sively for b1 1siaess. The IJer Date of Adoption: September 11, 2001. eeatage of the hoffle 1 1sed for b1 1siAess eaa be aa allowable Purpose: WAC 388-474-0010 How does SSI affect eli- b1:1siaess exfleAse gibility for other programs? To clarify when persons eligible [3] Permanent WSR 01-19-024 Washington State Register, Issue 01-19 for TANF/SFA are not eligible for the SSI state supplement WSR 01-19-024 as an ineligible spouse. The intent is that the parerlt's1needs PERMANENT RUJ,.~ . be included in the T ANF/SF A grant, and be ineligible for the DEPARTMENT OF SSI state supplement when there is eligibility for SOCIAL AND HEALTH SERVICES 4 T ANF/SFA. This revision will also clarify an ineligible (Economic Services Administration) spouse as being ineligible for general assistance. [Filed September 12, 2001, 3:46 p.m., effective November t,'2001] Citation of Existing Rules Affected by this Order: ·Date of Adoption: September 11, 2001. Amending WAC 388-474-0010. Purpose: WAC 388-478-0055 SSI standards. The stan- Statutory Authority for Adoption: RCW 74.08.090, dards were updated June 28, 2001, by emergency rule, WSR 74.04.057, 74.04.050. 01-14-031. This rule making is necessary to permanently Adopted under notice filed as WSR 01-16-137 on July adopt these rules. This rule is being amended to correct the 31, 2001. federal SSI benefit levels. The federal Department of Labor erred in their computation of the Consumer Price Index for Number of Sections Adopted in Order to Comply with · the year 2000. That resulted in the Social Security Adminis- Federal Statute: New 0, Amended 0, Repealed O; Federal tration erring in their computation of the cost-of-living Rules or Standards: New 0, Amended 0, Repealed 0; ot _adjustment (COLA) for the SSI program. Recently Enacted State Statutes Nev. 0, Amended 0, Citation of Existing Rules Affected by this Order: Repealed 0. Amending WAC 388-478-0055. · Statutory Authority for Adoption: RCW 74.08.090, Number of Sections Adopted at Request of a Nongov- 74.04.057. ernmental Entity: New 0, Amended 0, Repealed 0. Adopted under notice filed as WSR 01-16-086 on July Number of Sections Adopted on _the Agency's Own Ini- 25, 2001. . tiative: New 0, Amended 1, Repealed 0. Number of Sections Adopted in Order to Comply· with Number· of iSections Adopted in Order to Clarify, Federal Statute: New 0, Amended 1, Repealed 0; Federal Streamline, or Reform Agency Procedures: New 0, Rules or Standards: New 0, Amended 0, Repealed O; or Amended 1, Repealed 0. Recently Enacted State Statutes: New 0, Amended 0, Repealed 0. Number of Sections Adopted Using Negotiated Rule Number of Sections Adopted at Request of a Nongov- Making: New 0, Amended 0, Repealed O; Pilot Rule Mak- ernmental Entity: New 0, Amended 0, Repealed 0. ~ ing: New 0, Amended 0, Repealed O; or Other Alternative Number of Sections Adopted on the Agency's Own Ini- ~ Rule Making: New 0, Amended 1, Repealed 0. tiative: New 0, Amended 0, Repealed 0. Effective Date of Rule: ·November 1, 2001. Number of Sections· Adopted in Order to Clarify, September 11, 2001 Streamline, or Reform Agency Procedures: New 0, Amended 0, Repealed 0. Brian H. Lindgren, Manager Number of Sections Adppted Using Negotiated Rule Rules and Policies Assistance Unit Making: New 0, Amended 0, Repealed O; Pilot Rule Mak- ing: New 0, Amended 0, Repealed O; or Other Alternative Rule Making: New 0, Amended 1, Repealed 0. AMENDATORY SECTION (Amending WSR 98-16-044, Effective Date of Rule: November 1, 2001. filed 7/31/98, effective 9/1/98) Septembt;r 11, 2001 WAC 388-474-0010 How does SSI affect eligibility. Brian H. Lindgren, Manager for ((etlteta)) cash assistance programs((.-))1 A person who Rules and Policies Assistance Unit is married to an SSI recipient but cannot get SSI in their own right is an "ineligible spouse." 'AMENDATORY SECTION (Amending WSR 01-08-015, filed 3/23/01, effective 5/1/01) (1) ((+he)) If you are an ineligible spouse ((ef.aft)).o...Yll! cannot get the SSI ((reei13ieet is eot eligiele for the)) 'state WAC 388-478-0055 SSI payment standards for eligi- supplement ((for ae ieeligiele s13ottse wheR they are atttho. ble .recipients. ( 1) Supplemental Security Income (SSI) is a rii!ieEI for TANF)) (see WAC 388-478-0055) if you are: cash assistance program for needy individuals and couples who meet federal disability guidelines as aged, blind or dis- (a) The caretaker relative of a child who receives T ANF abled. Since the SSI program began in January 1974, the state or SFA: and of Washington has added to the federal benefit level with (b) Required to be included in the TANF or SFA assis- state funds, known as the SSI state supplement. If you are tance unit with the child under WAC 388-408-0015. found eligible for SSI, you will receive cash assistance based (2) on the combined federal and state supplement ((+he)) If you are an ineligible spouse ((ef.aft)) and benefit levels, minus countable income. An essential person is someone ~ are eligible for the SSI ((reei13ieRt qttalifies for iRelttsioe iR who lives with you and provides care and personal services ~ the SSI graRt aREI is)) state supplement, you are not eligible that enable you to live in either your own home or the home for general assistance benefits. of the essential person. Permanent [ 4] Washington State Register, Issue 01-19 WSR 01-19-024 (2) ((Bffeelive, Jafll:lftf)' l, 2001,)) Ihe federal, state and (a) If you are living alone in area 1: King, Pierce, Sno- • combined benefit levels for an eligible individual and couple homish, Thurston, and Kitsap Counties . • are: LIVING ALONE - In own household or alternate care, except nursing homes or medical institu- Federal Benefit Level State Supplement Combined Federal/State tions Benefit Level $((~)) Individual $ 25.90 $ ((~)) 556.90 531.00 $ ((+96:00)) $ 19.90 $ ((~}) 816.90 Individual with: One essential person 797.00 $((~)) 531 for the eligible individual plus $((23+)) 266 each essential for Individual with: Multiple essential persons person (no state supplement) Individual with an ineligible spouse $((~)) $166.10 $ ((~)) 697.10 lli:.QQ Couple $ 796.00 $ 19.90 $ 815.90 Couple with one or more essential persons $796 for eligible couple plus$((~)) 266 for each essential person (no state supplement) (b) If you are living alone in area 2: All other counties. LIVING ALONE - In own household or alternate care, except nursing homes or medical institu- Combined Federal/State Federal Benefit Level State Supplement tions Benefit Level Individual $((~)) $5.45 $ ((~)) 536.45 ill...QQ $ ((+96:QQ)) $0.00 (( f96 00)) 797.00 Individual with: One essential person 797.00 $((~)) 531 for the eligible individual plus $((23+)) 266 for each essential Individual with: Multiple essential persons person (no state supplement) Individual with an ineligible spouse $((~)) $ 136.15 $ ((~)) 667.15 ill.@ $ 796.00 $0.00 $ 796.00 Couple Couple with one or more essential persons $796 for eligible couple plus$((~)) 266 for each essential person (no state supplement) (c) If you are in shared living in either Area 1 or 2. Federal Benefit Level State Supplement Combined Federal/State SHARED LIVING - In the home of another person Benefit Level Individual $((~)) $3.71 $ ((~)) 357.71 ~ $((~)) $4.20 $ ((~)) 535.54 Individual with: One essential person -~ $((~)) 354.00 for the eligible individual plus$((~)) 177.00 for Individual with: Multiple essential persons each essential person (no state supplement) $ ((~)) Individual with an ineligible spouse $ 101.66 $ ((~)) 455.66 354.00 $ 530.67 $4.20 $ 534.87 Couple Couple with one or more essential persons $530.67 for eligible couple plus$((~)) 177.00 for each essential per- son (no state supplement) (d) If you are residing in a medical institution: Area 1 and 2. State Supplement MEDICAL INSTITUTION Federal Benefit Level Benefit Level Combined Benefit Level Individual $ 30.00 $ 11.62 $ 41.62 [5] Permanent WSR 01-19-027 Washington State Register, Issue 01-19 (e) Mandatory income level (MIL) for grandfathered WASHINGTON STATE UNIVERSITY: RELEASE OF claimant. You are "grandfathered" if you qualified for assis- PERSONALLY-IDENTIFIABLE RECORDS tance from the state as aged, blind, or disabled, were con- verted from the state to federal disability assistance under SSI in AMENDATORY SECTION (Amending WSR January 1974, and have remained continuously eligible for 95-07-043[, filed 3/8/95)) SSI since that date. If you are a MIL client, your combined federal/state SSI WAC 504-21-050 Release of personally-identifiable benefit level is the higher of the following: records. (1) The university shall not permit access to or the (i) The state assistance standard you received in Decem- release of education records or personally-identifiable infor- mation contained therein, other than "directory information," ber 1973, except if you resided in a medical institution at the (as defined in paragraph 5 of this section), without the written time of conversion, plus the federal cost-of-living adjust- consent of the student to any party other than the following: ments (COLA) since then; or (a) University staff and faculty, including deans, depart- (ii) The current standard. ment and program chairs and academic advisers, and faculty and students when officially appointed to a university senate or administrative committee, when the information is required for a legitimate educational interest within the per- WSR 01-19-027 formance of their responsibilities to the university, with the PERMANENT RULES understanding that its use will be strictly limited to the perfor- mance of those responsibilities. WASHINGTON STATE UNIVERSITY (b) Federal and state officials requiring access to educa- [Filed September 13, 2001, 9:43 a.m.] tion records in connection with the audit and evaluation of a federally- or state-supported education program or in connec- Date of Adoption: September 5, 2001. tion with the enforcement of federal or state legal require- Purpose: An amendment to (a) provide for parental noti- ments which relate to such programs. In such cases the infor- fication in cases of students being charged with illegal use or mation required shall be protected by the federal or state offi- possession of drugs and/or alcohol; (b) provide victims of cial in a manner which will not permit the personal identification of students and their parents to other than those sexual offenses information regarding disciplinary action officials, and such personally-identifiable data shall be taken against perpetrators; and (c) expand directory informa- destroyed when no longer needed for such audit, evaluation ~ tion to include e-mail addresses. or enforcement of legal requirements. ,. Statutory Authority for Adoption: RCW 28B.30.150. (c) Persons or organizations, other than parents or legal Adopted under notice filed as WSR 01-15-023 on July guardians, providing to the student financial aid, or determin- 11, 2001. ing financial aid decisions concerning eligibility, amount, condition, and enforcement of terms of said aid. Number of Sections Adopted in Order to Comply with (d) Organizations conducting studies for or on behalf of Federal Statute: New 0, Amended 0, Repealed O; Federal the university for purposes of developing, validating or Rules or Standards: New 0, Amended 0, Repealed 0; or administering predictive tests, administering student aid pro- Recently Enacted State Statutes: New 0, Amended 0, grams, and improving instruction, if such studies are con- Repealed 0. ducted in such a manner as will not permit the personal iden- Number of Sections Adopted at Request of a Nongov- tification of students by persons other than representatives of ernmental Entity: New 0, Amended 0, Repealed 0. such organizations, and such information will be destroyed Number of Sections Adopted on the Agency's Own Ini- when no longer needed for the purposes for which it was pro- tiative: New 0, Amended 1, Repealed 0. vided. Number of Sections Adopted in Order to Clarify, (e) Education records may be used for legitimate aca- demic research; provided that Streamline, or Reform Agency P.rocedures: New 0, (i) The procedures utilized and the reported findings do Amended 1, Repealed 0. not violate the student's confidence; Number of Sections Adopted Using Negotiated Rule (ii) Students' names will not be included in the study or Making: New 0, Amended 0, Repealed O; Pilot Rule Mak- in any way linked with the data; ing: New 0, Amended 0, Repealed 0; or Other Alternative (iii) Case histories and case records are sufficiently dis- Rule Making: New 0, Amended 1, Repealed 0. guised to prevent identification of the individuals involved; Effective Date of Rule: Thirty-one days after filing. and September 7, 2001 (iv) The student's written permission is obtained where individual identification occurs. Loretta M. Lamb (f) Accrediting organizations in order to carry out their Assistant Vice-President for accrediting functions. ~ Personnel and Administration (g) Any person or entity designated by judicial order or ,. lawfully-issued subpoena, upon condition that a reasonable Rules Coordinator attempt has been made to notify the student of all such orders Permanent [6] Washington State Register, Issue 01-19 WSR 01-19-028 or subpoenas in advance of the compliance therewith unless 21-050 (l)(g), (h), m. (k), or en or the information released is directory information as defined in paragraph 5 of this sec- the subpoena is issued for a law enforcement purpose or is •issued by a federal grand jury and the court or other issuing tion. I' agency has ordered that the existence of the subpoena not be 21-050(1) is defined as student's name (including any former (5) The term "directory information" used in WAC 504- disclosed. Any university employee or office receiving a sub- poena or judicial order for education records should immedi- name), local and permanent addresses and telephone num- ately notify the WSU division of the office of the attorney bers, electronic mail address(es). major and minor fields of general. study, ((eless (e.g., freshmaft, SOtlhomore))), participation in (h) Parents or legal guardians of a student who have officially-recognized activities in sports, weight and height of established that student's status as their dependent according members of athletic teams, dates of attendance {{ifte!1:1diftg to Internal Revenue Code ((of 1954, Seetioft 152)). ftl lftlaer of ho1 1rs eftrolled)), enrollment status (e.g .. under- (i) An alleged victim of any crime of violence ((as graduate of graduate; full time or part-time). grade level. defifted by 18 U.8.C. § 16)) or nonforcible sexual offense. as degrees, certificates, and awards received including the pres- they are defined in Appendix A to 34 CFR Part 99. shall be ident's honor roll, and the most recent previous educational informed of the results of any disciplinary proceeding con- institution attended by the student. Students may request that ducted by WSU against the alleged perpetrator of that crime the university not release directory information by filing a with respect to that crime. request with the registrar's office or the office of payroll ser- (j) To the office of the attorney general when disclosure vices. is to comply with a judicial order or to provide legal advice. to appropriate persons in connection with an emergency if the (6) Information from education records may be released (k) WSU may provide to parents or guardians of students knowledge of such information is necessary to protect the under age twenty-one information regarding violations of health or safety of a student or other person(s). federal. state. or local laws or the university's conduct code Reviser's note: The bracketed material preceding the section above where such violations concern the use or possession of alco- was supplied by the code reviser's office. hol or controlled substances and where WSU determines that Reviser's note: The typographical errors in the above section occurred those students have committed such violations. in the copy filed by the agency and appear in the Register pursuant to the {l) When either the student initiates legal action against requirements of RCW 34.08.040. WSU or when WSU initiates legal action against the student, WSU may disclose to the court any educational records of the student that are relevant to the legal action. • (m) Information may be disclosed in conformance with WSR 01-19-028 I' other exceptions to the prior written consent requirement of PERMANENT RULES the Family Educational Rights and Privacy Act and imple- WASHINGTON STATE UNIVERSITY menting regulations found at 34 C.F.R. § 99. A copy of these [Filed September 13, 2001, 9:45 a.m.] regulations may be obtained from the Office of the Registrar. (2) Where the consent of a student is obtained for the Date of Adoption: September 5, 2001. release of education records, it shall be in writing, signed and Purpose: An amendment to allow the suspension, modi- dated by the person giving such consent, and shall include: fication or repeal of regulations regarding parking for special (a) A specification of the records to be released, events, emergency or disaster. To allow referral of unpaid (b) The reasons for such release, and fines and charges-for collection. {c) The names of the parties to whom such records will Statutory Authority for Adoption: RCW 28B.30.095, be released unless the nature of the activity is such that 28B.30.125, 28B.30.150, 288.10.560, and chapter 34.05 advance identification of recipients is not possible such as RCW. Adopted under notice filed as WSR 01-15-024 on July employment assistance provided by the university office of career services and placement, in which case an effort will be 11, 2001. made to identify recipients of information as they become Number of Sections Adopted in Order to Comply with known. Federal Statute: New 0, Amended 0, Repealed O; Federal (3) In cases where records are made available without Rules or Standards: New 0, Amended 0, Repealed O; or student consent as permitted by WAC 504-21-050 {l){b), {c), Recently Enacted State Statutes: New 0, Amended 0, (d), {e), (f), {i) and (j) the university shall maintain a record Repealed 0. Number of Sections Adopted at Request of a Nongov- which will indicate the parties which have requested or obtained access to a student's records maintained by the uni- ernmental Entity: New 0, Amended 0, Repealed 0. versity and which will indicate the legitimate interest of the Number of Sections Adopted on the Agency's Own Ini- requesting party. Releases in accordance with WAC 504-21- tiative: New 0, Amended 2, Repealed 0. 050 {l)(a) need not be recorded. Number of Sections Adopted in Order to Clarify, (4) Personally-identifiable education records released to Streamline, or Reform Agency Procedures: New 0, third parties, with or without student consent, shall be accom- Amended 2, Repealed 0. panied by a printed statement indicating that the information Number of Sections Adopted Using Negotiated Rule cannot be subsequently released in a personally-identifiable Making: New 0, Amended 0, Repealed O; Pilot Rule Mak- form to any other parties without obtaining consent of the stu- ing: New 0, Amended 0, Repealed O; or Other Alternative dent unless such disclosures are made pursuant to WAC 504- Rule Making: New 0, Amended 2, Repealed 0. [ 7] Permanent WSR 01-19-029 Washington State Register, Issue 01-19 Effective Date of Rule: Thirty-one days after filing. storage, or attempts· to move a vehicle with a wheel'lock September 7, 2001 device installed. • · ·.~ . Loretta M. Lamb (t) No vehicle impounded by· towing or wheel' lock ~ Assistant Vice-President for devices shall be released until the following fines are paid in , Personnel and Administration c~h: · Rules Coordinator (i) All unpaid parking violation penalties against ·said· vehicle and any other vehicle registered to the violator;· WASHINGTON STA TE UNIVERSITY: CAMPUS (ii) A fifty-dollar wheel lock fee; TRAFFIC AND PARKING REGULATIONS FOR (iii) All towing and storage fees. WASHINGTON STATE UNIVERSITY VANCOUVER (g) Any vehicle impounded pursuant to these regulations in excess of thirty calendar days shall be considered an aban- doned vehicle and shall be disposed of in accordance with AMENDATORY SECTION (Amending WSR 96-15-050, chapter 46.55 RCW. filed 7/15/96, effective 8/15/96) (h) A person wishing to challenge the validit)r"of any WAC 504-19-830 Other violations and fines or fees imposed under this subsection may appeal such sanctions. (1) Late payment of fines: Failure to pay fines and charges will fines or fees as elsewhere provided in these regulations. result in the total amount assessed being referred for collec- However, in order to secure release of the· vehicle, such per- tion. Forty-five days after issuance of a notice of violation a son must pay the amount of such fines or fees as a bond ten-dollar charge shall be added to all unpaid parking viola- which will be refunded to the extent the appeal is·successful. tions. (i) An accumulation of six unpaid violations during any If a student or staff member fails to pay the fine assessed twelve-month period, exclusive of meter violations, and for any violation, the fine will be referred to the WSU con- overtime in time zone violations, will subject the violator to troller's office for collection. The controller may, if other col- revocation or denial of parking privileges. Vehicles without lection efforts fail, deduct outstanding fines from the salary permits which accumulate the above number of violations warrants of employees or withhold the may be prohibited from parking on university property. amount of the out- standing fines from damage deposits or other funds held for (3) Failure to pay fines: Failure to pay a fine or comply any student in order to secure payment. Where collection with other penalties assessed pursuant to these regulations efforts are unsuccessful, the controller may notify the regis- after exhausting or failing to exercise appeals provided for in trar to refrain from issuing student transcripts or to withhold these regulations constitutes a violation ofRCW 28B.10.560. permission to reenroll for a subsequent term until outstanding A citation or complaint for such violations may be issued and ~ fines are paid. The procedures discussed above are not exclu- filed with the district court. Upon request of the university, , sive, however, and failure by anyone to pay fines may lead to the department of licensing !Day withhold vehicle. reg~stration towing or use of the wheel loc:k device described in these reg- pending the payment of outstanding parking fines. , ulations. The procedures discussed above are not a precondi- tion to towing or use of the wheel lock. AMENDATORY SECTION (Amending WSR 96-15-050, (2) Impound by wheel lock or towing: filed 7115/96, effective 8/15/96) (a) Any vehicle with an accumulation of three or more WAC 504-19-050 unpaid parking violations or any vehicle displaying a lost or Emergencies. The president stolen dele- permit may be gates to the WSUV campus dean the authority to· suspend:· temporarily immobilized by use of a modify, or repeal any or all wheel lock device placed on a wheel. A fifty-dollar fee will be assessed on vehicles which are immobilized with a wheel provisions in this chapter for authorized wsu special event or an in the event of an emer- lock. gency, disaster, or other like contingency. Such actiOn snail (b) Any vehicle may be limited in duration and scope to meet((iftg))'the institu- be towed away at owner's/opera- tor's expense if the vehicle: tional needs of WSUV and/or address the dangers of the co'n:. tingency. (i) Has been immobilized by wheel lock more than , twenty-four hours; or (ii) Is illegally parked in a marked tow-away zone; or (iii) Is a hazard or obstruction to vehicular or pedestrian traffic (including, but not limited to, vehicles parked at curbs WSR 01-19-029 or rails painted yellow or red or in crosswalks); or PERMANENT RULES (iv) Cannot WASHINGTON STATE UNiVERSITY be impounded with a wheel lock device; or (v) Is illegally parked in a disability space. [Filed September 13, 2001, 9:46 a.m.] (c) The driver and/or owner of a towed vehicle shall pay Date of Adoption: September 5, 2001. towing and storage expenses. Purpose: An amendment to eliminate library food and ( d) Any vehicle immobilized by use of the wheel lock beverage policies which are no longer applicable and to allow device in excess of twenty-four hours will be assessed a stor- the director of libraries to set policy regarding the use of food, age fee of ten dollars for each calendar day or portion thereof, beverage and tobacco in library facilities. without codifying ~ beyond the first twenty-four hours. them in the WAC. , (e) The university assumes no responsibility in the event Statutory Authority for Adoption: RCW 28B.30.095, of damages resulting from towing, use of wheel lock devices, 28B.30.125, 28B.30.150, 95-13-004, § 504-40-010. Permanent [ 8] Washington State Register, •ssue 01-19 Adopted under notice filed as WSR 01-15-025 on July 11, 2001. ject to appropriate disciplinary action by the university. ~ Number of Sections Adopted in Order to Comply with •Federal Statute: New 0, Amended 0, Repealed 0; Federal will not release the name or address of the borrower who has Rules or Standards: New 0, Amended 0, Repealed 0; or or had an item checked out or who has placed a hold on an Recently Enacted State Statutes: New 0, Amended 0, item. RepealedO. Number of Sections Adopted at Request of a Nongov- all libraries operated by the WSU libraries. ernmental Entity: New 0, Amended 0, Repealed 0. Number of Sections Adopted on the Agency's Own Ini- or modify portions of these regulations in accordance with its tiative: New 0, Amended 1, Repealed 0. regulations and applicable laws. Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended l, Repealed O. Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 0, Repealed 0; Pilot Rule Mak- ing: New 0, Amended 0, Repealed O; or Other Alternative Rule Making: New 0, Amended l, Repealed 0. Effective Date of Rule: Thirty-one days after filing. September 7, 2001 Loretta M. Lamb Assistant Vice-President for Personnel and Administration Rules Coordinator WASHINGTON STATE UNIVERSITY: LIBRARY POLICIES, RULES AND REGULATIONS ~ AMENPAIORY SECTION (Amending WSR 95-13-004, • filed 6/8/95, effective 7/9/95) WAC 504-40-010 General policies. (1) The major functions of the Washington State University libraries are to provide access to the corpus of information and documents essential to the institution's teaching, research, and service programs, especially, by acquiring and preserving material; to organize these materials; to store them; to retrieve them upon demand; and to adapt and to assist in adapting them for most effective use. The WSU libraries' collections contain this information and knowledge in its physical forms-books.journals, manu- scripts, microforms, films, recordings, maps, magnetic data files, and other resources including equipment significant to the teacher, the student, and the researcher. (2) The WSU libraries' policies and regulations are based' on the belief that the needs of the university community as a whole take precedence over individual convenience. (3) Upon request and suitable justification by the library user, exceptions to the regulations may be made. To insure that exceptions are made with the full knowledge of the research and instructional needs of the university community, such exceptions may be made only by an appropriate library faculty or staff member as designated by the director of libraries or the campus librarian at a WSU branch campus. (4) In the WSU libraries' buildings persons are expected to maintain appropriate public behavior((~)) and to adhere to such food((;)) and beverage((s, er use of teeaeee are alleweEi ie ~e re&Eiieg aeEl sRIEiy areas.)) policies as are estab- ~ lished by the Director of Libraries. Smoking ((is Aet J'efftlit teEi)) and other uses of tobacco are prohibited in the libraries. [ 9] existing rules are a result of E2SHB [E2SSB] 5606 which requires the Department of Social and Health Services to conduct background checks on all applicants and current employees in specific positions. Citation of Existing Rules Affected by this Order: Amending WAC 356-26-030, 356-26-140, 356-34-090, and 356-30-330. Statutory Authority for Adoption: RCW 41.06.150. Adopted under notice filed as WSR 01-16-095 on July 26, 2001. Number of Sections Adopted in Order to Comply with Federal Statute: New 0, Amended 0, Repealed O; Federal Rules or Standards: New 0, Amended 0, Repealed O; or Recently Enacted State Statutes: New 1, Amended 4, Repealed 0. Number of Sections Adopted at Request of a Nongov- ernmental Entity: New 0, Amended 0, Repealed 0. Number of Sections Adopted on the Agency's Own Ini- tiative: New 0, Amended 0, Repealed 0. Number of Sections Adopted in Order to Clarify, Streamline, or Reform Agency Procedures: New 0, Amended 0, Repealed 0. Number of Sections Adopted Using Negotiated Rule Making: New 0, Amended 0, Repealed O; Pilot Rule Mak- ing: New 0, Amended 0, Repealed O; or Other Alternative Rule Making: New 1, Amended 4, Repealed 0. Effective Date of Rule: Thirty-one days after filing. September 13, 2001 E. C. Matt Secretary NEW SECTION WAC 356-30-012 Department of social and health services--Background check requirements. (1) The secre- tary of the department of social and health services shall con- duct background checks on all employees in covered posi- tions ("employees") and persons under final consideration for a covered position ("applicants"). A covered position is one Permanent WSR 01-19-032 Washington State Register, Issue 01-19 in which a person will or may have unsupervised access to (ii) Authorized leave without pay, if there is no paid children, vulnerable adults, or individuals with mental illness leave available, or if the employee chooses not to use paid or developmental disabilities. Employees and applicants leave. ~ shall authorize the secretary of the department of social and (iii) Reassignment to another work location. · ~ health services to conduct a background check. (h) When considering the above actions, the agency will (2) The requirement for background checks shall include consider the least restrictive means necessary to prevent the following: unsupervised access. (a) Any employee seeking a covered position because of (6) The secretary of the department of social and health a reduction-in-force, reallocation, transfer, promotion or services shall: demotion. (a) Notify employees and applicants that a background (b) Any applicant prior to appointment into a covered check is required for covered positions; position, except when appointment is made on a conditional (b) Develop procedures specifying when employees and basis under subsection ( 6)(b) of this section. applicants may be hired on a conditional basis pending the (3) A background check will be conducted on the final results of a background check; and preferred candidate prior to appointment. (c) Develop policies and procedures pertaining to back- (4) The secretary of the department of social and health ground checks. services shall use the results of a background check solely to (d) Notify employees of their promotional register rights determine the character, competence and suitability of a per- when they have been separated from their position, either son for a covered position. The background check informa- voluntarily or involuntarily due to a background disqualifica- tion shall consist of: tion. (a) Conviction records, pending charges, and disciplin- (7) Failure to authorize the secretary of the department of ary board final decisions. social and health services to conduct a background check dis- (b) Evidence that substantiates or mitigates convictions, qualifies an employee or applicant from consideration for any pending charges, and disciplinary board final decisions covered position including their current covered position. including, but not limited to: (8) An applicant for a covered position who is denied (i) The employee or applicant's background check autho- employment due to a disqualifying background check may rization and disclosure form; request a review by the appointing authority. (ii) The employee or applicant's age at the time of con- (a) Requests for review must be in writing and received viction, charge, or disciplinary board final decision; by the appointing authority within fifteen calendar days of (iii) the nature and severity of the conviction, charge, or the postmark date of the notification. ~ disciplinary board final decision; (b) If the applicant disagrees with the appointing author- ~ (iv) the length of time since the conviction, charge, or ity's decision, the applicant may request a review by the disciplinary board final decision; director of the department of personnel in accordance with (v) the nature and number of previous offenses; WAC 356-34-090. (vi) vulnerability of the child, vulnerable adult, or indi- (9) A separation under subsection (5)(e) of this section vidual with mental illness or developmental disabilities to shall not be considered a disciplinary action as set forth in which the employee or applicant will or may have unsuper- WAC 356-34-010. vised access; and (10) Permanent employees may appeal to the personnel (vii) the relationship between the nature of the convic- appeals board in accordance with RCW 41.06.170 and rules tion, pending charge, or disciplinary board final decision and promulgated thereunder including WAC 358-20-010 and the duties of the employee or applicant. WAC 358-20-020. (5) A permanent employee with a background check dis- (11) Nothing in this rule shall limit the secretary of the qualification is subject to any of the following actions: department of social and health services' use of other author- (a) Job restructuring; ities to conduct background checks. (b) Job reassignment; (12) Information pertaining to background checks is (c) Voluntary demotion; confidential and shall be used solely for the purpose of deter- (d) Voluntary resignation; mining the character, suitability and competence of the appli- (e) Non-disciplinary separation. The employee shall be cant and/or employee. Misuse of background check informa- separated by the appointing authority after fifteen calendar tion is a criminal offense and may result in prosecution and/or days written notice unless the employee requests a shorter disciplinary action as provided under WAC 356-34-010. notice period; (13) The department of social and health services will (f) Disciplinary action for any of the causes listed in submit a report to the board by January 31, 2002, reporting WAC 356-34-010; and/or actions taken under subsection (5) of this rule and placement of employees into other positions within the agency. (g) Interim measures that may be used while the appoint- ing authority explores the availability of actions (not to exceed 30 calendar days except in cases where there are AMENDATORY SECTION (Amending WSR 98-19-034, investigations of pending charges): filed 9/10/98, effective 10/12/98) (i) Voluntary use of accrued vacation, exchange, and/or WAC 356-26-030 Register designation. (1) Agency compensatory time. reduction in force. Permanent [ 101 Washington State Register, Issue 01-19 WSR 01-19-032

RISK CLASSIFICATION

5005 and having exposure (work hours) ((will)) may provide to you ((or yo1:1r represeHtative)) at the which is reportable under other risk classifications assigned workshops. If we audit your account we will use this release to the employer shall be required to establish a separate sub- form to obtain material and supply/purchase sales records account for the purpose of reporting exposure (work hours) from the material supply dealer(s) you use. This will aid us as and paying premiums under this risk classification (5005). we verify the information you supply us on your premium Except as otherwise provided for in this rule, only exposure and supplemental reports. If we need to verify the informa- (work hours) applicable to work covered by risk classifica- tion that you supplied us, we will send you written notice tion 5005 shall be reported in this subaccount. In the event before we contact your material supply dealer(s). We must that the employer's only other reportable exposure (work receive this release form prior to the end of the quarter in hours) is subject to one of the standard exception risk classi- which you want the discounted classifications and rates to fications, or the shop or yard risk classification then all expo- become effective. For example, if you want the discounted sure (work hours) will be reported under a single main classifications and rates to apply to your business for the third account. calendar quarter (July 1 through September 30), we must (c) Every employer assigned to report exposure (work receive your signed and completed release of information hours) in risk classification 5005 shall supply an addendum form by September 30. You can complete the voluntary report with their quarterly premium report which lists the release form at the workshop and give it to our representative name of each employee reported under this classification dur- at the workshop or mail it to: ing the quarter, the Social Security number of such worker, the piece or pieces of equipment the employee operated dur- Labor and Industries ing the quarter, the number of hours worked by the employee Employer Services - Drywall Manager during the quarter, and the wages earned by the employee P.O. Box 44166 during the quarter. Olympia, Washington 98504-4166 (6) Special drywall industry rule. (a) Why have we changed the way you pay premi- (iii) You must submit complete and accurate premium ums? Under Washington law (RCW 51.16.035), we are reports when they are due and be current with all premium given the authority to establish how workers' compensation reports and payments. If you owe us money (premiums) for insurance rates are computed. For most industries, workers' any quarter ((er j'leriod j'lrior to December 31, 1996)), we will compensation insurance rates are based on hours worked by not allow you to report in the discounted classifications((~ employees. While the worker hour system works well for meet this COHditiOA )'01 1 ffil ISt file all reports Fefjl lifed ey this most industries, this method of paying premium can be unfair seetioH VlfteH d1 1e; aHd if yo1 1 have Hot flaid j'lremi1 1ms which when a large segment of workers within an industry are not #ere d1 1e for aHy qt tarterly report yo1 1 s1 1llmiHed te us prier te paid an hourly wage. The drywall industry is one in which aHd iHel1 1diHg the fe11rth q1 1arter 1996 (Oeteller 1, throt tgh many workers are paid on the basis of material installed((;)) Deeemeer 31, 1996), either pay the llalaHee due immediately and/or finished, ((stocked aHellor scraj'lfled)) (piece work), er maiHtaiH a e1 1rreHt 13ayR1eHt agreemeHt with 1 1s fer aHy past [ 95] Proposed WSR 01-19-069 Washington SbJte Register, Issue 01-19 due premium. For purposes of this sectioH, a "curreHt {lay result of an audit, your business is in noncompliance, your meHt agreemeHt" is a writteH legal agreemeHt 'vrhieh \Ve have business will be disqualified from using the discounted clas- approved aHd eHtered iHto with you. This agreemeHt will set sifications for three years (thirty-six months) from the period. forth your uHpaid premium obligatioH, aHy llflplicable peHal of last noncompliance. If your business does comply. we will ties aHd iHterest that must be {laid, the amouRt of each iHstall schedule your business to be audited over the next several meHt (paymeHt) aad a schedule of paymeflt due dates. If you years to ensure continued compliance. fail to make aHy fla)·meHt covered iH a payffieHt agreeffieHt ( e) I have several businesses. If one of my businesses you will Jose the right to use the discouHted classificatioHs aHa rates. You will Hot be allowed to use a discouated classi is disqualified from using the discounted rates will that ficatioH affect my other businesses? Yes, if you have ownership or rate if you fail to submit reports, or make premil:lm interest in a business which has been disqualified from using paymeflts OH time for aHy perioa begiHHiRg with the first the discounted rates, and you also have ownership interest in quarter 1997)) until your premium obligations have been other construction businesses which have separate paid. This requirement applies to any classification assigned industrial to your business and for any exposure (hours, square feet, insurance accounts or subaccounts, all businesses in which etc.,) you have ownership interest will be disqualified from using which occurs ((after JaHuary 1, 1997)). Businesses the discounted rates. This includes a business which you own requesting the use of the discounted classifications while in field audit or owned that is in bankruptcy status and for which you have status shall not be assigned the discounted classifi- not entered into a payment agreement, if you owe us any cations and rates until the audit process is complete and all criteria for this rule have been met. money; or money that you owe us which we wrote off as an uncollectible debt. (iv) You must provide us with a supplemental quarterly (t) If I make a mistake in how I reported report which shows by employee the employee's name and to you, Social Security should I correct the error? Yes, you should number, the wages you paid them during the send in a revised report.(fil with an explanation of the error quarter, the basis for how they are paid, (piece rate, commis~ you are try- sion, hourly, etc.,) their rate of pay per unit/hour, and a nota- ing to correct to the drywall underwriter. If we audit your tion as to whether they are business, and we determine that you have under reported an installer, finisher, scrapper, exposure in any classification assigned to painter, etc. This report is to be attached to and submitted your business, with your all quarterly premium report. exposure which you reported in the discounted

Classifications

v) For for the audit period will be reclassified to the nondiscounted any work which you subcontract to others, you classifications. must maintain the records described in WAC 296-17-31013 (g) If I disagree with an audit or which requires you to keep certain information about the sub- other decision can I contractors you use and materials you still use the discounted rates whiie we are resolving the may have supplied to issue? Yes, if you are involved in a the subcontractors. dispute with us over the (vi) You must keep and retain the payroll and employ- status of an independent contractor, the issue being whether ment records an individual is a covered worker; the proper classification of described in WAC 296-17-35201. work your employees performed; or under If you do not meet all of the above conditions, we will not assign the reporting; you may qualify for the discounted classifications by paying the discounted rates to your business and you will disputed amount while the issue is under dispute. In the be required to pay premiums in the nondiscounted classifica- tion(s). event the issue is resolved in your favor we wiH refund any moneys (c) which you paid which were disputed. We will not pay interest Can I be disqualified from using the discounted on the refunded amount. If you do not pay the audit balance rates? Yes, as opposed to failing to qualify because you did or disputed amount when requested or do not post an equiva- not meet the conditions of (b) of this subsection, your busi- lent bond, you will not be permitted to use any of the dis- ness will be disqualified from using the discounted premium counted classifications. rates if: · You do not file premium reports on time; (h) I am the owner of the business, and I do some of You fail to pay premiums on time; the work myself. Can. I deduct the work I do from the You under report or misclassify the work performed total square feet to be reported to you? Yes, as an owner of by your employees; or the business you can deduct the amount of work that you did ((.. You fail to maiHtaiH the paymeats iH a payffieHt from the total square feet which you are going to report to us. agreemeHt you ha·re eHterea iHto with l:ls; or)) (i) How do I calculate and report this deduction to You fail to meet any other condition set forth in this you? To claim this deduction you must send us a report rule. which shows by job, project, site or location the total amount of material that was installed or finished at that job, project, ( d) How long will I be disqualified from using the dis- site or location; the amount of material which you, the owner, counted classifications? {(If we disqualify your busiaess installed and/or finished at the job, project, site or location; fr.om 1:1siHg the discouHted classificatioHs, the disqualificatioH the hours it to.ok you to install and/or finish the material you will be fur three years (thirty six moHths) from the period of are claiming deduction for; the total material installed and/or last HOHcompliaHce.)) If the drywall underwriter discovers finished by subcontractors (including the subcontractor's your business has failed to meet the conditions as required in legal name and Unified Business Identifier (UBI) at the job, this rule. your business will need to comply to retain using the project, site or location); the total material installed and/or discounted classifications. If your business does not comply finished by employees at the job, project, site or location; and timely, your business may be referred for an audit. If. as a the hours the employees worked by job, project, site or loca- Proposed [ 96] Washington State Register, Issue 01-19 WSR 01-19-069 tion. This report must accompany the quarterly report in NEW SECTION which you are claiming a deduction. If there are several own- WAC 296-17-52141 Classification 0541. ers, you must supply this information for each owner for 0541-00 Wallboard taping, including texturing and prim- whom you wish to claim a deduction. ing - discounted rate (to be assigned only by the drywall underwriter) NEW SECTION Applies to contractors engaged in taping wallboard in WAC 296-17-52140 Classification 0540. residential or commercial buildings or structures. The pro- cess of taping occurs after wallboard, drywall, or sheetrock 0540-00 Wallboard installation, including scrapping - dis- has been installed and involves taping the seams, and spread- counted rate (to be assigned only by the drywall under- ing joint compound over the seams and nail or screw heads. writer) When dry, the seams are sanded to remove any rough edges. This classification includes the following activities when per- Applies to contractors engaged in the installation or formed by employees of a wallboard contractor and part of repair of wallboard. This classification includes the installa- the taping process which includes wallboard texturing (a tion of wallboard, drywall, or sheetrock in all types of resi- putty-like material that is sprayed over the prepared wall- dential or commercial buildings or structures. The process board in a clump-like application and smoothed with a trowel consists of cutting wallboard with a utility knife, hacksaw, or or putty knife), and wallboard priming (the application of an power saw to the desired size and then butting material into undercoating that may be applied either directly to the wall- board or after it has been textured). This classification also place and nailing or screw fastening to wood or metal wall includes incidental painting when performed by employees studs .. Electrical box, window, or door openings are cut out of a wallboard contractor and part of the taping process. where needed. Installation may require the use of scaffold- This classification excludes wallboard installation whiCh ing, ladders, specialty lifts, or stilts when working at heights, is to be reported separately in classification 0540 or 0550; including the use of T holders or hydraulic lifts to hold mate- wallboard priming and texturing not performed by employees rial being installed on ceilings. This classification also of the wallboard contractor and part of the taping process includes wallboard scrapping (picking up and discarding which is to be reported separately in classification 0521; inte- unused portions of wallboard remnants or scraps) at the con- rior painting which is to be reported separately in classifica- struction site when performed by employees of the wallboard tion 0521; and wallboard scrapping by nonmaterial dealer employees which is to be reported separately in classification contractor. 0540 or 0550. This classification excludes delivery of materials to the Specia.l note: The basis of premium for this classifica- construction site by material dealer employees which is to be tion is material .finished (square feet). The amount used to reported separately in the applicable delivery classification; determine premium calculation for material finished shall be delivery and stocking of materials to the construction site the same amount used for premium calculation of material when performed by employees of the wallboard contractor installed for use in classification 0540 or 0550. The amount which is to be reported separately in classification 1101; of wallboard purchased for each job, project, site or location wallboard taping (including priming and texturing when per- shall be equal to the amount of material installed or finished. formed by employees of the wallboard contractor) which is to For contractors to be assigned, and continue to report in this be reported separately in classification 0541 or 0551; wall- classification, their account must remain in good standing board scrapping by nonwallboard contractor employees and conform to the conditions specified in the special drywall industry rule. which is to be reported separately in the applicable construc- tion debris cleanup classification; plastering, stuccoing or lathing work which is to be reported separately in classifica- NEW SECTION tion 0303; and the framing of nonbearing walls when per- WAC 296-17-52150 Classification 0550. formed by the drywall contractor which is to be reported sep- 0550-00 Wall board installation, including scrapping - arately in classification 0516. nondiscounted rate (to be assigned only by the drywall Specia.l note: The basis of premium for this classifica- underwriter) tion is material installed (square feet). The amount used to Applies to contractors engaged in the installation or determine premium calculation for material installed shall be repair of wallboard. This classification includes the installa- the same amount used for premium calculation of material tion of wallboard, drywall, or sheetrock in all types of resi- finished for use in classification 0541 or 0551. The amount dential or commercial buildings or structures. The process of wallboard purchased for each job, project, site or location consists of cutting wallboard with a utility knife, hacksaw, or shall be equal to the amount of material installed or finished. power saw to the desired size and then butting material into For contractors to be assigned and continue to report in this place and nailing or screw fastening to wood or metal wall classification, their account must remain in good standing studs. Electrical box, window, or door openings are cut out and conform to the conditions specified in the special drywall where needed. Installation may require the use of scaffold- industry rule. ing, ladders, specialty lifts, or stilts when working at heights, [ 97] Proposed WSR 01-19-070 Washington State Register, Issue 01-19 including the use of T holders or hydraulic lifts to hold mate- of the wallboard contractor and part of the taping process rial being installed on ceilings. This classification also which is to be reported separately in classification 0521; inte- includes wallboard scrapping (picking up and discarding rior painting which is to be reported separately in classifica- unused portions of wallboard remnants or scraps) at the con- tion 0521; and wallboard scrapping by nonmaterial dealer struction site when performed by employees of the wallboard employees which is to be reported separately in classification 4 contractor. 0540 or 0550. This classification excludes delivery of materials to the Special note: The basis of premium for this classifica- construction site by material dealer employees which is to be tion is material finished (square feet). The amount used to reported separately in the applicable delivery classification; determine premium calculation for material finished shall be delivery and stocking of materials to the construction site the same amount used for premium calculation of material when performed by employees of the wallboard contractor installed for use in classification 0540 or 0550. The amount which is to be reported separately in classification 1101; of wallboard purchased for each job, project, site or location wallboard taping (including priming and texturing when per- shall be equal to the amount of material installed or finished. formed by employees of the wallboard contractor) which is to For contractors to be assigned, and continue to report in this be reported separately in classification 0541 or 0551; wall- classification, their account must remain in good standing board scrapping by nonwallboard contractor employees and conform to the conditions specified in the special drywall which is to be reported separately in the applicable construc- industry rule. tion debris cleanup classification; plastering, stuccoing or lathing work which is to be reported separately in classifica- REPEALER tion 0303; and the framing of nonbearing walls when per- formed by the drywall contractor which is to be reported sep- The following sections of the Washington Administra- arately in classification 0516. tive Code are repealed: Special note: The basis of premium for this classifica- WAC tion is material installed (square feet). The amount used to 296-17-52116